Influence of spatial and temporal resolutions in hydrologic models

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Influence of spatial and temporal resolutions in hydrologic models Ingjerd Haddeland (University of Oslo) Dennis P. Lettenmaier (University of Washington) Thomas Skaugen (University of Oslo)

Outline Background, motivation Variable Infiltration Capacity (VIC) model Spatial aggregation: Rhone, Columbia and Arkansas-Red River basins Conclusions Temporal aggregation: Ohio and Arkansas-Red River basins Conclusions

Motivation and objective Hydrological data are just pieces... Pieces of the water balance Pieces in space Pieces in time

Motivation and objective Hydrological data are just pieces... Pieces of the water balance Pieces in space Pieces in time

Motivation and objective Representation of spatial variations in soil properties, topography and precipitation Spatial resolution of available input data and hydrologic models changes frequently Choice of spatial/temporal scale: Is often based on computational considerations, or issues related to the resolution of the observations. a1) a2) a3) b1) b2) b3) 1 2 3 4 Elevation (m) a1) a2) a3) b1) b2) b3) 5 1 15 2 Mean annual precipitation ()

Science questions How are model simulations impacted by changing the spatial resolution? How different does models evaluated at two temporal scales perform? Is it possible to reconcile simulations performed at different scales?

Previous studies: Examples Holmann-Dodds et al., Journal of Geophysical Research, 1999 Koren et al., Water Resources Research, 1999 Skaugen, Journal of Hydrology, 1997

VIC: Variable Infiltration Capacity Model N soil layers (3) N vegetation types (1) N elevation bands (1) Energy balance winter/suer Variable infiltration Nonlinear baseflow Distributed precipitation Typical scale of application: 1/8-2 degrees latitude by longitude, 1 hr to 24 hr temporal resolution

VIC: Variable Infiltration Capacity Model N soil layers (3) N vegetation types (1) N elevation bands (1) Energy balance winter/suer Variable infiltration Nonlinear baseflow Distributed precipitation Typical scale of application: 1/8-2 degrees latitude by longitude, 1 hr to 24 hr temporal resolution

Spatial aggregation: Study areas b) a) 12 W 1 W 8 W 5 N 5 N COLUMBIA The Dalles 4 N 4 N ARKANSAS - RED 1 2 3 Elevation (m) 4 c) Little Rock Shreveport 3 N 3 N 1 km 12 W 1 W 8 W 5 1 15 2 Mean annual precipitation ()

Aggregation method Rhone: 8*8 km One-half and one degree Time series Meteorological data (precip, temp, wind) Vegetation types Columbia and Arkansas-Red: One-eighth degree (~12.5 km*12.5 km) One-quarter, one-half, one and two degrees Static data Soil properties Elevation bands Flow direction

Results: RhoneAGG

Results: RhoneAGG

Results: Columbia and Arkansas-Red Spatially and temporally uniform precipitation, daily time steps Percent 5-5 -1-15 -2 a1) -25 Columbia -3..5 1. 1.5 2. Grid resolution (degrees) Precipitation Direct runoff 5-5 -1-15 -2 a2) -25 Arkansas-Red -3..5 1. 1.5 2. Grid resolution (degrees) Baseflow Total runoff 15 12 9 6 3 Columbia J F M A M J J A S O N D Streamflow (1 m 3 /s)15 b1) One-eighth One-quarter 4 3 2 1 b2) Arkansas-Red J F M A M J J A S O N D One-half One Two a) Percent changes in moisture fluxes, compared to the results at one-eighth degree spatial resolution, and b) Mean monthly streamflow at all spatial resolutions, for the 1) Columbia and 2) Arkansas-Red River basins, using spatially constant grid cell precipitation

Results: Arkansas-Red Scale sensitivity of total runoff for Arkansas-Red River basin as a function of water year precipitation -5-1 Percent. -15-2 -25 TotalQ-Percent change One-quarter One-half One -3 Two -35 5 75 1 125 15 175 Precipitation(/year)

