Quality Standards for Assessment and Development Centres

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Quality Standards for Assessment and Development Centres HELEN BARON, MAX CHOI, NIGEL POVAH, STEVE WHIDDETT, CHARLIE EYRE BPS DOP WORKING GROUP ON ASSESSMENT CENTRE STANDARDS

Agenda Background Research Findings Development Content of the Standards Discussion

Background to project Symposium at 2012 Conference showed substantial interest in improving standards Sponsored by the Division of Occupational Psychology of the British Psychological Society Working group of Occupational Psychologists Consultants, Internal HR Teams, Academics Growth in AC field leading to less qualified practitioners and poor practice Existing guidelines required updating and did not provide sufficient guidance Comparison to benefits of test standards

Why is a standard needed? To protect the public Address poor practice Improve validity Support practitioners Guidance for commissioners Promote evidence based practice Underpin other initiatives E.g. Training accreditation Practitioner accreditation Process accreditation

Evidence of Poor Practice Surveys of practitioners Two stage research project Collected problems seen by Candidates Assessors Designers Asked groups to rate how frequently the problems occurred Dewberry, under review

Percentage of AC where Designers (n=25) Reported Issue Assessors being asked to work extremely long hours 38% Assessors not being given the opportunity to practice the evaluation of exercises before 25% the AC went live Assessors asked to be involved in the AC at the last minute, when not properly prepared 23% Insufficient training of assessors 22% Timetables that do not allocate sufficient time to move between rooms 22% Insufficient trialling of the AC 22% The effectiveness of the assessment centre being compromised by the need to cut costs 20% The use of competencies which have not been identified with job analysis 18% Assessors being required to assess more competencies in an exercise than they were able to deal with effectively People being actively involved in the design of AC when they were not adequately trained to do so 17% 16%

Percentage of Assessors (n=95) estimating problem occurs Quite Often or more frequently Pre- Wash Up The order in which candidates take part in exercises not being the same for all 66% Assessors being given insufficient time to evaluate and score candidates 49% Candidates being assessed less than twice on a particular competence during the AC 53% Assessors being too rushed, throughout the entire AC, to do their job properly 43% Assessors being given such a large workload in the AC that they cannot perform their role properly Exercises which require assessors to evaluate too many behaviours in the time allowed 42% 41% Assessors tending to give all candidates middling scores - never very high or very low 36% Assessors being required to write reports which are unnecessarily long and timeconsuming 36% The over-use of exercises which favour extraverts rather than more reflective introverts 38% Assessors being influenced by how well the candidate appears to fit the organization 31%

Percentage of Assessors (n=95) estimating problem occurs Quite Often or more frequently Wash Up Wash-ups which are rushed due to lack of time 51% More time spent discussing candidates at the beginning of the wash up than at the end 42% Wash-ups in which there is too much unnecessary and unproductive discussion 40% Senior assessors in the wash-up having greater influence than more junior ones over evaluations and decisions 34% Junior assessors deferring to more senior ones in wash-ups 31% Assessors framing evidence about candidates so as to support the final decision they want 31% to be made about them More junior assessors being unwilling to challenge the evaluations made about candidates by more senior assessors 30% In-house assessors having more influence on the evaluation of candidates than external 29% ones Wash-ups in which assessors appear to place more emphasis on defending their own evaluations than in listening to the evidence from others 28% Assessors with less dominant personalities deferring to those with more dominant personalities when evaluating candidates 27%

Percentage of AC where Candidates(n=64) Reported Issue No clear guidance provided on how assessments will be marked 55% Not being given sufficient feedback on your performance after an assessment 51% Assessments which seemed poorly designed 34% Being asked to act in simulations which seem very unrealistic 31% Not being provided with any opportunity to wind down and relax after the AC 30% The use of tests or exercises which appear to be of little or no relevance for the role 28% The AC being located in a rough and intimidating part of town 28% The impression that assessors have not been sufficiently trained 28% A lack of 'human' contact - an impersonal experience - feeling like being in a sausage machine The relevance of certain assessments for the job you applied for not being explained 27% 26%

Who developed the standard? Drafting Team Helen Baron, Independent, Dave Bartram, CEB s SHL Talent Measurement Solutions, Max Choi, Quest Partnership, Charles Eyre, College of Policing, Patricia Lindley, Independent, Nigel Povah, A&DC, Steve Whiddett, Association for Business Psychology and WHE UK Ltd Broader Working Group Sue Bawtree, CEB s SHL Talent Measurement Solutions, Alan Bourne, Talent Q, Chris Dewberry, Birkbeck College, Nigel Evans, Nigel Evans Consulting Ltd, Amelia Hughes, Price-Waterhouse Coopers, Claudia Nutgens, Independent, Sonia Pawson, NOMS, Jo Silvester, Cass Business School, City University, John Toplis, Independent, Derek Wilkie, Stuart Robertson & Associates Ltd, Philip Wilson, Fast Stream, Civil Service Resourcing

