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NOTICE FOR EMPANELMENT OF CONTRACTORS Bank of Baroda invites applications (as per Annexure A) for Empanelment in various categories from Mumbai based firms/contractors of repute for the maintenance and upkeep of bank s nearly 900 flats & office buildings at BCC, BST, Jogeshwari etc. scattered in Mumbai. The category wise empanelment in various disciplines will be as under. Sr. No. Trades in which empanelment to be done Category 1 Civil (including painting, plumbing and sanitary works A, B, C, D, E 2 Electrical A, B, C, D, E 3 Furnishing & Carpentry A, B, C, D, E 4 Structural Consultants B, C, D 5 Carpet Suppliers & Curtain Suppliers D, E 6 Painting A, B, C, D, E 7 Washing Machine/Fridge Repairing contractors E 8 Loose Furniture supplier D, E The category represents the following: Category A Works ranging from ` 10 to 20 lacs Category B Works ranging from ` 5 to 10 lacs Category C Works ranging from ` 3 to 5 lacs Category D Works ranging from ` 1 to 3 lacs Category E Works up to ` 1 lac Contractors who are desirous of empanelment in the above mentioned categories and fulfilling the following minimum requirements shall be eligible to apply: CRITERIA FOR EMPANELMENT ARE AS UNDER:- The Firm must have own adequate technical set-up in Mumbai so that the complaint/job may be attended on time. The firm must have sufficient number of experienced personnel, technical knowhow, equipments, instruments and other resources, to complete the awarded work well in time with superior quality of materials & workmanship as per standard specifications. The Firm must have experience of having successfully completed similar works during last 7 years (as on 31.03.2011) as per the following details. (1) Category A Works ranging from ` 10 to 20 lacs : - 3 jobs of ` 8 lacs each or - 2 jobs of ` 10 lacs each or - 1 job of ` 16 lac. - Average Annual financial turnover of the firm during the last 3- years, ending 31st March 2011, should be at least ` 6 lacs supported with audited balance sheets. 1

(2) Category B Works ranging from ` 5 to 10 lacs :- - 3 jobs of ` 4 lacs each or - 2 jobs of ` 5 lacs each or - 1 job of ` 8 lac. - Average Annual financial turnover of the firm during the last 3- years, ending 31st March 2011, should be at least ` 3.00 lacs supported with audited balance sheets. (3) Category C Works ranging from ` 3 to 5 lacs :- - 3 jobs of ` 2 lacs each or - 2 jobs of ` 2.5 lacs each or - 1 job of ` 4 lac. - Average Annual financial turnover of the firm during the last 3- years, ending 31st March 2011, should be at least ` 1.5 lacs supported with audited balance sheets. (4) Category D Works ranging from ` 1 to 3 lacs :- - 3 jobs of ` 1.2 lacs each or - 2 jobs of ` 1.5 lacs each or - 1 job of ` 2.4 lac. - Average Annual financial turnover of the firm during the last 3- years, ending 31st March 2011, should be at least ` 0.9 lacs supported with audited balance sheets. (5) Category E Works up to ` 1 lac :- - 3 jobs of ` 0.4 lacs each or - 2 jobs of ` 0.5 lacs each or - 1 job of ` 0.8 lacs. - Average Annual financial turnover of the firm during the last 3- years, ending 31st March 2011, should be at least ` 0.3 lacs supported with audited balance sheets. Out of the above works, at least one work should be executed in Autonomous bodies/banks & Financial Institutions or any other reputed firms. Applications by those firms who do not submit Performance Certificates from their previous employers are liable to be summarily rejected. Applications complete in all respects along with relevant documents, information & in Bank s Format duly super scribed Empanelment of Contractor for (Name of Trade and category) in sealed envelope should reach at the following address on or before 06.09.2011 upto 03.00 pm. 2