Results: Arkansas-Red Effect of parameterization for spatial variability of precipitation (black) vs spatially uniform precipitation (open) Percent 5-5 -1-15 -2 a) -25 Arkansas-Red -3..5 1. 1.5 2. Grid resolution (degrees) Precipitation Direct runoff Baseflow Total runoff 4 3 2 1 Arkansas-Red J F M A M J J A S O N D Streamflow (1 m 3 /s)4 b) One-eighth One-quarter One-half One Two

Results: Columbia Effect of elevation bands (open symbols) vs no elevation bands (black symbols) Percent 5 a) -5-1 -15-2 -25 Columbia -3..5 1. 1.5 2. Grid resolution (degrees) Precipitation Direct runoff Baseflow Total runoff 15 b) 12 9 6 3 Columbia J F M A M J J A S O N D Streamflow (1 m 3 /s)15 One-eighth One-quarter One-half One Two

Results: Columbia Effect of elevation bands (open symbols) vs no elevation bands (black symbols) Effect of parameterization of precipitation as a function of elevation Percent 5 a) -5-1 -15-2 -25 Columbia -3..5 1. 1.5 2. Grid resolution (degrees) Percent 5 a) -5-1 -15-2 Precipitation Direct runoff Baseflow Total runoff -25 Columbia -3..5 1. 1.5 2. Grid resolution (degrees) Precipitation Direct runoff Baseflow Total runoff 15 b) 12 9 6 3 Columbia J F M A M J J A S O N D Streamflow (1 m 3 /s)15 15 b) 12 9 6 One-eighth One-quarter One-half One Two 3 Columbia J F M A M J J A S O N D Streamflow (1 m 3 /s)15 One-eighth One-quarter One-half One Two

Conclusions: Spatial aggregation In general: Form of hydrographs preserved, runoff decreases as spatial scale increases Snowmelt dominated areas: Interaction precipitation/temperature Elevation bands Drier areas: Interaction precipitation/vegetation Subgrid precipitation and soil moisture, canopy evaporation Wet areas: Decrease in direct runoff is compensated by an increase in baseflow

Temporal scale

Temporal scale: Background 12 W 1 W 8 W The backdrop: Models evaluated at one temporal scale (time step) may perform much differently at another 5 N 4 N 3 N 15 3 Elevation (m) 12 W Canada USA 5 km Arkansas-Red 1 W Ohio 8 W 5 N 4 N 3 N 12 Arkansas-Red 12 Ohio 9 9 6 6 3 3 1988 199 1992 1994 1996 1998 24.WB 1988 199 1992 1994 1996 1998 Mean annual runoff in the Arkansas-Red and Ohio River basins. Daily water balance mode (24.WB) and 3 hourly energy balance mode ()

Temporal scale effects Sub-daily (/year) Sub-daily (/year) 1 8 6 4 Runoff 2 3.WB 2 4 6 8 1 Daily (/year) 1 8 6 4 Transpiration 2 3.WB 2 4 6 8 1 Daily (/year) Sub-daily (/year) Sub-daily (/year) 1 8 Evapotranspiration 6 4 2 3.WB 2 4 6 8 1 Daily (/year) 1 8 25 Canopy evaporation Surface temperature 2 6 4 2 3.WB 2 4 6 8 1 Daily (/year) Sub-daily (C) 15 1 5 3.WB 5 1 15 2 25 Daily (C) Sub-daily (W/m 2 ) 11 1 9 8 7 Net radiation 3.WB 7 8 9 1 11 Daily (W/m 2 ) Spatially and temporally uniform precipitation. Daily water balance (24.WB) runs compared to 3 hourly water balance (3.WB) and 3 hourly energy balance () runs.

Model differences: 24.WB Energy balance, water balance Surface temperature Net radiation 5 3.WB 5 1 15 2 25 Daily (C) Parameterization of canopy evaporation Daily time steps: Evaporation can include current time step s precipitation Sub-daily time steps: Evaporation cannot include current time step s precipitation Sub-daily (C) 25 2 15 1 Surface temperature Sub-daily (W/m 2 ) 11 1 9 8 7 Net radiation 3.WB 7 8 9 1 11 Daily (W/m 2 ) So how can we easily reconcile model simulations?

