An Industry Perspective: Reducing the Complexity and Impact of Regulatory Changes in Latin America

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An Industry Perspective: Reducing the Complexity and Impact of Regulatory Changes in Latin America SPEAKERS: Janett Mugaburu-Richards, M.S. Pfizer Inc. Kavita Ramalingam Iyer, Ph.D Merck & Co., Inc.

Contents 1. BioPhorum Operations Group (BPOG) and the Post-approvals Strategy (PAS) Workstream 2. Post-approval Changes 3. Complexity and Impact 4. Health Authority Constraints 5. Mitigation Strategies 6. The Desired State 7. References and Acknowledgements 2

BioPhorum Operations Group (BPOG) Consortium of Biopharmaceutical Companies BPOG s mission is to accelerate the advancement of biologics manufacturing in terms of product and process quality 2015 Biophorum Operations Group Ltd 3

BPOG s mission is to accelerate the advancement of biologics manufacturing in terms of product and process quality 1st BioPhorum 1st BPOG - DS Mtg BPDG formed 1000 th Participant 1 st BPOG FF Mtg CPV Case study published Technology Roadmap Launched Supply Partner Phorum Launched 2004 2008 2012 2013 2014 2015 2016 1800 active participants 40 current working groups Currently 33 participating Companies 25 F2F mtgs/yr 30 papers published since 2012 60 Conference presentations since 2012 25 Facilitators 4

6 Phorums covering all aspects of operations and accelerating biopharma industry s journey to maturity Define & Implement Solutions Technology Roadmapping Revolutionise the way the industry develops longer term transformational manufacturing and technology capabilities BPOG- DS BPOG- FF BPDG BPIT Supply Partner Phorum Transform the inbound supply chain to Deliver a step reduction in risk, non value adding waste and lead-times Deliver a step increase in reliability and and quality compliance Supply Partner Phorum Define & Implement Solutions Regulatory Interaction Technology Roadmapping Industry strategy Defining Future Needs BPOG DS, BPOG Fill Finish, Development Group, and BPIT Accelerate the way the industry delivers near term results making best practice development and implementation faster, cheaper and smarter Regulatory Interaction Engage and align with Health Agencies in the design and adoption of advances in manufacturing BPOG Slides for ANVISA Meeting 5

Post-Approval Strategies (PAS) Work Stream PAS is one of the 12 work streams within BioPhorum Operations Group DS PAS work stream was established to work towards a state of One Global Submission for CMC changes: 360 degree view and understanding of challenges with CMC post-approval changes Benchmark and develop best practices for filing CMC changes Collaborate with industry and Health Authorities to improve processes PAS ongoing efforts described in the following slides: Complexities and impact of current post approval change management systems, Health authority challenges Mitigation strategies Transformational recommendations for driving improvement. 6

Post-Approval Changes Are Inevitable And Essential Speed to launch products as soon as possible after clinical efficacy changes are made often after approval Changes like increased batch sizes and new manufacturing facilities are needed to expand patient access Improve product quality or process robustness as companies gain experience in commercial manufacture To comply with new regulatory expectations Regulatory Review of CMC changes is critical Global Regulatory Approval can take a long time Post Approval 7

Submission of Post Approval Change to Health Agency Approval. A Journey Same Core data/ information submitted to ~140 countries, ~20 in Latin America (LA) Guidelines exist only in few LA countries which leads to different agency expectations Multiple reviews of same core information and multiple rounds of responses concurrently to health agency questions Health Agencies Industry Diverse regulatory requirements, eg. Extensive real time stability data, ancillary documents, (inclusive of signed and original documentation) and legalization Variability in review and approval times for the same change across markets- LA region approval can range between 5-36 months Multiple rounds of health agencies' questions Complexity And Impact Higher costs/ complex supply chain Sophisticated systems to maintain regulatory compliance Multiple versions, resulting in issues with errors/compliance /resources Product supply to patients interrupted 8

Complexity and Impact Estimated Global Approval Times for Major Changes E.g. New drug product manufacturing site: < 6 months 6-12 months 12-18 months >18 months 9

Complexity and Impact Estimated Global Approval Times for Major Changes in Latin America E.g. New drug product manufacturing site: Great majority of countries in the region with approval times longer than 6 months 10 9 8 7 6 5 4 3 2 1 0 Country Approval Times for Major Variations 0-6m 6-12m 12-18m 18+m Countries Belize, Fr. Guiana, Guyana, and Suriname not included 10

