Hematopoietic Stem Cells: Cell Processing, and Transplantation

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Hematopoietic Stem Cells: Cell Processing, and Transplantation Rona Singer Weinberg, PhD Director, Cellular Therapy Laboratory New York Blood Center Phone: (212) 570-3488 E-mail: rweinberg@nybloodcenter.org

Hematopoietic Hierarchy LT-HSC: long term hematopoietic stem cell ST-HSC: short term hematopoietic stem cell GMP: granulocyte-monocyte precursors MEP: megakaryocyte-erythrocyte precursors NK: natural killer From: Hematology Basic Principles and Practice, Hoffman, Editor, Chapter 19, page 191

Hematopoiesis Hierarchy Stem Cells Progenitor Cells Precursors Self- Renewal Amplification and Differentiation Cells in Cycle CD 34+ Sca-1 + Dull Rhodamine Bright Lineage Specific Markers Morphologically Identifiable

Cellular Therapy Laboratory Functions Accession HPC products Process Cryopreserve Store Distribute Outcome Quality indicators Maintain records 10 years post-infusion

Cellular Therapy Labs are Highly Regulated, FDA PHS Act Section 361, 21 CFR 1271 HCT/P must meet all 4 criteria: 1. Minimally manipulated 2. Intended for homologous use only 3. Not combined with a device or drug, except for sterilizing, preserving, or storage agents that do not raise clinical safety concerns 4. Does not have a systematic effect and is not dependent on metabolic activity of living cells for primary function, or Has a systematic effect and is dependent on metabolic activity of living cells for primary function and is for: autologous use, or allogeneic use by a first or second degree relative, or reproductive use. PHS Act Section 351, Biological Products, Premarket Approval HCT/P meets any of the following: 1. Manipulated altering relevant functional characteristics of cells or tissues 2. Genetically modified 3. Expanded ex vivo 4. Non-homologous use 5. Combined with drug, device, or biological product that may raise clinical safety concerns 6. Active systemically or dependent on metabolic activity of living cells for primary function unless minimally manipulated for: autologous use, use in first or second degree blood relative or reproductive use.

FDA Regulation of Minimally Manipulated HPC Products Donor Marrow Peripheral Blood (Aphereis) Autologous No federal regulation 21 CFR 1271, except Subpart C, donor eligibility, recommended but not required Cord Blood 21 CFR 1271, except Subpart C, donor eligibility, recommended but not required Related Allogeneic (1 st or 2 nd degree blood relative No federal regulation 21 CFR 1271 21 CFR 1271 Unrelated Allogeneic Health Resources and Services Administration (HRSA) oversight, contract with NMDP 21 CFR 1271, FDA requested product and establishment standards, eventual licensure as biological product 21 CFR 1271, FDA licensure or IND required CFR = Code of Federal Regulations Adapted from Cellular Therapy: Principles, Methods and Regulation, AABB, 2009

Cellular Therapy Labs are Highly Regulated FDA: Code of Federal Regulations (CFR) Title 23 Food and Drugs, Part 1271 Human Cells Tissues, and Cellular and Tissue Based Products. Minimally manipulated products ( 361 products) Regulates Good Tissue Practices (GTP) to prevent the transmission of communicable disease Facility Registration: Recovery/collection, screen, test, package, process, store, label, distribute Facility requirement: Clean, uncluttered, ample size, lighting, ventilation, temperature control. Handle products individually to prevent mix-ups Use closed systems when available All supplies must be sterile and appropriate for use Reagents: qualify and release for use Prevent transmission of communicable disease Donors: Infectious disease testing, review health history Products: Microbiology testing

Cellular Therapy Labs are Highly Regulated FDA Investigational New Drug (IND) More than minimally manipulated products: cell depletion, ex vivo expansion, donor leukocyte infusions, gene therapy ( 351 products) States: Example NYS DOH Licensure of Cellular Therapy/Stem Cell Labs Qualifications for Director, Medical Director Donor infectious disease testing requirements Laboratory requirements Collection to processing time requirements Accreditation FACT AABB

Hematopoietic Progenitor Cell (HPC) Products HPC, Bone Marrow HPC, Apheresis HPC, Cord Blood Volume: 1000-1500 ml Hct: 20-30% 10-15 ml of marrow/kg of recipient body weight Donor CBC predictive of cellular yield of product TNC: 2-6 fold higher than PB TNC Granulocytes and lymphocytes predominate Healthy donor ~ 2% of leukocytes = CD 34+ cells. (~ 1 log lower than in mobilized HPC, apheresis products) Volume: 300-600 ml Hct: <5% Most common Ease of collection Circulating CD 34+ cell count correlates with HPC, apheresis yield TNC of HPC, apheresis is 10 X HPC, marrow, 2X un-stimulated blood Lymphocytes 40-50% Granulocytes 30-50% G-CSF mobilization yields 10 to 20 fold higher CD 34+ cells than marrow and 40-50 fold higher then unstimulated blood Major limitation: cell dose Unrelated CB dose >3.7 X 10 7 /Kg predicts higher probability of myeloid engraftment Availability public banks ~ 30% collected enter inventory Discard: donor deferrals, low volume, low cell counts, microbial contamination