How was the standard developed? Working from an evidenced based practice approach E.g. meta-analysis shows 50% increase in validity with arithmetic decision making Where evidence is less specific combine with experience E.g. Number of assessment criteria must be balanced with resources Informed by survey results, experience of developers Reviewing existing standards BPS Guidelines ISO 10667 Other standards e.g. International Taskforce Consultation and redrafting

Relationship to ISO 10667 ISO 10667-1 & 10667-2 Assessment service delivery Procedures and methods to assess people in work and organizational settings Part 1: Requirements for the client Part 2: Requirements for service providers Provides a general framework Assessment Centre standard provides detail Uses similar language and structure Considers standards from both commissioner (client) and service provider perspectives

The formal standard not guidance Standards include what shall be done and what should be done: Shall is taken to mean that something is obligatory. If an entity fails to meet a shall condition they could not be certified as compliant with the standard. Should is taken to mean recommended but optional. The shalls define good practice, the shoulds define best practice. Wherever possible, tried to use shall rather than should. Notes these provide some general background, but generally the standard does not explain why something ought to be done or avoided Standards can be used to evaluate practice

Structure of Standards Specifying the purpose and scope for the Centre Designing the Centre The standards of competence and professional behaviour required of the different roles involved in the Centre process Preparing for delivery Implementing the Centre Data integration and decision making Appropriate reporting and feedback of Centre results Managing the data derived from the Centre including access, use and storage Evaluation of Centres

Using the standard To define good practice for assessment procedures and methods Enhance equity in the application of assessment procedures Enable appropriate evaluation of the quality of assessment service provision Defining training requirements Evaluating practice Supporting resource requirements Certification

Dealing with technology A few specific standards relate to technology Most standards are the same whether technology is used or not Good practice is independent of the medium used Technology can present challenges in implementing good practice E.g. difficulty in exercising control when candidates are in remote locations Appendix discusses use of ICT more generally including virtual centres

How future proof are the standards? Based on current evidence New studies may change our view New practices may require new standards Best practice is about: Accurate assessment Respect for candidates Standards should be robust

Example content (1) The Client shall be responsible for determining the assessment need and ensuring that the Centre addresses an appropriate and legitimate aim. The Service Provider shall advise the Client where a Centre may not offer the most appropriate response for the proposed assessment need. The Service Provider shall take an evidence-based approach to Centre provision and should provide Clients with access to documentation supporting the validity of the approach. The number of assessment criteria shall not be greater than can be effectively assessed within the confines of the Centre design. Each assessment criterion shall be assessed by at least two different assessment methods, at least one of which shall be an Exercise and ideally each assessment criterion should be assessed by at least two different Exercises.

Example content (2) Descriptive anchors shall be provided for at least two points on the rating scale to ensure consistent interpretation of the scale by all assessors. A fully defined behaviourally anchored ratings scale (BARS) should be used where possible. All Participants shall be informed of decisions made based on performance at the Centre. Participants should be provided with an opportunity to receive qualitative feedback about how they have performed during the Centre. The Service Provider shall take account of the diversity of Participants and the purpose of the Centre in allocating Participants to Centres and groups within Centres. The rationale for the approach should be documented. NOTE: Typically allocations are made to ensure a similar balanced mix of demographic, geographical and functional characteristics of Participants within each group to ensure a fair and equitable process for all. On some occasions it may be more in line with the purpose of the Centre to have groups which are homogenous on some factors e.g. a positive action Centre for Development purposes might be single gender.

Example content (3) The Centre Manager shall ensure that Participant briefings make it clear when they are, and when they are not, being assessed. Arithmetic approaches shall be used to determine the Overall Centre Rating whenever the Centre is designed to facilitate selection decisions. A Feedback Generation Meeting should be held whenever qualitative developmental feedback to Participants is provided. Any report of the outcomes of the Centre should clearly state that decisions using the information are the responsibility of the Client. Following completion of the Centre, any learning points for the future shall be collated including both elements that went well and those that did not. This should include both the assessment process itself as well as matters such as Participant perceptions, acceptability and use of outcomes.

Benefits of working with standards Good practice increases validity Reduces risk of bad practice or unfair assessment Increases defensibility of practice Supports challenges to pressure to compromise standards due to cost, time and resource constraints External perception and brand image improved by adhering to standards Facilitates training design Enables quality checks Supports commissioning activity

Panel discussion Your questions about the standards What would make you adopt the standards in your practice? Would you be interested in further developments? Accredit individuals different roles Accredit organisations Accredit training courses for different roles Accredit Centres Accreditation against full standard or separate parts?