Focus on Power: Advancements in Ceramic Capacitors. Topics. APEC 2011 Special Presentation MLCC Advancements in Ceramic Capacitors March 2011

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Focus on Power: Advancements in Ceramic Capacitors Michael Cannon Product Marketing Dept. 1 Topics 1. Materials Recent advances in material technology and design have allowed multilayer ceramic capacitors (MLCCs) to extend beyond replacing electrolytic capacitors in output filtering applications. While still offering the attributes of ultra low ESR and high ripple current capability, MLCCs with higher effective capacitance, thermal/mechanical robustness, and stability have been developed. These constructions offer many advantages to power applications. 2. Construction 3. Applications 2 Major Themes in MLCC Technology The technology themes for MLCC capacitors are strongly tied to material developments and construction techniques. Continued refinements of dielectric powders and internal electrode materials are required for increasing layer counts in these capacitors. Through microstructure control of the functional dielectric phase, improved dispersion of additives, and accurate lamination of smooth layers, the volumetric efficiency of the MLCC capacitor is greatly improved. 3 Page 1 of 10

HiCV Material Development Dielectric grain size reduction typically leads to the shell having an increased role. Increasing the core volume in the grain structure slows dielectric constant reduction with smaller grain size. 4 Dielectric Layer Thickness Reduction Beyond merely extending the CV product in the MLCC, reliability is also improved through these technology themes. Albeit with thin dielectric layers, reliability is preserved/improved, by maintaining/increasing the number of grains per dielectric layer. 5 Dielectric ε constant 3500 3000 2500 2000 1500 1000 500 0 0.2μm 0 0.2 0.4 0.6 Grain grain size [um] Particle size 0.50um 0.45um 0.35um 0.30um 0.25um 0.20um 0.15um 0.10um BaTiO 3 Powder Development Fine BaTiO 3 is required in order to compose the thinner dielectric. However, permittivity of BaTiO 3 is reduced in smaller grain sizes. Both crystal anisotropy and crystallinity of BaTiO 3 decrease with particle size. BaTiO 3 crystallinity improvements become more important for sub-micron high-k dielectric layer designs. 0.15μm 0.2μm 0.2μm 0.35μm 0.2μm [002] [200] 6 Within a material set, as barium titanate grain sizes decrease, crystallinity decreases leading to the dielectric constant being lower. The amount of capacitance per MLCC layer is reduced. Page 2 of 10

Development of New Material Improvement of crystallinity of BaTiO 3 To overcome the drop in capacitance per layer, barium titanate grains with larger core volume (optimized microstructure) is used. Using high crystallinity (c/a) BaTiO 3 and optimizing formulation. Grain size was decreased, while to maintaining the same permittivity of current material. K=4000 @ 0.30um K=4100 @0.25um 30000 25000 New BT Count (Kcps) 20000 15000 10000 Current BT K=3000 @ 0.25um K=4100 @0.25um 5000 0-5000 44.0 44.5 45.0 45.5 46.0 2θ (deg) 7 Design of Grain Boundary Concentration of Rare-earth additives around grain boundary is the most important factor for improving HALT result. Reliability is directly related to the integrity of the grain boundaries in the ceramic layers. RE (AT%) 20 HALT 208hr HALT 0hr 15 10 Grain boundary 5 TEM-EDS analysis of high-k dielectric 0 1 2 3 4 5 6 7 Analysis point 8 Improved Additive Dispersion Superior dispersion of coating materials in green sheet The traditional method of mixing dielectric and additive powders together has limited effectiveness. Coating the dielectric with the additives, on a liquid scale, prevents low insulation resistance regions caused by agglomeration of the additives. Coating processes provide even coverage on the grain surface. 9 Page 3 of 10