Unique Processing Considerations Bone Marrow Peripheral Blood Cord Blood Large volume, > 1000 ml Volume 300-600. Plasma reduction: reduce volume, minor ABO incompatibility Bone spicules, fat, clots, anticoagulants Filtration may be necessary during collection or prior to processing Plasma removal to provide plasma for processing procedures Multiple collections large volumes of anticoagulants (DMSO) Sedimentation to remove fat Hct 5%, ABO incompatibility, Remove RBC??? Hct: 20-30%, ABO incompatibility Remove RBC Washing to remove large volume of anticoagulants, pediatric patients Small collection volume, 75-150 ml Small number of cells. Engraftment correlated with cell dosage Care to prevent cell loss Plasma removal Unknown recipient, question of ABO incompatibility, remove RBC Long term storage, possibly 15 or more years

HPC Product Quality Establish parameters/indicators to evaluate quality of product at each step of production/manufacture Donor status: healthy normal or patient following chemo Mobilization: G-CSF, chemo + G-CSF, AMD 3100 (mozobil, plerixafor) Collection procedure: Marrow vs apheresis volume, sterility Processing: aseptic technique, clinical grade reagents, sterile materials, skill Cryopreservation: freezing rate, cryoprotectant Storage temperature: liquid or vapor LN2, mechanical freezers Thawing: temperature, time from thawing to infusion Infusion: adverse events Engraftment

Accessioning HPC products Visual inspection Condition of container Color of product Free of contamination Labeling Volume/weight Review of transport conditions and records Temperature maintained appropriately Chain of custody

Processing HPC Products: Minimal Manipulation ABO/Rh Incompatibility Minor Donor alloantibodies in plasma against red cells in recipient s circulation Example: O donor, A or B or AB recipient, product plasma antibodies react against recipient RBCs Donor antibody titer used to determine need for plasma reduction Plasma depletion reduces level of donor alloantibodies Major Recipient has circulating alloantibodies to antigens on donor s RBCs Red cell depletion of product Patient immunosuppression may prevent reaction with infused RBCs

Processing HPC Products: Minimal Manipulation RBC Depletion Manual Hydroxyethyl starch (HES, hespan, ~ 20% product volume) facilitates sedimentation Sediment by gravity or centrifugation RBC removal 99% in 1-3 hrs Desirable HPCs also sediment Cannot eliminate all RBCs without loss of HPC HPC loss can be significant problem if low cell number in product MNC recovery about 75%

Processing HPC Products: Minimal Manipulation RBC Depletion Automated COBE 2991 cell washing devise Buffy coat collected into a collection bag 60-85% MNC recovery; <20 ml of RBC remain Good de-bulking for large volumes, but large number of RBCs remain May require additional manual RBC depletion

Processing HPC Products: Minimal Manipulation Plasma Reduction HPC, apheresis products similar to blood bank products, similar techniques adapted Simple centrifugation method of choice Automated e.g., Cobe 2991 can be employed Reduces final volume of product Pediatric recipients Reduces amount of cryoprotectant Reduces plasma antibodies ABO incompatibility

Cryopreservation Handling prior to cryopreservation influences ability of cells to survive cryopreservation Liquid storage should be optimized to maintain viability: time, temperature, duration RBC and plasma concentrations and depletions Ex vivo culture Cell enrichments Cryopreservation media Balanced salt solution (or culture media), Cryoprotective agents: dimethyl sulfoxide (DMSO), glycerol

Cryopreservation DMSO Alters fluidity and permeability of the cell membrane Influences biological cell and water within the cell Hypotonic: Addition efflux of water from cell, can cell lysis Equilibration occurs Thawing + transfer to isotonic solution influx of water lysis Cold temperatures reduce lysis Pre-freeze and post-thaw exposure should be limited Freezing within 15 minutes of adding Care during thawing Infusion immediately post-thawing Limit infusion dose to < 1 gm/kg/24 hours to reduce adverse reactions. 1mL DMSO = 1 gm DMSO.

