Design of Deep Foundations for Slope Stabilization

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Design of Deep Foundations for Slope Stabilization J. Erik Loehr, Ph.D., P.E. University of Missouri Annual Kansas City Geotechnical Conference Overland Park, Kansas April 23, 215

Stability analysis for reinforced slopes Potential Sliding Surface R R axial R lat Reinforcing Member 2

Application drilled shafts drilled shafts Fill Observed sliding surface Stiff Clay 3 after Bruce and Jewell, 1986

Application drilled shafts 4 Photo courtesy of Alabama Electric Cooperative

Application driven piles 5 Graphic courtesy of Hayward Baker

Application driven piles 6 Photo courtesy of Hayward Baker

Application - micropiles micropiles anchor 7

Application - micropiles Photo courtesy of Schnabel Engineering Photo courtesy of Hayward Baker 8

Application soil nails shotcrete facing soil nails Railway sliding surface soil nails 9 after Bruce and Jewell, 1986

Application soil nails 1 Photo courtesy of Schnabel Foundation

Excluded techniques Deep mix columns Jet grout columns Aggregate columns 11

12 Application ground anchors

Application ground anchors 13 Photos courtesy of Schnabel Foundation

Challenges for predicting resistance Load transfer is complex Deformation required to mobilize resistance Numerous limit states Soil provides both load and resistance Axial and lateral resistance may be incompatible 14

Soil movement components Slope Surface Slope Surface axial lat. lat. soil axial Sliding Surface soil lat. axial soil Sliding Surface 15

Depth (ft) Lateral load transfer long pile Pile Deflection (in) -1.2 -.8 -.4..4.8 1.2 Lateral Soil Reaction (kip/in) -4-2 2 4 5 1 sliding surface sliding surface 5 1 15 15 limit soil pressure 16 2 25 3 35 4 2 25 3 35 4 l l l l =.1 in =.1 in =.3 in =1. in

Depth (ft) Lateral load transfer long pile mode Pile Deflection (in) Bending Moment (kip-in) Shear Force (kip) Lateral Soil Reaction (kip/in) -1.2 -.6..6 1.2-6 6 12 18-3. -1.5. 1.5 3. -4-2 2 4 5 1 Sliding surface 5 1 sliding surface 5 1 5 1 15 15 15 15 2 2 2 2 25 25 25 25 3 35 4 3 35 4 l l l l =.1 in =.1 in =.3 in =1. in 3 35 4 3 35 4 limit soil pressure 17

Depth (ft) Lateral load transfer short pile mode 5 1 15 Pile Deflection (in) -12-6 6 12-4 -2 2 4 5 1 15 limit soil pressure Lateral Soil Reaction (kip/in) l l l l =.1 in =.5 in =1. in =1.6 in 2 25 3 35 sliding surface 2 25 3 35 18 4 4

Depth (ft) Lateral load transfer short pile mode Pile Deflection (in) Bending Moment (kip-in) Shear Force (kip) Lateral Soil Reaction (kip/in) -12-6 6 12-3 -2-1 1-3 -15 15 3 5 1 5 1 l l l l =.1 in =.5 in =1. in =1.6 in 5 1-4 -2 2 4 5 limit soil pressure 1 15 15 15 15 2 2 2 2 25 25 25 25 3 35 sliding surface 3 35 3 35 3 35 4 4 4 4 19

Depth (ft) Lat. load transfer intermediate mode 5 1 15 2 25 3 35-4 -2 2 4 sliding surface Pile Deflection (in) 15 2 25 3 35 Lateral Soil Reaction (kip/in) -4-2 2 4 l =.1 in 5 l =.5 in 1 l =1 in limit soil l =3 in pressure 2 4 4

Depth (ft) Lat. load transfer intermediate mode Pile Deflection (in) Bending Moment (kip-in) Shear Force (kip) Lateral Soil Reaction (kip/in) -4-2 2 4 5 1-1 1 2 3 l =.1 in 5 l =.5 in 5 l =1 in l =3 in 1 1-3 -15 15 3-4 -2 2 4 limit soil 5 pressure 1 15 2 sliding surface 15 2 15 2 15 2 25 25 25 25 3 3 3 3 35 35 35 35 4 4 4 4 21

