ISBT Working Party on Infectious Disease. POR Testing for Platelet Bacterial Contamination:

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ISBT Working Party on Infectious Disease POR Testing for Platelet Bacterial Contamination: An ongoing risk under continuous improvement 8 th July 2012. Wm. Andrew Heaton 1 MD NSLIJ Health System & Hofstra NSLIJ School of Medicine The views are those of the presenter and not of the NSLIJ Health System or Hofstra 1 Andrew Heaton has received research support and/or honoraria from Verax, Hemonetics, Fenwal, & Immunetics, and has consulted for Beckman- Coulter, Verax, & Novartis Diagnostics

Objectives: 1. Describe platelet bacterial risks and recent intervention effects. 2. Discuss residual risk due to false negative bacterial cultures. 3. Relate residual bacterial contamination to clinically effects. 4. Review the Point of Release testing: Outcome & Feasibility 5. Effect on Transfusion Related Death & US Regulatory process. 6. Summarize the policy related questions. Current Situation: Reported US platelet bacterial contamination fatality rate is 1.5 deaths per million PC doses transfused ( 3 deaths/year) The Bacterial Testing Issue: Culture as a release test has a ~ 26% sensitivity 231 out of 893/million contaminated units detected Only ~10% transfusion sepsis is reported 2

US Post Platelet Transfusion Sepsis & Morbidity Oct 95 Sep 04, 60 FDA contaminated PC reports of Post-Tx fatality 38 of the 60 (63.3%) cases were gram-negative organisms ~ 2/3 of post-transfusion sepsis organisms were gram-positive Effect of Skin Preparation, Inlet-line Diversion & Culture Upgrade ARC septic reactions decreased from 1:40,000 to 1:86,000, ~ 50% reduction JHU decrease from 7.45/100K to 2/100K transfusions, 70% reduction FDA reported death decreased 60% (7/yr in 2001-3) to 2.8/yr 2006-10 aabb Bacterial Assay Task Force 2012

Bacterial Testing on Apheresis Platelets Confirmed positive cases (3/1/2004 1/31/2007): Gram positive (n=196): Staphylococcus, coagulase negative 87 Staphylococcus epidermidis 22 Staphylococcus aureus 13 Staphylococcus (others) 13 Streptococcus sp. 43 Bacillus sp. 8 Enterococcus sp. 3 Listeria monocytogenes 4 Lactobacillus/Micrococcus/Unspecified 1 each Gram negative (n=29): Escherichia coli 12 Serratia marcescens 6 Klebsiella sp. 8 Citrobacter/Enterobacter/Unspecified 1 each Eder AF et al, Transfusion 2007 86% Gram Positive 4

BacT/ALERT Positive per 106 Cultures Average number of cases per year Bacterial Safety Interventions and Effects Inline Diversion Prestorage PC Platelets, USA 1995 to 2010 6000 5000 No Diversion Diversion 4 3.7 4000 O.R= 0.46 95%C.I. 0.2-0.95) 3 2.3 2.7 1995-2004 2005-2010 3000 2 2000 1 0.8 1000 0 Benjamin, RJ, et al. Transfusion 2008, 48:2348-55 0 Gram positive Gram negative Arm Prep Chloraprep Vs Povidone I 2 O.R= 0.47 (95%C.I. 0.21-1.03) 2005-2010: Niu MT, et al.transfus Med Rev. 2006;20:149-157

Bacterial Residual Risk post BacT/Alert Screen # Tested Confirmed + ve Rate /10 6 Ref. PASSPORT 6,039 4 662 (1:1,509) Dumont 2010 Irish BS Day 8 8,282 7 1,183 (1:850) Murphy 2008 Irish BS Day 4 3,310 1 3,310 (1:302) Murphy 2008 Welsh BS 6,438 6 931 (1:1,074) Pearce 2011 Combined 24,369 18 1,353 (1:740) Sensitivity of culture for U.S. standard practice 2 25.9% Sensitivity of culture under best practice 1 33% Passive Surveillance results in 10.6 times less likely to detect a septic reaction Murphy et al. Vox Sanguinis 2008 Dumont et al. Transfusion: 50; 589; 2010. 6 aabb Bacterial Assay Task Force 2012

