UNIVERSITI PUTRA MALAYSIA CHANGE DETECTION IN MANGROVE FOREST AREA USING LOCAL MUTUAL INFORMATION MAHIRAH BINTI JAHARI ITMA 2010 5
CHANGE DETECTION IN MANGROVE FOREST AREA USING LOCAL MUTUAL INFORMATION MAHIRAH BINTI JAHARI MASTER OF SCIENCE UNIVERSITI PUTRA MALAYSIA 2010
CHANGE DETECTION IN MAGROVE FOREST AREA USING LOCAL MUTUAL INFORMATION By MAHIRAH BINTI JAHARI Thesis Submitted to the School of Graduate Studies,, in Fulfilment of the Requirements for the Degree of Master of Science November 2010
Abstract of thesis presented to the Senate of in fulfilment of the requirement for the degree of Master of Science CHANGE DETECTION IN MANGROVE FOREST AREA USING LOCAL MUTUAL INFORMATION By MAHIRAH JAHARI November 2010 Chairman: Faculty: Siti Khairunniza bt Bejo, PhD Institute of Advance Technology This thesis unveils the potential and utilization of similarity measure for forest change detection. A new simple similarity approach based on local mutual information is used to detect any significant changes in the image of forest areas. Point similarity measure is defined as a measure which is used to calculate the similarity of individual pixels. The basic idea of the proposed method is that any change pixel will be maximally dissimilar, i.e. the value of similarity of these pixels will be low. The method has been tested to detect and identify changes caused by plant growth and plant loss in four sub-areas of Matang Mangrove Forest, Perak. Image of SPOT 5 satellite taken from band 1, band 2, band 3, and band 4 with the resolution of 10meter dated on 5 August 2005 and 13 June 2007 has been used to test the method. It is then compared with the results of Principal Component Analysis 1 (PCA 1). The plant loss areas has been successfully identified as any pixel with the value of local mutual information less than and equals to zero. The method has been refined to accurately detect changes caused by the growth areas by ii
thresholding the histogram of the average percentage of difference between joint probability and marginal probability. Results from the experiment showed that a threshold value of zero is the best threshold value to identify between changed and unchanged areas in all cases of the images. In overall, band 3 gives the best results of forest change detection compared to the other bands in all cases. Compared to the image differencing and normalized differenced vegetation index (NDVI), the proposed method not only can solve the problem on selecting the threshold value but also provides the highest percentage of successful classification at the fourth, second and first study area with the value of 95.07%, 89.47% and 87.66% respectively. From the results, it has been concluded that local mutual information is not only can be effectively used for change detection technique but also can be used to classify the plant growth and plant loss areas. iii
Abstrak tesis yang dikemukakan kepada Senat sebagai memenuhi keperluan untuk ijazah Master Sains MENGESAN PERUBAHAN DI KAWASAN HUTAN PAYA BAKAU MENGGUNAKAN PENENTUAN KESERUPAAN SETEMPAT Oleh MAHIRAH JAHARI November 2010 Pengerusi: Fakulti: Siti Khairunniza bt Bejo, PhD Institut Teknologi Maju Tesis ini menyingkap potensi penggunaan penentuan keserupaan setempat dalam kaedah pengesanan perubahan bagi kawasan hutan. Satu pendekatan keserupaan yang baharu dan mudah berdasarkan maklumat salingan tempatan digunakan bagi mengesan apa sahaja perubahan penting dalam imej kawasan hutan. Titik keserupaan setempat ditakrifkan sebagai satu langkah yang digunakan bagi mengira persamaan pada piksel individu. Konsep asas bagi kaedah yang dicadangkan adalah piksel yang mempunyai perubahan akan menghasilkan perbezaan yang maksimum, i.e. nilai persamaan piksel ini akan menjadi rendah. Kaedah ini telah diuji bagi mengesan kawasan perubahan dan mengenal pasti sama ada perubahan itu disebabkan oleh pertumbuhan pokok atau kehilangan pokok dalam empat kawasan di Hutan Bakau Matang, Perak. Imej daripada satelite SPOT 5 dengan jalur 1, jalur 2, jalur 3 dan jalur 4 yang mempuyai resolusi 10meter bertarikh 5 Ogos 2005 dan 13 Jun 2007 telah digunakan untuk menguji kaedah ini. Ianya kemudian akan dibandingkan dengan keputusan daripada Analisis Komponen iv
Utama 1 (PCA1). Kawasan yang mengalami kehilangan pokok telah dikenalpasti dengan jayanya di mana nilai setempat maklumat salingan piksel di kawasan tersebut adalah kurang dan sama dengan sifar. Kaedah ini diperhalusi lagi untuk mengesan secara tepat kawasan-kawasan yang berubah akibat daripada pertumbuhan pokok dengan menggunakan kaedah pengembangan titik ambang pada histogram peratusan purata perbezaan antara kebarangkalian bercantum dan kebarangkalian sut. Keputusan menunjukkan bahawa nilai ambang yang terbaik untuk menentukan kawasan yang berubah dengan kawasan yang tidak berubah adalah nilai sifar. Secara keseluruhannya, dalam penentuan perubahan di kawasan hutan, band 3 memberikan nilai yang terbaik berbanding jalur-jalur lain dalam semua kes. Berbanding dengan kaedah pembezaan imej dan kaedah perbezaan normalisasi indeks tumbuhan (NDVI), kaedah ini bukan sahaja dapat menyelesaikan masalah pemilihan nilai ambang dalam kaedah penentuan perubahan tetapi juga memberikan peratusan kejayaan yang tertinggi di kawasan keempat, kawasan kedua dan kawasan pertama dengan nilai masing-masing adalah 95.07%, 89.47% dan 87.66%. Kesimpulan hasil daripada keputusan kajian menunjukkan maklumat salingan tempatan bukan saja berkesan digunakan sebagai teknik pengesanan perubahan tetapi juga boleh digunakan untuk mengenalpasti kawasan-kawasan pertumbuhan pokok dan kehilangan pokok. v