Regulatory and Supply Challenges- Increased Cost and Risk of Product Supply Shortage or Interruptions Regulatory Understand evolving requirements in each country Constant demand for resources to meet emerging regulatory expectations Development and maintenance of customized information to address individual country requirements Maintenance of several processes for manufacturing or testing the same product to ensure availability of product globally Supply Designing a supply strategy to cope with diverse review timelines and country specific processes Delayed implementation of innovative technologies that could increase process robustness or improve analytical method due to long review times Build sufficient inventory for continuous product supply in markets with slow approvals or without approval targets Delays due to import testing Numerous PAI inspections Legislation favoring in-country manufacture and/or testing 11

Health Authority Constraints - An Industry Perspective Health authorities strive to ensure medicines that will save or improve lives are available to the patients but are faced with challenges such as: Limited resources considering the number and complexity of products; Regulating industry with diverse levels of product development expertise; Mandatory templates or checklists, resulting in limited review options; Updates to guidelines or legislations Not fully developed across the region (limited capacity in certain cases) Will allow the use of harmonized approaches where possible, address complex products and risk-based review considering the significance of the change Regional and country specific priorities/governmental environment highly variable. 12

Health Authority Mitigation Strategies Collaborate with other Health Authorities to harmonize requirements and/or leveraging principles established by other organization like WHO/ICH Expedited reviews: On-site regulatory audits Priority review (by use of a formal process or case by case agreements) Implementation of a fee for service Implementation of risk-based reviews, where possible Limited reliance on approval of reference country or well established Agencies (e.g. United States FDA, European EMA) Participation at industry workshops to keep current with critical elements of product development, manufacturing processing and/or analytical testing; 13

MAH Mitigation Strategies Follow international guidance documents (ICH, WHO) Establish a database including country specific guidance and historical experience; Templates created for CMC information Bundle changes, where feasible, into a single submission to reduce the number of submissions to be reviewed and approved; Create region or country specific dossiers to accommodate market specific requirements and/or facilitate the submission process; Consultations, as allowed by the HA, to gain concurrence on strategy prior to implementation. Request a prioritized review to avoid interruption in product supply DRAFT 14

MAH Mitigation Strategies The strategies used by MAHs may be effective in meeting country-specific expectations, but they are not efficient. Customization - Significant time, effort and expertise required HA review - Significant time, effort and expertise are needed to review it Long Approval timelines Supply constraints and delays to the population When considering the balance between: The importance of the CMC review to ensure safety, efficacy and quality Alternate strategies to those listed are needed And the total resources required on a global scale to approve CMC changes in each market DRAFT 15

Desired State Harmonized Filing Requirements towards One Global Submission Opportunities For Consideration Ability and willingness to harmonize requirements across the region HA use of mutual recognition for GMP inspections, such as PIC/S model Allow use of uniform principles for facility inspection and leverage other HA s inspections MAH creates single dossier for review of CMC information Allow simultaneous collaborative review by health authorities in a single time period HAs use a Centralized Authorization Procedure model similar to European Union Single approval by a committee of representatives from participating countries/ regions MAH and HA use comparability/post approval change protocols Allow approval of the testing strategy prior to implementation of a change HAs establish or enhance existing expedited review mechanisms Leverage and/or expand existing processes for a more consistent approval process Industry Health Agency DRAFT 16

Desired State Harmonized Filing Requirements towards One Global Submission ICH Efforts Underway Enable the Desired State Facilitates management of post approval CMC changes to promote innovation and continual improvement Work on ICH Q12 is in progress and offers potential for harmonization and likely reduction of number of changes requiring approval (such as the use of established conditions) Benefits of Desired State Promote efficiency for MAH and health agencies Enhance level of patient access to medicines that will save or improve lives 17

Roadmap Toward One Global Approval One Global Approval < 6 months 18

Conclusion Considering the growing complexity for approval of CMC changes globally and the best interests of patients, it will be essential to: Recognize that health authorities limitations need to be considered in efforts towards a global approval process Continue to seek innovative alternatives to improve patient access and maximize resources Increase partnership and transparency between HAs and MAHs 19

Acknowledgements Members of the BPOG PAS Complexity and Impact Sub-team: Cathy Hoath Merck Heather Smith Alexion Janett Mugaburu-Richards Pfizer Joe Kutza AZ Bio Kavita Ramalingam Iyer Merck Lucy Chang Sanofi Mic McGoldrick Merck Suzanne Murray Biogen Tim Wagner BMS For direct contributions to the content of this presentation. All others in the BPOG PAS team representing: Abbvie, Baxalta, Bayer, Eli Lilly, EMD Serono, GSK, Novartis, Pfizer, Regeneron, Shire and UCB. For reviewing and commenting on the content. 20

Questions/ Thoughts? 21