LOINC in Regulated Clinical Research a Lab LOINC Steeringg Committee Meeting 08 June 2017

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LOINC in Regulated Clinical Research a Lab LOINC Steeringg Committee Meeting 08 June 2017 Lauren Becnel, Ph.D. VP, Biomedical Informatics & Alliances, CDISC Asst Prof, Duncan Comprehensive Cancer Center, Baylor College of Medicine

Clinical Data Interchange Standards Consortium (CDISC) >435 organizational members Community consensus standards development for clinical & translational research Ongoing global research support in the Americas, Europe, Japan, China, India, Korea and other regions Standards downloaded in 90+ countries www.cdisc.org

CDISC Standards Required for Regulated Research in the US and Japan FDA & Japan s PMDA Require CDISC Standards, China s CFDA and EMA Recommend CDISC Standards BINDING DOCUMENTS

and Used for Non-Regulated Research in the U.S. Controlled Terminologies in NCI EVS, BRIDG model, SHARE metadata NINDS CDEs used in Parkinson s and TBI TAs for FDA submissions Adopted CDISC standards for FDA submissions, pharmacovigilance, and meta-analyses CDE contributors to Schizophrenia TA, Future CDE alignment to PTS TA Part of C-Path Polycystic Kidney Disease TA consortium Pediatric terminologies developed with NCI EVS and CDISC

As Well as the EU and Asia Vaccines Standard Training on collection, modeling and aggregation standards for interoperability Standards Starter Pack Curation pipeline to TransMART Mobile patient reported outcomes (PRO) Data sharing recommendations Use of standardized data for research sourced from multiple EHRs Infectious Diseases - field research data collection and aggregation support 5

CDISC Standards Do NOT Dictate Research Questions or Conduct CDISC Standards improve and maintain consistent DATA QUALITY and improve TRACEABILITY across the research value chain

They DO Support Major Functions Common to All Translational & Clinical Research Providing Common Structure & Terminology for: Data Collection Data Aggregation (Tabulation) Data Analysis Data Transfer 7

TA-Specific Extensions Include Oncology Infectious Diseases Mental & Behavioral Disorders CV Neurology Chronic Respiratory Diseases Autoimmune Diseases Endocrinology Other Breast Cancer v1 Tuberculosis v1 Tuberculosis v2, Gates Schizophrenia FDA Dyslipidemia v1 Parkinson s Disease v1 Asthma v1 Rheumatoid Arthritis v1 Polycystic Disease v1 University of Rochester Pain v1 University of Rochester Prostate Cancer v1 FDA Influenza v1 Alzheimer s v1, v2 CV Endpoints v1 FDA Multiple Sclerosis v1 MS Society COPD v1 Diabetes v1 Solid Organ (Kidney Transplant) v1 FDA Colorectal Cancer v1 FDA Hepatitis C, v1 FDA Parkinson s v1 CV Imaging v1 Duchenne Muscular Dystrophy v1 Diabetic Kidney Disease v1 Lung Cancer v1 FDA Virology v1, v2 FDA Traumatic Brain Injury v1 One Mind QT Studies v1 Huntington s Disease v1 Malaria v1 Gates / WWARN Ebola v1 Major Depressive Disorder v1 FDA Post Traumatic Stress Disorder v1 Cohen Veterans Bioscience Parkinson s v2 Bold - ongoing Planned Vaccines v1 Bi-Polar v1 HIV v1 NIAID & FDA General Anxiety Disorder v1 CDAD FDA 4 9 8 4 5 2 1 3 2

How to Tabulate Your Data for Reporting: SDTM Interventions Con Med Exposure Substance Use Exposure as Collected Procedures Events Adverse Events Disposition Medical History Deviations Clinical Events Healthcare Encounters Findings ECG Inclusion/Exclusion Criteria Not Met Death Details Immunogenicity Labs Microscopic Findings Physical Exam Morphology Questionnaire Reproductive System Findings Subject Characteristics Subject Status Vital Signs Tumor Identification Drug Accountability Tumor Results Microbiology Specimen Disease Response Microbiology Susceptibility PK Concentrations PK Parameters Findings About 9 Special Purpose Demographics Comments Subject Elements Subject Visits Relationships SUPPQUAL RELREC Trial Design Trial Elements Trial Arms Trial Visits Trial Inclusion/Exclusion Trial Summary Trial Disease Assessments