HALT: Additive Method Comparison Additive coating materials provide 6x lifetime when compared to the powder slurry mixing method. lnln (1 / (1-F)) 4.0 3.0 2.0 1.0 0.0-1.0-2.0-3.0-4.0-5.0 The improvement in HALT results indicates that the improved dispersion and even coating of additives on the dielectric grains is very effective. These failures are based on 10x increase in leakage current. ln t -6.9-4.6-2.3 0.0 2.3 4.6 6.9 Conventional mixing materials 180-25V/μm Coating material -6.0 0.1 1 10 100 Failure Time t / hr 10 Breakdown Voltage: Additive Method Comparison Breakdown voltage is improved by coating method Breakdown voltage level and variation are improved. Failures here are based on true rupture of the dielectric (100V/sec) usually audible cracking. 1200 99.9 99.0 2.0 Break Down Voltage / V 1000 800 600 400 200 950 669 Ft(%) 90.0 63.2 50.0 30.0 10.0 5.0 3.0 1.0 0.5 0.3 Conventional mixing materials Coating material 1.0 0.0-1.0-2.0-3.0-4.0-5.0-6.0 ln(ln(1/(1-f))) 0 Coating material Conventional mixing materials 0.1-7.0-8.0 10 100 1000 Break Down Voltage / V 11 Thin Layer Development The MLCC construction quality is also dependent upon the electrode characteristics. Closely matching the firing profile performance of the electrode and the dielectric creates fewer gaps. Ceramic particle loading of the electrode paste improves the mechanical strength of the fired body. 12 Page 4 of 10

Optimization of Microstructure Improved dispersion technique + high accuracy coating - Worse uniformity - Dispersion of additives and consistent layer thicknesses eliminates electric field concentrations, improving long-term reliability and dielectric strength. The MLCC s volumetric efficiency gains through the improved packing density. - Better uniformity - MTTF 0.8hr MTTF:1.8hr MTTF:7.0hr *EPMA Mapping on surface of green sheet Packing density : 56% Packing density : 62% Packing density : 63% 1um 1um 1um Better dispersion of additives = better reliability. 13 MLCC Technology Roadmap In particular, high CV MLCC capacitors have undergone remarkable case size reductions. Additionally, lower circuit voltages have allowed for lower rated voltage capacitors. The combined effect is great board space savings and improved costeffectiveness. 14 MLCC HiCV Progression The market is driven to provide high effective capacitance in small case sizes. 15 Page 5 of 10

How far (or small) 0.1μF has come Getting more into finished MLCCs, let s take a look at a very common value. In 1985, a 1206 body size was needed to achieve 0.1uF, at 25V. Eighteen years later, this value was available in an 0201, at 6.3V. The reduction of IC operating voltages has enabled this volumetric downsizing. 16 HiCV Benchmark Developments In many cases, yesterday s 0805 can be replaced with an 0402, for a 80% board space and 92% volume savings. Reference Traditional solution Currently (near term) 50V, 1000pF 0805 NP0 0402 NP0 50V, 0.1μF 0805 X7R 0402 X7R 0805 NP0 100V, 1μF 1812 X7R 1206 X7R (0805 X7R, CY2012) 0805 X7S 6.3V, 10μF 1206 X5R 0402 X5R 6.3V, 22μF 1210 Y5V 0603 X5R (0402 X5R, CY2013) ----------------------------------------------------------------------------------------------------------------------------------- Key points -typical ref. K values: Y5V ~ 3.5 times X5R/X7R ~ 3500 times NP0 -space savings: 0805 => 0402 80% less board space! 1812 => 0805 >80% less board space! 1206 => 0402 ~90% less board space! 1210 => 0603 85% less board space! 17 DC-DC Converter, simplified Input filtering Output filtering In response to power design challenges, MLCC development trends have resulted in a variety of new series of application solutions such as X7S, Soft Term, and Mega-Cap. These offer small size, Pb-free soldering process compatibility, wide operating temperature/voltage range for applications such as input filtering, resonant circuits and low Q decoupling. Portions of various power topologies will be used to illustrate the use of MLCCs in power design. Other power applications for MLCCs -snubber circuits -capacitors in resonant mode converter topologies -low Q decoupling for backplane -added ESR for stable voltage mode operation -general control circuits 18 Page 6 of 10