Cryopreservation Cooling rate strongly influences post-thaw survival Cooling rate of -1 to -2 degrees Celsius optimal passive freezing vs. controlled rate freezing Ice formation occurs in extracellular solution Pulls out water Raises temperature The lower the temp at which extracellular solution freezes the more intracellular ice formation and decrease in post-thaw viability Controlled rate freezers have a warming phase to seed freezing at a specific temp

Thawing Thaw at bedside for rapid infusion Removal of DMSO Thaw must be in lab Manual vs. Automated (Cobe 2991) Centrifugation and removal of supernatant Add fresh wash solution such as dextran/albumin solutions time consuming Labor intensive Significant cell loss due to physical stress and osmotic stress of added wash solutions

Assessment of HPC Product Quality: Surrogate Markers TNC and MNC: Suggested effective doses vary widely: TNC: 0.1 to 1 X 10 4 /Kg MNC: 1-3 x 10 8 /Kg CD 34+ cell enumeration: monoclonal antibodies and flow cytometry 2 X 10 6 /Kg for engraftment within 14 to 21 days w/out growth factor support Colony assay 14 day CFU-GM Limited utility because of time to know answer Viability Trypan blue Flow cytometry: 7 AAD

Assessment of HPC Product Quality Viability Trypan blue exclusion: Vital dye: enters cells if membrane damaged Negative cells = viable, Positive cells = dead. Non-specific: Stem cells < 1% of cells inaccurate 7AAD flow cytometry 7-amino-actinomycin D excluded by viable cells. Gating on CD 34+ cells+ 7AAD viable CD 34+ cells Microbial evaluation Thioglycollate 14 day, infusion may occur before results available Automated: BacT and Versa Trek Quick, must be validated with challenge experiments

Storage Liquid Short term Pre-processing and Post-Thaw Ambient temperature Refrigeration: 2-8 o C Cryopreserved LN2 vapor: -130 o to -196 o C LN2 liquid: -196 o C Mechanical freezers: -130 o C

Cellular Therapy Laboratory Functions: Distribution Labeling Recipient Product name Unique identifiers Unique product number, MR #, DOB Additives Date Storage temperature Donor Qualification Donor health history Infectious disease testing: HIV, Hepatitis A, B, C, WNV, HTLV I/II, Syph, CMV Biohazard labels Transportation Temperature Chain of custody

Cellular Therapy Laboratory Functions: Outcome Outcome Adverse events Minor: nausea, vomiting Major: hypertension, tachycardia, LFTs, breathing Must be investigated May be reportable: FDA, state Engraftment Gold standard for quality

More than Minimally Manipulated: CD 34+ Cell Enrichment/T Cell Depletion Goal Remove GVHD causing T cells Preserve GVT causing T cells Immunomagnetic separation Select CD 34+ cells Removes cells that are not CD 34+ Non-specific GVHD vs GVT T-cells Engraftment enhancing cells (stroma, endothelial cells) Select T cells, subsets Challenges: identifying target population Possible selections: CD3, CD4, CD8, CD 56

More than Minimally Manipulated: CD 34+ Cell Enrichment/T Cell Depletion Advantages: Most HSCs CD34+, c-kit+, thy1+, CD38- Effective dose = 1 to 5 X 10 6 cells/kg Higher doses result in faster engraftment Long-term engraftment (> 10 years) May eliminate tumor cells in autologous grafts Eliminates lymphocytes GVHD Haploidentical transplants Concerns: Some HSCs may be CD34 neg, Hoechst-33342+ Eliminates lymphocytes GVT, ID risk, graft failure

CD 34+ cell selection: Methods CliniMACS Anti-CD34 nanoparticles Biocompatible nanoparticles remain on HPC FDA approved for humanitarian use for AML Regulatory approval in Europe

More than Minimally Manipulated: Graft Engineering Donor Leukocyte Infusion (DLI) Anti-tumor effect Leukemia, lymphoma, Hodgkin lymphoma, multiple myeloma unmodified donor lymphocytes High risk of GVHD Natural Killer Cells CD 56+ cell selection or CD 3+ cell depletion

More than Minimally Manipulated: Ex-Vivo Expansion Rationale Increase HPC for transplant HPC, apheresis: fewer collections, smaller volume, poor mobilizers HPC, cord blood: small collections, larger donors, shorten time to engraftment Allogeneic: shorten time to engraftment? Decrease tumor contamination/tumor cell purging? Method HPCs +hematopoietic growth factors, cytokines, drugs Infuse before, with, or after non-expanded portion or other HPC product

More than Minimally Manipulated: Ex-Vivo Expansion Problems/Controversial issues: Which cells provide short- and long- term recovery Is there loss of stem cells in ex vivo expansion? Do committed progenitors (CFUGM, BFU-E, CFUmega) contribute to early recovery? Homing: adhesion receptors? cells contributing to microenvironment? effect of engraftment? Enormous cellular expansion -- lineage committed cells or stem cells? Does telomere loss occur in culture, proliferation? Senescense? Growth of tumor cells? Current Status No significant toxicity Failure to demonstrate clear impact on engraftment

Summary Cellular Therapy Labs manufacture HPC products Labs are highly regulated: FDA, NYDOH, FACT, AABB FDA: 361 products, minimally manipulated, 21 CFR 1271 RBC depletion Plasma depletion FDA 351 products, more than minimally manipulated, IND CD 34+ cell enrichment T-cell depletion Donor lymphocyte infusion

Summary Many factors influence the quality of the final product Collection Handling (temp, transport) Processing methods Cryopreservation methods Thawing Quality: purity and potency must be evaluated TNC CD34+ cells Viability Adverse events Gold standard = engraftment

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