0 30 60 90 120 150 180 210 240 270 300 Limitations of Early Culture Testing Modeling the effect of concentration on bacterial detection when a 300 ml unit is contaminated with 0-300 CFUs (0-1 CFU/mL). The figure shows the probability curves for an 8-mL sample divided into two culture bottles. concentration (CFU/300 ml unit) Benjamin, R. J., and S. J. Wagner.. Transfusion 2007: 47:1381-9.

No. of cases 1991 Bacterial Contamination of Platelets 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 No active surveillance performed 2002 2003 2004 2005 2006 2007 2008 2009 2010 9 8 7 6 5 4 3 2 1 0 University Hospitals Case Medical Center, Cleveland, OH 1991-2010 N=68 Coag-neg. staphylococcus Pseudomonas aeruginosa Bacillus cereus Staphylococcus aureus Serratia marcescens Streptococcus bovis Viridans group streptococcus VGS+CoNS Staphylococcus lugdunensis Acinetobacter baumannii Yomtovian & Jacobs Surveillance methods.1991 through 2004. Transfusion 46:719-30;2006. 2010 update

( cfu/ml ) Bacterial count Bacterial load, species virulence, & Tx reaction 10 12 10 11 10 10 10 9 10 8 10 7 10 6 10 5 Staphylococcus epidermidis Staphylococcus aureus Staphylococcus lugdunensis Staphylococcus warneri Viridans group streptococcus Streptococcus bovis 10 4 10 3 10 2 10 0 0 1 2 3 4 5 6 7 None Mild Bacterial load 10 5 vs. <10 5 cfu/ml: Any reaction: 16/23 vs 4/23 OR 4.0 (1.5-5.8) Severe reaction: 8/23 vs 0/23 OR >34 Moderate Severe Reaction grade Lifethreatening Fatal Bacillus cereus Pseudomonas aeruginosa Serratia marcescens Jacobs MR, Good CE, Lazarus HM and Yomtovian RA. Clin Infect Dis 2008;46:1214-20

Bacterial Contamination Sampling Time Issues Arm Prep Risk ~ 0.47 Inlet Diversion Risk ~ 0.46 Positive units (Gram- ve+ ) are Interdicted Day 2+ Negative Units released: Any late positives recalled Days 3-5 Late Positives: Usually Gram + ce cocci Day 1 Issues: Poisson sampling Late growers Benjamin, Kline et al. Transfusion 2008 Benjamin et al Transfusion 2011

1.E+01 1.E+02 1.E+03 1.E+04 1.E+05 1.E+06 1.E+07 Multi-site Study of 27,682 PC with PGD Assay Study performed at 18 study sites by over 160 technologists on apheresis units previously tested by culture negative (BacT/ALERT or ebds) PC Doses tested by Platelet PGD test on day of issue (16 sites) or shortly after issue (2 sites) according to the manufacturer s directions Positive PGD results repeated in duplicate and plate cultures performed Concurrent aerobic plate cultures were also performed on 10,430 units at three of the study sites, with quantitation of positives at one study site Single-use, qualitative test Detects the presence of conserved bacterial surface cell wall antigens, lipoteichoic acid and lipopolysaccharide, using specific antibodies Staphylococcus aureus Pseudomonas aeruginosa Staphylococcus epidermidis Enterobacter aerogenes Bacillus cereus Klebsiella pneumoniae Analytic sensitivity in LRAP Escherichia coli Streptococcus agalactiae Clostridium perfringens Serratia marcescens 10 1 10 2 10 3 10 4 10 5 10 6 10 7 Detection limit (CFU/mL)

Multi-site Study of 27,682 PC with PGD Assay Valid PGD test results N=27,620 Reactive N=151 Non-reactive N=27,469 Culture at 3 sites N=10,344 Culture Positive N=9 Culture Negative N=142 Culture Positive N=2 Culture Negative N=10,342 Jacobs: Transfusion 51: 2573: 2011

