Key Definitions 6/16/2015

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Technology Transfer from a CDMO Perspective Joe Cobb, CPIP Director, Pharmaceutical Development Metrics Contract Services, a division of Mayne Pharma US 18-June-2015 Key Definitions CDMO Contract Development/Manufacturing Organization, a company that is paid to provide pharmaceutical dosage form development services to support early to late-phase clinical trials all the way to commercialization. Services can include but are not limited to: clinical trial material manufacturing, relevant analytical testing, and regulatory affairs guidance. Technology Transfer The goal of technology transfer activities is to transfer product and process knowledge between development and manufacturing, and within or between manufacturing sites to achieve product realization (ICH Q10 [1], paragraph 3.1.2) 1

Key Definitions (continued) Sending Unit The involved disciplines at an organization where a designated product, process, or method is expected to be transferred from Receiving Unit The involved disciplines at an organization where a designated product, process, or method is expected to be transferred and executed (Both definitions above from ISPE Good Practice Guide: Technology Transfer, 2 nd Edition) Common Examples of Technology Transfer (of Oral Solid Dosage Forms) Pre-formulation complete, need to develop dosage form Dosage form development underway, but need to manufacture clinical supplies (Case Study #1) Scale-up for late-phase clinical supplies (Case Study #2) Inter-site transfer of approved commercial product (life-cycle management) 2

Case Study #1 Virtual Pharma Sponsor has limited or no OSD expertise and no facilities of their own to manufacture drug product under cgmp s ( and very little time to get to the clinic!) Sponsor has licensed compound believed to be an Active Pharmaceutical Ingredient (API) Sponsor supplied with abbreviated technical package for API: some basis for QTPP, limited analytical method information, incomplete API characterization or limited formulation info CS #1 Where do we start? Complete the characterization of API (typically requires collaboration between sending and receiving units) QbD Assessment (CQA, Risk Assessment) Non-GMP prototype manufacturing by Pharm Dev (limited scale, typically ~1kg batch size) Analytical Dev will use prototypes for methods development 3

CS #1 What is the next step? CDMO Pharm Dev will report/present outcomes of prototypes with focus on QbD mindset, with phase-appropriate risk assessment Pharm Dev would manufacture confirmation batch to be placed on abbreviated stability in most cases CDMO Analytical Dev will have methods in place to be validated with phase-appropriate considerations for execution CS #1 What is the end point? Following obtaining acceptable drug product stability information, sponsor agrees to move to GMP manufacturing/testing/release of clinical trial material Clinical trial material dosed in a limited-population Phase I study Reality check: Are we ready to scale up? How deeply do we dig back into QbD when we do? Collaboration between sponsor and CDMO on phaseappropriate development reports 4

Case Study #2 Medium/Big Pharma Sponsor transferring a formulation/process developed in-house (or at a 3 rd -party) at a smaller scale with phase appropriate QbD already underway Analytical methods have been validated in a phase-appropriate manner Drug product has already been manufactured under GMP and dosed in a Phase I study ( and safety profile is acceptable) Sponsors typically have in-house subject-matter experts CS #2 Where do we start? Sponsor and CDMO review existing technical packages prepared by sending unit and agree on strategy for transfer to receiving unit Sponsor and CDMO identify gaps in capabilities between the sending and receiving units (This is critical ) 5

CS #2 What are the next steps? Plan for Pharm Dev experimentation developed with QbD mindset, targeting Pilot/Commercial scale work Quality Target Product Profile must already be established Critical Quality Attributes should be in place Risks identified and agreed upon Deliverables to include identification of both Critical Process Parameters and Design Space Analytical work will center on drafting of and agreement to a transfer protocol highlighting phase-appropriate validation of methods CS #2 What is the end point? Successful completion of Pharm Dev experimentation will conclude with registration batch manufacturing by receiving unit Full support of release and stability testing by analytical team from receiving unit Then Sponsor and CDMO collaborate on submission-ready reports covering Pharmaceutical and Analytical Development activities (These reports tend to be much more lengthy than those generated in CS #1) 6

Technology Transfer Discussion Points (from the perspective of CDMO) 1) CDMO is obliged to offer a compliant pathway for execution of Technology Transfer, mitigating risk to Sponsor 2) Sponsors have budgets 3) Points 1 and 2 above are seldom harmonized 4) Negotiations around risk assessment often result in truncating the compliant pathway Questions? How long does technology transfer take? How much does it cost a sponsor? What types of technology transfers do I prefer the most? THANK YOU! joe.cobb@maynepharma.com Office (252) 317-3938 7