ACKNOWLEDGEMENTS I am thankful to Allah for making things possible, Alhamdulillah. I would like to express my sincere gratitude and thanks to my supervisor Dr. Siti Khairunniza Bejo for her untiring guidance, assistance, encouragement and supervision during the conduct of the study. I would also like to express my deep appreciation and gratitude to Dr. Helmi Zulhaidi b. Mohd Shafri and Assoc. Prof. Dr. Abdul Rashid Mohamed Shariff for their co-supervision, guidance and suggestions. I am thankful to Mr. Mohd Suhaimi b Mohd Noor (PPHD (Laut)) from Pejabat Hutan Daerah Larut & Matang, Perak for guidance, assistance providing the data and field trip to the study area. Special thanks to all members and technicians at Faculty of Engineering, and Institute of Advance (ITMA) for allowing and providing the facilities to be used to complete my research and graduate study. I would also like to record my gratitude to my lecturers and friends who always give motivation and support to accomplish my study. Utmost appreciation and heartfelt gratitude goes to my beloved parents and all family members for their patience, understanding, support and sacrifices throughout my study. vi
I certify that an Examination Committee met on XXXX to conduct the final examination of Mahirah binti Jahari on her Master of Science thesis entitled Change Detection In Forest Area using Local Similarity Measure in accordance with Universiti Pertanian Malaysia (Higher Degree) Act 1980 and Universiti Pertanian Malaysia (Higher Degree) Regulations 1981. The committee recommends that the candidate be awarded the relevant degree. Members of the Examination Committee were as follows: Ishak Aris, Ph.D. Associate Professor Faculty of Engineering (Chairman) Abdul Rahman Ramli, PhD Associate Professor Faculty of Engineering (Internal Examiner) Deleted: Syamsiah Mashohor, PhD Faculty of Engineering (Internal Examiner) Mohd Zubir Mat Jafri, PhD School of Physic Universiti Sains Malaysia (External Examiner) BUJANG KIM HUAT, PhD Professor/Deputy Dean School of Graduate Studies Date: vii
This thesis was submitted to the Senate of and has been accepted as fulfilment of the requirement for the degree of Master of Science. The members of the Supervisory Committee were as follows: Siti Khairunniza Bejo, PhD Senior Lecturer Faculty of Engineering (Chairman) Abdul Rashid Mohamed Shariff, PhD Associate Professor Faculty of Engineering (Member) Helmi Zulhaidi Mohd Shafri, PhD Senior Lecturer Faculty of Engineering (Member) HASANAH MOHD GHAZALI, PhD Professor and Dean School of Graduate Studies Date: 10 March 2011 viii
DECLARATION I declare that the thesis is my original work except for quotations and citations which have been duly acknowledged. I also declare that it has not been previously, and is not concurrently submitted for any degree at or other institutions. MAHIRAH BINTI JAHARI Date: 3 November 2010 ix
TABLE OF CONTENTS Page ABSTRACT ABSTRAK ACKNOWLEDGEMENTS APPROVAL DECLARATION LIST OF TABLES LIST OF FIGURES LIST OF ABBREVIATIONS ii iv vi vii ix xii xiii xiv CHAPTER 1 INTRODUCTION 1 1.1 Problem Statement and Motivation 3 1.2 Objectives 5 1.3 Scope and Limitation of the Study 5 1.4 Thesis Outline 6 2 LITERATURE REVIEW 7 2.1 Mangrove Forest Area 7 2.2 Remote Sensing 9 2.2.1 SPOT 5 Satellite 12 2.2.2 Application of Remote Sensing 13 2.3 Change Detection 15 2.4 Similarity Measure 26 2.5 Summary 29 3 METHODOLOGY 31 3.1 Research Design 31 3.2 Study Area 32 3.2.1 Area 1 35 3.2.2 Area 2 37 3.2.3 Area 3 38 3.2.4 Area 4 39 3.2.5 Reference Image 41 3.3 Preprocessing 42 3.3.1 Geometric Correction 43 3.3.2 Principal Component Analysis 45 3.4 Local Mutual Information 46 3.5 Comparison with the Other Change Detection Method 51 x
3.5.1 Normalized Difference Vegetation Image (NDVI) 51 3.5.2 Image Differencing 52 3.6 Accuracy Assessment 52 4 RESULTS AND DISCUSSION 54 4.1 Background 54 4.2 Principal Component Analysis 54 4.3 Experimental Results 56 4.3.1 Threshold Value Selection 56 4.3.2 Band and PCA 1 Images Comparison 62 4.3.3 Band Images Analysis 66 4.4 Type of Changes: Changes Caused by the Plant Growth and 69 Caused by the Plant Loss 4.5 Band Combination 84 4.6 Other Change Detection Method 89 4.6.1 Image Differencing 89 4.6.2 Normalized Difference Vegetation Index (NDVI) 97 4.7 Accuracy Assessment 102 5 CONCLUSION AND RECOMMENDATIONS 112 5.1 Conclusions 112 5.2 Recommendations for Further Studies 115 REFERENCES 117 APPENDICES 124 BIODATA OF STUDENT 158 LIST OF PUBLICATION 159 xi