Rescaling parameters for time step differences Search for parameters (interception capacity factor and minimum stomatal resistance): ( R ) ( ) new Rorig k1, n min months = ( C new ) n, i = ( Corig ) * k n, i 2, n 2 2 {( EC EC ) + ( TV TV ) } n, i * n, i sub daily 24. WB sub daily 24. WB SCEM-UA algorithm (Vrugt et al., Water Resources Research, 23) Search done across transect at one degree interval, evaluation at 1/8 degree (parameters interpolated for intermediate grid cells) Reproduce daily water balance results from 3 hr energy balance runs

Results: Transects 3 hourly energy balance compared to 24 hourly water balance runs Sub-daily (/year) 1 8 6 4 2 Runoff 2 4 6 8 1 Daily (/year) 1 Transpiration 8 6 4 2 2 4 6 8 1 Daily (/year) 1 Evapotranspiration 12 1 a) Runoff 8 9 6 6 3 4 8 1 c) Canopy evaporation 2 6 4 2 2 4 6 8 1 Daily (/year) 12 2 a) Runoff 1 9 Canopy evaporation 6 8 3 6 8 2 c) Canopy evaporation 4 6 4 2 2 1988 2 4 6 8 1 199 1992 1994 1996 1998 Daily (/year) 24.WB 15 12 9 6 3 1 75 5 25 15 12 9 6 3 1 75 5 25 1 b) Evapotranspiration 1 d) Transpiration 2 b) Evapotranspiration 2 d) Transpiration 1988 199 1992 1994 1996 1998

12 W 1 W 8 W 5 N Canada USA 5 N Results: Transects 4 N 3 N 5 km 5 1 15 Precipitation ( year -1 ) 1 2 4 3 4 N 3 N 12 W 1 W 8 W 3 hourly energy balance runs matched to 24 hourly water balance runs Sub-daily (/year) Sub-daily (/year) 1 8 6 4 Runoff 2.k 2 4 6 8 1 Daily (/year) 1 8 6 4 Transpiration 2.k 2 4 6 8 1 Daily (/year) Sub-daily (/year) Sub-daily (/year) 1 Evapotranspiration 8 6 4 2.k 2 4 6 8 1 Daily (/year) 1 Canopy evaporation 8 6 4 2.k 2 4 6 8 1 Daily (/year) 12 1 a) Runoff 9 6 3 8 1 c) Canopy evaporation 6 4 2 12 2 a) Runoff 9 6 3 8 2 c) Canopy evaporation 6 4 2 1988 199 1992 1994 1996 1998 15 12 9 6 3 1 75 5 25 15 12 9 6 3 1 75 1 b) Evapotranspiration 1 d) Transpiration 2 b) Evapotranspiration 2 d) Transpiration 5 25 1988 199 1992 1994 1996 1998 24.WB.k

Results: River basins 5 N 12 W Canada USA 1 W 8 W 5 N 12 A Runoff 12 O Runoff 4 N Ohio 4 N 9 9 3 N 5 km Arkansas-Red 3 N 6 6 15 3 Elevation (m) 12 W 1 W 8 W 3 3 15 A Evapotranspiration 15 O Evapotranspiration 1 1 A: Arkansas-Red O: Ohio 5 5 5 4 3 A Soil moisture 5 4 3 O Soil moisture 3 hourly energy balance runs and 24 hourly water balance runs 2 2 1988 199 1992 1994 1996 1998 24.WB 1988 199 1992 1994 1996 1998

Results: River basins 5 N 12 W Canada USA 1 W 8 W 5 N 12 9 6 A Runoff 12 9 6 O Runoff 4 N 3 N 5 km Arkansas-Red 15 3 Elevation (m) 12 W 1 W Ohio 8 W 4 N 3 N 3 3 15 A Evapotranspiration 15 O Evapotranspiration 1 1 A: Arkansas-Red O: Ohio 5 5 5 4 3 A Soil moisture 5 4 3 O Soil moisture 3 hourly energy balance runs matched to 24 hourly water balance runs 2 2 1988 199 1992 1994 1996 1998 1988 199 1992 1994 1996 1998 24.WB.k