Platelet Bacterial Contamination TP results Bacterial species isolated by culture at issue Age of unit (days) Confirmation method* Bacterial load (CFU/ml)** Transfusion status Bacillus sp; P. acnes 3 BC NT Not Tx CoNS 3 PC, GS NT Not Tx split collection CoNS 3 PC, GS NT Not Tx Enterococcus faecalis 3 PC, GS NT Not Tx CoNS; Peptostrep 4 PC, BC, GS NT Not Tx CoNS 4 PC NT Not Tx CoNS 5 PC, GS 1.3 x 10e6 Tx no rxn Bacillus sp. 5 PC, GS 1 x 10e7 Not Tx CoNS 5 PC, GS 1.2 x 10e7 Tx septic shock*** *BC = broth culture; PC = plate culture; GS = Gram stain; **NT = Not Tested for quantity ***documented bacteremia with same organism Jacobs: Transfusion 51: 2573: 2011

Bacterial contaminations detected per million tested PGD Detection Rates On Day of Release Day 2 culture negative Apheresis Inventory sampled on day 1 9/27,620 apheresis units PGD positive 700 Rate of detection was 1/3,069 units (95% CI 1/6,711-1/1,617) 600 500 Estimated 326 contaminated units per million units (95% CI 149-618) 400 300 326 Based on 1.7 million LRAP units per year in the U.S., the estimated number of breakthroughs would be expected to be 554 per year (95% CI 253-1051) 200 100 Start with 893/MM contaminated: - Culture detects 150-200/MM - POR detects 326/MM - Undetected ~ 192/MM 0 167 Eder 2008 Day 1* PGD PMSS Eder: Transfusion 49: 1554:2009 Jacobs: Transfusion 51: 2573: 2011

PGD PC Trial Outcomes Description Platelet Age (Days) 2 3 4 5* Total Number Units Tested (% of Total Tested) 4,036 (15%) 8,375 (30%) Bacterial contamination @ 1:3,069 doses (326/million; 95% CI 149-618/million) 7 of 9 PGD+ units showed Gram Stain + contamination (~10 7 cfu) 2 false negatives detected in 10,424 doses (192/million) on DOR culture There were 142 PGD false positives (0.51%) 6,660 (24%) 8,549 (31%) Based on reaction rate in recipients transfused with >10 5 CFU/mL: 27,620 True positive PGD Test 0 4 2 3 9 This could prevent ~300 major Tx reactions & several fatalities/year Jacobs: Transfusion 51: 2573: 2011

Of the 59% tested, 14% retested @ 48 hours, & 1% @ 72 hours. Feasibility was confirmed with next steps identified as: Definition of acceptable hold periods following testing Implementation of IT to track inventory testing status. Identification of the real as opposed to reported risk Vox Sang 101S; 170: 2011 Operational Trial of PGD SDP Testing NSUH participated in an 18 center evaluation study of a rapid bacterial point-of-care screening assay (PGD, Verax Biomedical) One of 3 sites that performed concurrent culture at issue. The PGD Test performed on day of receipt & daily thereafter.

Testing Logistics in Hospital Blood Bank Platelet shipment receipt entered in computer. Units placed on hold and barcode label printed. Remove Pigtail or: Attach sampling pouch by Sterile docking to bag Detach sample, label, and: add to test work sheet. Transfer specimen into Testing tube Testing Logistics Receive Unit and & Place on Hold Acquire Sample & Execute Testing Quarantine Partner Units if IR Retest IR s & Confirm ASAP Label & Release to Inventory Run Manufacturer s Positive and Negative controls POR testing performed and results Scan into computer system Run two external positive controls (Gram Pos and Gram Neg In-house split units quarantined and ph & gram stain performed 2 nd Round Testing with Diff Lot: Positive if Result = ½ 0r 2/2 + Pos Neg Supervisory review and specimen released from hold Send samples for: ph testing i& gram stain if IR Culture if RR Negative on retest 2 / 2 First time Positive results Relabeled with test Negative sticker with date and time Notify BC if any positive Discard Unit Release Unit Results entered and units placed in available inventory