Depth (ft) Axial load transfer Mobilized Axial Load (kip) 1 2 3 4 5 6 5 1 15 sliding surface 2 25 3 35 4 a a a a =.5 in =.1 in =.3 in =.5 in 22

Limit states for deep foundations in slopes Soil failure passive (lateral) failure above/below sliding surface pullout (axial) failure above/below sliding surface Structural failure flexural failure shear failure axial failure - compression - tension Serviceability limits Failure of member in bending Slope Surface Relative Movement Reinforcing Member Failed Soil Initial Location Relative Movement Sliding Surface Location after Sliding Sliding Surface Failed Soil Failure of member in Shear Sliding Surface Relative Movement Initial Location Initial Location Sliding Surface Relative Movement 23

Lessons Load transfer is complex depends on Soil and pile stiffness Sliding depth Orientation of reinforcement Structural and geotechnical limit states It is dangerous to assume load distribution!! 24

Prediction of reinforcement resistance 1. Estimate profile of soil movement 2. Resolve soil movement into axial and lateral components 3. Independently predict mobilization of axial and lateral resistance a. Using p-y analyses for lateral load transfer b. Using t-z analyses for axial load transfer 4. Select appropriate axial and lateral resistance Axial and shear force at sliding depth when first limit state is reached taken to be available resistance for that sliding depth 25

Depth (ft) Mobilization of lateral resistance Pile Deformation (in). 1. 2. 3. 4. 5. Mobilized Bending Moment (kip-in) -15-75 75 15 Mobilized Shear Force (kip) -8-4 4 8 1 clay 1 1 =.1 in =1. in =3. in 2 2 2 3 3 3 slide 4 4 4 rock 5 5 5 26

Mobilized Shear Force (kip) Mobilization of lateral resistance 5 45 4 35 3 25 2 15 1 5 27. 1. 2. 3. 4. 5. 6. Total Slope Movement (in)

Depth (ft) Mobilization of axial resistance Mobilized Axial Load (kip) 2 4 6 8 1 12 14 16 1 2 =.1 in =.3 in =.42 in =.5 in clay 3 4 slide rock 5 28

Mobilized Axial Force (kip) Mobilization of axial resistance 16 14 12 1 8 6 4 2..25.5.75 1. 1.25 1.5 Total Slope Movement (in) 29

Sliding Depth (ft) Sliding Depth (ft) Resistance functions (per member) Axial Resisting Force (kip) 5 1 15 2 25 Lateral Resisting Force (kip) 5 1 15 1 1 Ultimate < 1. in clay 2 2 3 3 4 4 rock 5 5 3 Member resistance for individual member

Sliding Depth (ft) Sliding Depth (ft) Resistance functions (per lineal foot) Axial Resisting Force (kip/ft) 1 2 3 4 5 Lateral Resisting Force (kip/ft) 5 1 15 2 25 spacing = 6-ft 1 1 2 clay 2 3 3 4 4 5 rock 5 31 Member resistance divided by member spacing

4-ft 2-ft -ft -2-ft -4-ft -6-ft -8-ft AEC-Lowman Power Plant Leroy, AEC-Lowman Alabama Power Plant Leroy, 1' 1' 2' Alabama AEC Lowman Power Plant B-11 B-14 B-4 I. Fill IV. dense sand 54-inch diameter shafts B-5 B-6 II. soft to stiff clay III. mixed III. mixed sands sands & clays & clays V. stiff clay VI. stiff VI. to stiff hard to clay hard clay VII. weathered limestone VII. weathered limestone Observed Sliding Surface Reinforcement: 54 #1 bars; 18 #18 bars Permanent steel casing through mixed sands 12-ft length 15-ft c-c staggered spacing MB-9?? 32