March 2018 Mandate for LOINC Submissions Part Description Component Analyte - The substance or entity being measured or observed. Property Time System Scale Method The characteristic or attribute of the analyte. The interval of time over which an observation was made. Specimen - The specimen or thing upon which the observation was made. How the observation value is quantified or expressed: quantitative, ordinal, nominal. Assay Method - high-level classification of how the observation was made. Only needed when the technique affects the clinical interpretation of the results. 10

Laboratories in Clinical Research Standard of Care, Central Lab Research Lab, Local Laboratories 11

CDISC Variables Mappings to LOINC Dimensions Part Component Property Time System Scale Method What is this in CDISC standards LBTEST/CD + others Does not exist yet MULTIPLE: Various Timing Variables SPEC+LOC Does not exist yet METHOD + other things Discrete variable, LBLOINC 12

CDISC LOINC Survey Data N=155 N=22 N=105 13

CDISC LOINC Survey Positives Useful Where Received We welcome the LOINC mandate since it will help ensure a more precise description of the collected assay, and it is hoped that local labs will be able to provide these codes directly. As an academic institution, we feel committed to LOINC for it's wide adaption, it's open governance process, it's free availability and it's coherence to healthcare standards as HL7 CDA. For studies where we receive LOINCs from a central lab, I would much prefer to use them. The problem is with academic labs and other local labs.. 14

CDISC LOINC Survey Concerns Availability & Realm Specificity we have asked central labs to provide LOINC codes and were told that they were not available. We have tried to get labs to provide LOINC codes for years, but they NEVER provide them since we never get them we have never incorporated them into our analyses. New tests are developed and applied and complexity increases. I foresee the challenge that a LOINC standard is not enabled to cover these various and new test code needs? the bulk of the issues with this guidance will lie with the lab vendors we work with in providing the data. Unfortunately, as we work with labs around the world (and many labs are global) and this is a U.S. mandate, it is likely that the adoption rate may be slower than needed. LOINC terminology is more clinically-oriented and US centric. As a global company, we receive lab data from all over the world and some of the laboratories are smaller local lab vendors who do not assign LOINC codes to their lab tests. 15

CDISC LOINC Survey Concerns Inconsistency / Lack of Clarity It is my understanding that there is inconsistent use of LOINC among vendors which may make implementation difficult. If guidelines become available, they need to be very clear to enable distinguishment between very similar analytes. Very clear!. We would also like to understand it there is a regulatory expectation that the LOINC codes would be needed for analysis as opposed to just living in SDTM. The various requirements being placed on industry are increasing every quarter. Much of this work falls to programmers [who] have limited knowledge of labs for example. These LOINC codes may be very clear to those who use them regularly, but for SAS programmers they are just another research project that we would have to try to figure out. 16

CDISC LOINC Survey Concerns Non-Clinical/Pre-Clinical Data I am concerned about how the LOINC requirement impacts nonclinical data. It seems that the LOINCs do not take into account animal parameters and so I am concerned as to how these will be applied to our studies. Are there plans to include the LOINCs in SEND datasets or will another submission format be required? Low General Preparedness This email was the first that I have heard of LOINCS. dealt with LOINC coding, but only as the recipient of already mapped data. In our experience, very few companies are working with LOINC, and most are generally unprepared for incorporating it into their processes. 17

FDA/CDISC/Regenstrief/NIH LOINC Working Group Convened to review sponsors concerns and make recommendations to FDA on how to best support the coming mandate Membership from CDISC, FDA, NIH and Regenstrief F2F meetings and teleconferences Related activity, CDISC Labs Team: Central Labs Task Force Quintiles and Covance/LabCorp, seeking members from Quest Creating a map of most common standard of care LOINCs used in clinical research Estimated that ~2,000 codes represent ~90% of labs Map document to be cross-posted on Regenstrief & CDISC site 18

Draft WG Recommendations LOINC codes should be required for human subjects only, though LOINCs for animal studies should be encouraged. LOINC submissions should not have a status of deprecated, trial or discouraged. LOINC codes should be provided, wherever they are available to sponsors. LOINC codes for the subset of the most common labs utilized as standard of care are required where they are available. Initially, LOINC codes for other labs should not be required to allow the community and regulatory officials to adapt to the new requirement. LOINC codes for other labs should be accepted by FDA, but not required. Missing required LOINCs should be noted within an electronic submissions Study Data Reviewers Guide. Submitters must still submit all lab data in CDISC format. 19

Next Steps LOINC WG is internally reviewing the draft recommendations document now Feedback due 16 June 2017 Document to be finalized with all members comments, then submitted to FDA for consideration LOINC WG to finalize Communication Plan Once recommendations are accepted by the FDA, LOINC WG Communication Plan to be enacted to inform community 20

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