BacTx Test Train & Sensitivity (510k Approved) Species # 1 Sensitivity # 2 Sensitivity Overall Escherichia coli 5.1 x 10 3 8.7 x 10 3 8.7 x 10 3 Pseudomonas aeruginosa 9.6 x 10 3 5.0 x 10 4 5.0 x 10 4 Klebsiella oxytoca 6.8 x 10 3 9.9 x 10 3 9.9 x 10 3 Serratia marcescens 5.8 x 10 4 6.7 x 10 3 5.8 x 10 4 Propionibacterium acnes 7.2 x 10 3 1.1 x 10 3 7.2 x 10 3 Staphylococcus aureus 2.1 x 10 3 4.0 x10 3 4.0 x 10 3 Staphylococcus epidermidis 2.0 x 10 3 2.4 x 10 3 2.4 x 10 3 Streptococcus agalactiae 3.6 x 10 3 2.7 x 10 4 2.7 x 10 4 Clostridium perfringens 2.8 x 10 3 4.5 x10 3 4.5 x 10 3 Bacillus cereus 1.3 x 10 3 1.7 x10 3 1.7 x 10 3 Galloway-Haskins & Heaton:Transfusion 2011/2; Supp: Abstract

Bacterial Contamination Testing Standards AABB standard 5.1.5.1 (effective March 2004) 1 The blood bank or transfusion service shall have methods to limit and detect bacterial contamination in all platelet components Apheresis - Collection facilities adopted culture - FDA cleared culture-based QC (BacT Alert & ebds) - Culture at 24hrs, release 12-24hrs later WBD - Culture not practical for WBD units - Hospitals validated non FDA cleared tests AABB standard 5.1.5.1.1 (effective Jan 2011) 2 for WBDP Detection methods shall either be approved by the FDA or validated to provide sensitivity equivalent to FDA-approved methods. First High Profile Litigation affecting Hospital/Blood Center Testing and Recall Standards of Practice Policies & Procedures pertinent to Transfusion Reaction 1. AABB Standards for Blood Banks, March 2003 2. AABB Interim Proposed Standard, Posted Feb 2010 3. http://www.tampabay.com/incoming/hillsborough-girl-had-cancer-but-suit-pins-death-on-taintedblood/1179600 19

Policy Review Issue For action Opposed to action Clinical Issue? Well described sepsis/death risk: Reports credible & conservative Actual sepsis?? 10 X under-reported: Clinical significance hard to evaluate Increasingly G+ cocci - skin contaminant None reported locally: Small reported fraction = perceived risk No standard-of-care & minimal litigation Sepsis symptoms unlinked to cause: Sick patients with many other issues MD s are used to high risk patients Economic Question Feasibility Reimbursement focused on outcomes Quality = purchaser selection criterion DRG rates affected by readmissions Culture already factored into unit cost: Maybe avoid BacT/Alert cost No studies available NSUH participated in trial (no yield): Only tested routine units Showed feasibility in a study BC s reluctant to reduce product cost:: Low direct cost not avoidable expense Hospital cost of sepsis is not reported Testing not the standard of practice: FDA & aabb do not require it Low assessment of liability Manufacturing not Distribution: BC should culture sensitivity Hospitals cannot test completely Options Test all PC pre-release: Test at-risk patient s PC TPGD test reactions (define problem) Take no action: Await regulatory leadership Request BC s to improve capture rate

Clinical Questions: Policy Related Questions There is clinical evidence that Point-of-Release Testing is needed Feasibility Questions: These tests are do-able in a Blood Bank Environment Inventory Questions raised: Tested inventory can be maintained & could dating be extended? Evaluations/studies that are needed Larger culture samples & later sampling offer some improvement Current data suggests that it would be less than equivalent Affirmative studies are needed to define the test frequency interval Where we are today: Simple and effective Point-of-Release Testing is becoming available aabb/fda workshop on 17 th July to review evidence Vs. standards 21