Outline CLINICALLY RELEVANT SPECIFICATIONS. ISPE Process Validation Conference September 2017 Bethesda, MD

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CLINICALLY RELEVANT SPECIFICATIONS Patrick J Marroum Ph.D. Senior Director and ACOS Senior Research Fellow Department of Clinical Pharmacology and Pharmacometrics Abbvie Pharmaceuticals Outline CMC variables (critical quality attributes) affecting clinical outcomes Clinically relevant specifications Definition Importance Traditional approach in setting clinically relevant specifications Approaches for setting dissolution specifications Approach 1 (no data linking in vitro dissolution with bioavailability) Approach 2 (established ranges of bioequivalent release characteristics) Approach 3 (robust and predictive IVIVC) Role of IVIVC in setting clinically meaningful dissolution specifications Challenges in developing clinically relevant dissolution specifications Summary and conclusions 1

Examples of CMC Variables Affecting Clinical Outcome Impurity profile (safety profile) Content uniformity (consistent dose) Biopharmaceutics related properties Drug release rate (affecting BA) > Particle size > Polymorphism > Hardness > Release controlling excipients What are Clinically Relevant Specifications? Specifications that take into consideration the clinical impact on the patient assuring consistent safety and efficacy profile. 2

Traditional Approach For Setting Specifications Based on in vitro considerations Understanding batch to batch variability Considered only as a quality control measure Analytical capability in terms of accuracy, precision and bias Using clinical, marketed and stability data Importance of Establishing Clinically Relevant Specifications (CRS) Establishing CRS guarantees: Consistent safety and efficacy profiles for the marketed product relative to those achieved by the clinical trial formulation Delivery of the intended dose to the patient Optimal rate of delivery Optimized drug therapy to the patient Decreased inter/intra-lot variability 3

Setting Clinically Relevant Specifications Choice of acceptance criteria is no longer made based on the in vitro results, but on predetermined clinical acceptable outcomes. Understanding the relationship between the in vitro measures and the clinical outcomes may provide greater regulatory flexibility. What are the Approaches for Setting Dissolution Specifications? Approach 1: No data linking in vitro dissolution to plasma levels (least desirable scenario) Approach 2: Established range of release characteristics resulting in bioequivalence (also applicable to BCS Class I) Approach 3: Predictive and robust in vivo in vitro correlations 4

APPROACH 1 NO DATA LINKING DISSOLUTION TO PLASMA LEVELS Approach 1 Least desirable approach Clinical relevance may not always be assured. Dependent on the data available to set the specifications Decisions based on in vitro considerations only Specifications may not be reflective of the relevant product quality Limited regulatory flexibility resulting in tighter specifications Decreased risk by assuring similar release characteristics in vitro Dependent on the discriminating ability of the dissolution method If adopted, it may result in a tighter manufacturing design space with a limited regulatory flexibility 5

Dissolution Profiles of 91 Batches 68 out of 495 comparisons show f2 less than 5. The proposed acceptance criterion 75% at 45 minutes accommodate the lowest. 9 % Dissolved 8 7 5 % Dissolved 4 8 f2 = 24.6 1 2 3 4 5 Time (minutes) Dissolution Profiles of 91 Batches (continued) Removing 6 lowest and 4 highest batches. Out of 324 pairs, 184 pairs with f2 less than 5 About 6% 6

APPROACH 2 DISSOLUTION SPECIFICATIONS ARE SET TO ENSURE BIOEQUIVALENCE AMONG THE PRODUCT VARIANTS Approach 2 Clinical relevance is always assured Decisions are based on in vitro and in vivo considerations Regulatory flexibility may result in wider dissolution specifications If adopted it will result in wider manufacturing design space with regulatory flexibility 7

Over-Discriminating Dissolution In Vitro In Vivo % Dissolved 8 4 Plasma Conc (ng/ml) 4 3 2 Target Variant 1 Variant 2 Variant 3 2 Target Variant 1 Variant 2 Variant 3 2 4 8 1 2 3 4 Time (h) Time (h) APPROACH 3 SETTING OF DISSOLUTION SPECIFICATIONS BASED ON TARGETED CLINICALLY RELEVANT PLASMA CONCENTRATIONS 8

Role of IVIVC Enable dissolution to become a surrogate for the in vivo bioavailability of the drug product Cumulative Dissolution and Dissolution Rate 12 12 % Dissolved 8 4 2 Dissolution rate 8 4 2 5 1 15 2 25 5 1 15 2 25 3 Time (hours) Time (hours) 1.2 Cp(ng/ml) 1.8 14.6.4 12.2 8 4 2 5 1 15 2 25 3 Time (hours) Predicted Plasma Profiles Cp with 1 unit of IV inj 1 5 1 15 2 25 3 Time (hours) Absorption rate 12 IVIVC model 8 8 4 Observed Predicted 2 4 2 4 8 12 % dissolved 2 5 1 15 2 25 3 Time (hours) Absorption Rate % absorbed 9

Presence of Level A Correlation Challenges in Establishing Clinically Relevant Dissolution Specifications Silo approach to drug development Lack of communication between formulator, analytical scientist, manufacturing scientist, clinical pharmacology and pharmacometrician Prospective planning of manufacture and study of formulations with different release characteristics in vivo Available software do not take into account formulation variables and manufacturing processes Lack of in vitro dissolution methods that are discriminating and predictive of in vivo performance Lack of clear criteria for the acceptability of mechanistic models and most acceptance criteria proposed to date are very wide or loose Perception that clinical relevant dissolution specifications will lead to tighter specifications Perceived lack of incentives from the industry perspective 1

Steps to Increase the Success of Achieving Clinically Relevant Specifications Multidisciplinary team is a must to achieve clinically relevant specification More effort needed to develop in vitro method that are more discriminating and more predictive of the in vivo performance Regulatory agencies should promote the use of quantitative modeling approach of setting specifications and evaluating the quality of the drug product Provide increased regulatory flexibility for the use of predictive models Conclusion Establishment of an IVIVC is one of the very few instances where a regulatory action can be obtained using modeling and simulations The setting of clinically relevant specifications will not necessary result in tighter specifications Clinically relevant specifications is one of the many tools available to provide the most optimal therapeutic benefit to the patient Clinical pharmacologists as well as pharmacometricians should increase their collaboration with the CMC and manufacturing scientists and play a more important role in setting the specifications of a drug product. 11