33 AEC Lowman Power Plant

Depth (ft) AEC Design Analyses Pile Deformation (in) Mobilized Bending Moment (kip-ft) Mobilized Shear Force (kip) 1 2. 1. 2. 3. 4. 5. -8-4 4 8-2 -1 1 2 CL 1 1 SM 2 2 d=.1 in d=.5 in d=1. in d=2. in d=3. in 3 3 3 4 CH 4 4 5 5 5 6 6 6 7 LS 7 7 8 8 8 34

Mobilized Shear Resistance at Sliding Surface (kips) AEC Design Analyses 8 7 6 5 4 sliding depth 8-ft 16-ft 24-ft 29-ft 4-ft 47-ft 56-ft 3 2 1 35..5 1. 1.5 2. 2.5 3. 3.5 4. Soil Movement (in)

Sliding Depth (ft) Sliding Depth (ft) Design resistance AEC Lowman PP Lateral Shaft Resistance (kips) Lateral Resisting Force (kips/ft) 2 4 6 8 1 2 3 4 1 soil movement 1 CL 2 moment capacity 2 SM 3 3 4 shear capacity 4 CH 5 5 6 6 7 7 LS 8 8 shaft spacing = 15-ft 36

AEC Lowman PP Completed Shafts 37 Photos courtesy of A.H. Beck Foundation Co.

Elevation (ft) Elevation (ft) AEC Lowman PP Observations Bending Moment (kip-ft) -15-5 5 15 Bending Moment (kip-ft) -15-5 5 15-2 -12 7/25/26 9/14/26 11/27/26 CL -2-12 L-pile L-pile (mod) 1/25/27-22 3/27/27 6/28/27 SM -22-32 1/25/27-32 -42 CH -42-52 -52-62 -62-72 -82 installed 7/19/26 LS -72-82 38

39 Brown and Chancellor, 1997

Depth (ft) Depth (ft) Bending moments Littleville Bending Moment (in-kips) Bending Moment (in-kips) -4-2 2 4-4 -2 2 4 1 2 predicted measured (2+7U) measured (1+7U) upslope p mod =.2 1 2 predicted measured (2+7U) measured (1+7U) downslope p mod =.2 3 3 4 4 5 tot =.39-in 5 tot =.31-in 4

Depth, z (ft.) Depth, z (ft.) Axial resistance Littleville Axial Load T, kip (+=tension) Axial Load T, kip (+=tension) -6-4 -2 2 4 6-6 -4-2 2 4 6 1 1 2 3 4 upslope =.3 z ult =.6-in predicted 2 3 4 downslope =.3 z ult =.6-in measured (2+7U) 5 measured (1+7U) tot =.34-in 5 tot =.24-in predicted measured (2+7U) measured (1+7U) 41

42 Large-scale model tests

43 Reinforced slope (s/d 2) w/ capping beam

p-multiplier Influence of Pile Batter 2.5 2. Kubo (1965) Awoshika & Reese (1971) Model Tests 1.5 Reese et al. (26) Recommended for Slopes 1..5. -45-3 -15 15 3 45 Batter Angle (degrees) 44

p-multiplier p-multiplier Influence of Pile Spacing 2. 1.8 Upslope Piles = 15 2. 1.8 Downslope Piles 1.6 = 3 1.6 1.4 1.4 1.2 1.2 1. 1..8.8.6.6.4.4 =15.2.2 =3. 2 4 6 8 1 12 Pile Spacing Ratio, S/d. 2 4 6 8 1 12 Pile Spacing Ratio, S/d 45

Conclusions Predicting resistance for deep foundations used for slope stabilization is complex Current tools provide reasonably practical means to accurately predict resistance Predictions of lateral resistance are generally consistent with field and lab measurements Predictions of axial resistance are sometimes inconsistent with field and lab measurements 46

Things to remember It is dangerous to assume load distribution Should not wish resisting forces Should not compute resistance from structural capacity alone Improvement limited by controlling limit state YOU SHOULD NOT PREDICT RESISTANCE BASED SOLELY ON STRUCTURAL CAPACITY!!! Improving one limit state may only make another most critical Improving non-critical limit state provides no benefit 47