Applications: Input Filtering For input filtering already using MLCC solutions, technology improvements allow for 2-3 case size reductions. In higher power/voltage applications, it is possible to switch to MLCCs. Commonly, 1-3uF at 100V ex.telecom/datacom Current technology allows for component count and/or case size reduction. 1812 1206, 0805 Typically, these applications require 500V-1kV box film caps, etc. Current technology allows for MLCCs (and stacks) to be used. ex. 1uF at 630V in 2 stack 2220 size 19 Applications: Output Filtering It is widely known that MLCCs offer ultra low ESR/high ripple capability and capacitance stability with frequency. For high frequency converters (>100kHz or so), MLCCs can offer greater noise reduction and ripple suppression while using fewer capacitors. 20 MLCCs: Tailored for Application Conditions In general, capacitors are rated at room temperature, low voltage, and low frequency. At the actual operating conditions, capacitor performance is much different. For the power and CPU/GPU markets, MLCC manufacturers are responding with higher performance capacitors. X7S is one example. X7S out of X7R window at temp extremes Most power apps not affected Growing trend in MLCCs: Higher effective capacitance at operating conditions esp. power supply and CPU/GPU applications. -capacitance performance versus temperature -capacitance versus DC bias 21 Page 7 of 10

MLCCs: Tailored for Application Conditions In most cases, having an ESR value in the single digit milliohm range is accepted as an attribute. However, in some power conversion applications, the ESR can be too low. Instability and unwanted oscillation can occur if sufficient ESR (damping resistance) is not present. Power backplane applications, that may use hundreds of MLCCs in parallel, may have stability issues. Adding ESR provides a level load line. 22 MLCCs: Tailored for Application Conditions Adding ESR turns the MLCC into an anti-resonant cap suitable for low Q decoupling. Z Freq. 23 Crack Mitigation Strategies Post-solder handling of circuit boards (bending, torsion) continues to be the main cause for cracking of SMT components. Strategy one is to use the smallest possible component. This provides the shortest span between solder pads (bending moment) and the best aspect ratio (thickness:length) to resist cracking. Strategy two is to add a lead frame to the component. Three different styles provide varying stress relief to the component body. 24 Page 8 of 10

Typically, in MLCCs, the flexure crack propagation path is from the bottom termination edge toward the side edge of the Open Mode or Fail Safe Construction termination. Moving the overlapping portion (active stack) inside of the bottom termination edges, the path is through common *active stack is moved inside of terminal bands electrodes. This preserves insulation resistance. Crack Mitigation Strategies 25 Crack Mitigation Strategies Soft/Flex Termination and Floating Electrode Two other additional countermeasures are soft termination and floating electrode. Soft term adds a polymeric resin material to the termination layering. This provides significant drop test improvements and 5-10 times board bending versus standard constructions. Floating electrode is constructed as two series-connected capacitors per layer. Similar to the open mode design, the insulation resistance is maintained. 26 Crack Mitigation Strategies Stacked designs Double capacitance in same X-Y space Thermal/mechanical isolation off-the-board Improved bending performance/reduced piezo noise Another MLCC cracking countermeasure involves use of a lead frame. MLCCs are attached to a lead frame. Paying special attention to the position of the MLCC on the lead frame is required to minimize thermal and mechanical stresses. Reduced piezo noise is an additional benefit of the proper use of the lead frame construction. 27 Page 9 of 10

Use of MLCCs with high effective capacitance (at real operating conditions), and high reliability continues to expand in power MLCC Summary applications. This is especially so for those applications that require small size, high efficiency/power density, and 1. Through material advancements, volumetric efficiency (CV maintenance-free reliability. product), reliability and stability at actual operating conditions continue significant improvements. 2. Developments in construction have allowed for greater thermal/mechanical robustness and board space savings. 3. MLCCs offer small size, high temp solder/environmental compatibility, and broad temperature/voltage ranges. Principal targets are high power density, high efficiency, and high reliability power applications. 28 Page 10 of 10