Results: Spatial images a) Runoff Original results Corrected results 3 hourly energy balance runs compared to 24 hourly water balance runs.5.9 1.1 1.4 2. 4. 1. /24.WB b) Evapotranspiration Original results Corrected results.3.6.8.9.98 1.2 1.1 /24.WB

Results: Spatial images a) Runoff Original results Corrected results 3 hourly energy balance runs matched to 24 hourly water balance runs.5.9 1.1 1.4 2. 4. 1. /24.WB b) Evapotranspiration Original results Corrected results.3.6.8.9.98 1.2 1.1 /24.WB

NLDAS (North American Data Assimilation System) Relative runoff bias WY 1998-99, evaluated at USGS gauges with minimal management effects. Lohmann et al., 24: Streamflow and water balance Maurer et al., 22: A long-term hydrologically-based intercomparisons of four land surface models in the North data set of land surface fluxes and states for the American Land Data Assimilation System project, J. conterminous United States, J. Climate, 15, 3237-3251. Geophys. Res., 19, D7S91, doi:1.129/23jd3517

NLDAS: Arkansas-Red 1 Evapotranspiration 8 1.EB (/year) 1.EB (/year) Arkansas-Red results Lohmann et al. (1.EB), vs Maurer et al. () 1 Runoff 6 4 2 8 6 4 2 1.EB 1.EB 2 4 6 8 1 (/year) 1 Transpiration Canopy evaporation 8 1.EB (/year) 1.EB: 1 hr energy balance runs (spatially and temporally disaggregated precipitation) 1 1.EB (/year) : 3 hr energy balance results (no spatial or temporal disaggregation of precipitation) 2 4 6 8 1 (/year) 6 4 2 8 6 4 2 1.EB 1.EB 2 4 6 8 1 (/year) 2 4 6 8 1 (/year)

Results: NLDAS 12 9 A a) Runoff 12 9 O a) Runoff 12 W 1 W 8 W 6 3 6 3 5 N Canada USA 5 N 15 A b) Evapotranspiration 15 O b) Evapotranspiration 4 N 3 N 5 km Arkansas-Red 15 3 Elevation (m) 12 W 1 W Ohio 8 W 4 N 3 N 1 5 6 A c) Canopy evaporation 1 5 6 O c) Canopy evaporation 1 hourly energy balance runs, spatially and temporally disaggregated precipitation, matched to 3 hourly energy balance runs, temporally and spatially uniform precipitation 4 2 1 75 5 25 5 4 3 2 A d) Transpiration A e) Soil moisture 1998 1999 4 2 1 75 5 O d) Transpiration 25 5 O e) Soil moisture 4 3 2 1998 1999 1.EB 1.EB.k

Results: NLDAS Evapotranspiration (/year) 8 7 6 Arkansas-Red Ohio 1.EB Disaggregation method Uniform Temporal Spatial Temporal and spatial 5 2 3 4 5 6 Runoff (/year)

Conclusions temporal aggregation Moisture fluxes simulated by the VIC model are sensitive to the time step used, to the assumptions made regarding closure of the surface energy budget, and to the method of temporal and spatial disaggregation of precipitation. Simulated canopy evaporation differences are the main reason for the discrepancies between simulated model results. Sensitivity analyses performed at sub-daily time steps (3 hours and 1 hour) indicate that temporal disaggregation of precipitation is the most significant factor controlling canopy evaporation at sub-daily time steps. Simulation results at different model setups can to a large extent be reconciled by introducing correction factors that adjust the canopy interception capacity and canopy resistance. It is possible to calibrate the model in the computationally efficient daily water balance mode and thereafter introduce correction factors to the sub-daily energy balance simulations without having to recalibrate the model.

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