Asst. General Manager (Estate Management) Baroda Corporate Centre C 26, G - Block, Bandra Kurla Complex Bandra (East), Mumbai 400 051 No conditions will be entertained. Conditional offers shall be rejected. Disputes, if any, will be subject to Mumbai jurisdiction only. In case of any clarification you may please contact following officials:- 1. Shri N A Patel - 6698 5105 All the pages of applications are to be stamped and signed by the Contractor. The Bank reserves the right to accept or reject any or all the applications without assigning any reasons whatsoever thereof. Last date of receipt of applications in the prescribed form is 06.09.2011 up to 03.00 p.m. & the same will be opened on 06.09.2011 at 03.30 p.m. Sign & Signature of Contractor 3

Instructions to the Applicants for furnishing information as a part of application for Empanelment. 1. Intending Applicants are required to submit their applications with full biodata giving details about their organization, experience, technical personnel in their organization, competence and adequate evidence of their financial standing, etc. in the enclosed format which will be kept confidential. 2. While deciding upon the Empanelment of Contractors, great emphasis will be given on the ability and competence of applicants to do good quality works within the specified time schedule and in close co-ordination with other agencies. 3. Decision of the Bank in regard to selection of Contractors for Empanelment will be final. The Bank is not bound to assign any reason for acceptance / rejection of any applications. 4. Each page of the application shall be signed. The application shall be signed by persons / persons on behalf of the organization having necessary authorization / Power of Attorney to do so. (Certified copies to be enclosed) 5. If the space in the proforma is insufficient for furnishing full details, such information may be supplemented on separate sheets of paper, stating therein the part of the proforma and serial number. Separate sheets shall be used for each part. However the format shall be as per proforma. 6. Applications containing false, incomplete and / or inadequate information are liable to be rejected. Also mere fulfillment of eligibility criteria does not guarantee selection. 7. While filling up the application with regard to the list of important projects completed or on hand, the applicants shall include those works only which are individually costing not less than 40% of the respective category shown against individual trade herein above as an additional information. 8. Canvassing in any form in connection with Empanelment is strictly prohibited and the application of such persons / organizations who resort to canvassing will be liable to rejection. 9. The applications, which are received after due date and time, are liable to be rejected. 10. Bank reserves the right to reject any/ all the applications without assigning any reason whatsoever therefore. Signature of the Applicant With Address & Seal: 4

EMPANELMENT OF CONTRACTOR Basic Information ANNEXURE A Mandatory information required for Empanelment of the bidder (To be furnished on the letterhead of the bidder) Important: 1. Please type or handwrite in capital letters. 2. Attach copies of the supporting documents. 3. Please use addition sheets if required. a) Name of the applicant / organization b) Address of the Registered Office 1 c) Address of office at Mumbai. (With Phone Nos, Fax Nos & Email ID & Contact Person) 2 Year of establishment Type of the organization (Whether sole proprietorship, Partnership, Private Ltd. or 3 Ltd. Co. etc.) (Enclose certified copies of documents as evidence) Name & qualification of the Proprietor / Partners / Directors of the Organization / Firm 4 a) b) Enclose certified copies of document as evidence Details of registration Whether Partnership firm, Company, etc. Name of Registering 5 Authority, Date and Registration number. Enclose certified copies of document as evidence Whether registered with Government / Semi Government / Municipal Authorities of any 6 other Public Organization and if so, in which class and since when? (Enclose certified copies of document as evidence) 7 a. No. of years of experience in the field and details of work in any other field. b. Whether ISO certified, furnish the details. 8 Area of business activities other than construction, if any, and place of business. 9 Registration of firm under Shop & Establishment Act 1948 5

Address of Mumbai office through which 10 the proposed work of the Bank will be handled and the Name & Designation of officer in charge. [a] Yearly turnover of the organization during last 3 years (year wise) (Avg. turnover of last 3 years as per the respective category supported by the 11 audited balance sheet and Profit & Loss A/c (Audited) for the last 3- years. [b] Average turnover in 2008 2009 2009 2010 2010 2011 Name & Address of Bankers 12 (Solvency certificate from a Bank to be enclosed for indicating satisfactory financial capacity of the organization) 13 Enclose copy of latest income tax clearance certificate. 14 PAN No. 15 16 17 18 19 20 21 22 Details of registration for sales tax. Service Tax Registration No. Excise No. Detailed description and value of works done (Proforma-1) and works on hand (Proforma-2) Empanelment with other Companies/PSUs Other infrastructural information to be used/ referred for this project (Proforma-4) List of available plants, machineries equipments etc. Furnish the names of 3- responsible persons along with their designation, address, Tel.No. etc., for whose organization, you have completed the above mentioned jobs and who will be in a position to certify about the performance of your organization. Whether any Civil Suit / litigation arisen in contracts executed / being executed during the last 10 years. If yes, please furnish the name of the project, employer, Nature of work, Contract value, work order and brief details of litigation. Give name of court, place, and status of pending litigation. 1. 2. 3. 1. 2. 3. Attach a separate sheet if required. 6

23 24 25 Information relating to whether any litigation is pending before any Arbitrator for adjudication of any litigation or else any litigation was disposed off during the last ten years by an arbitrator. If so, the details of such litigation are required to be submitted. Have you been ever disqualified or levied penalty by the bank in past for non fulfillment of the contractual obligations. If yes, please provide details. Have you in past carried out any works for Bank of Baroda or its subsidiaries? If yes, give details. NOTE :- Attach extra sheets with Sr. No if the space found less. Agencies of who are not furnishing above information will be summarily rejected. 7

PROFORMA 1 LIST OF PROJECTS EXECUTED BY THE ORGANISATION DURING THE LAST 7 YEARS ( Minimum Value of Work done not less than 40 % of the respective category) i.e. not less than (1) ` 8 lac for Category A (2) ` 4 lac for Category B (3) ` 2 lac for Category C (4) ` 1.2 lac for Category D (5) ` 0.4 lac for Category E Sr No Name of work/ projec t with addres s. Name & full postal address of the owner. Specify Contract Amount (Rs.) Stipulated time of completion (Years) Actual time of comple tion (years) Any other relevant information. Actual amount of the Project, if increased, give reasons. Enclose clients certificate for satisfactory completion. 1 2 3 4 5 6 7 8 Notes: 1. Information has to be filled up specifically in this format. Please do not write remark As indicated in Brochure. 8

PROFORMA - 2 LIST OF IMPORTANT WORKS ON HAND ( Minimum Value of Work done not less than 40 % of the respective category) i.e. not less than (1) ` 8 lac for Category A (2) ` 4 lac for Category B (3) ` 2 lac for Category C (4) ` 1.2 lac for Category D (5) ` 0.4 lac for Category E Sl. no Name of work/ project with address. Name & full postal address of the owner. Specify whether Govt. undertaking along with name, address and contact nos. of 2- persons (Engineers or top officials of the organization) Contract Amount (Rs.) (for PMC work only) with copy of Work Order & completion certificate from project in- charge. Stipulated time of completion (Years) Present status of the project Any other relevant informat ion. 1 2 3 4 5 6 7 Note:- Information has to be filled up specifically in this format. Please do not write remark As indicated in Brochure. *********** 9

PROFORMA - 3 Sr. No DETAILS OF KEY PERSONNEL, GIVING DETAILS ABOUT THEIR TECHNICAL QUALIFICATION & EXPERIENCE INCLUDING THEIR IN HOUSE ESTABLISHMENT. Name and designatio n Age Qualification Experience Nature of works handled Name of the proje cts handl ed along with amou nts Date from which employed in your organization. Indicate details of experience for similar projects. 1 2 3 4 5 6 7 8 9 Notes : 1. Information has to be filled up specifically in this format. Please do not write remark As indicated in Brochure. 2. Indicate other points, if any, to show your technical competence to indicate any important point in your favour. 10

PROFORMA - 4 Details of Infrastructure in Office Sr.No. Items Numbers Details 1 Office Premises, Area, etc 2 Fax M/c 3 Telephones 4 Other instruments 5 Details of Workshop Setup (i) (ii) (iii) I/We confirm that to the best of our knowledge this information is authentic and accept that any deliberate concealment will amount to disqualification by the Bank at any stage. Stamp and Signature of the Contractor ********** 11