Transportation of Lithium Batteries Training Presentation

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Transportation of Lithium Batteries - 2017 Training Presentation Paul Quickert Services Sustainability Manager Effective January 1, 2017 Technical Services, Global Service Logistics and Operations (GSLO) Global Service Delivery Excellence (GSDE)

Transportation of Lithium Batteries - 2017 Agenda: Regulatory Overview Training requirements Dangerous Goods Classification and Labeling Lithium Battery Safety Issues and Packaging Cisco Products that use Lithium Batteries Classification, Identification and Links to Files Mode Specific Limitations, Marking, Labeling and Documentation for Packing Instructions 965, 966, 967, 968, 969 and 970 Example of Shipping Document Ground Transportation Example of Material Safety Data Sheet (MSDS) 2

Dangerous Goods Regulations United Nations Standards are the basis for Dangerous Goods Classification by all modes of transportation The UN International Civil Aviation Organization, Technical Instructions (TI s) cover air transport The International Air Transport Association (IATA), Dangerous Goods Regulations, 58 th Edition-2017 Developed by carriers as a more user friendly version of the TI s, and are used as the day to day working document by shippers, forwarders and carriers The International Maritime Dangerous Goods (IMDG) Code covers transport by ocean freight The UN Standards are adopted as law and enforced by each country In the US, the Department of Transportation regulates Dangerous Goods (Hazardous Materials) for all modes of transportation 3

Dangerous Goods Training Training is not optional It is required for each individual with responsibility for the preparation and shipment of Lithium Batteries (Dangerous Goods) Training must cover each of the duties for which the individual is responsible Training must remain current based on changes in the requirements At a minimum, training must be repeated every 24 months 4

Dangerous Goods Labels Air Transport Lithium (Li) and Lithium Batteries are regulated as Dangerous Goods Lithium Class 4, Flammable Solid, Dangerous When Wet Lithium Batteries Class 9, Miscellaneous Dangerous Goods 5

Current Lithium Battery Labels Cisco Part Numbers PN 47-22218-01 PN 47-101436-02 PN 47-101435-01 6

Lithium Battery Labeling Lithium Batteries contain small quantities of lithium and are excepted from certain requirements Lithium Metal (button cell) Batteries are also referred to as primary (nonrechargeable) batteries Lithium Ion Batteries are rechargeable batteries Authorized through 2018 Effective now For Services, the number of Lithium Batteries per package and the number of packages per consignment are strictly controlled 7

Lithium Battery Safety Concerns Recent air transport incidents have heightened safety concerns over defective and improperly packaged Lithium Batteries shipped as cargo The Lithium Ion and Lithium Metal batteries used by Cisco are safe in normal use and may be transported safely when properly packaged All batteries shipped by Cisco are installed in equipment or are individually packaged to prevent short circuit 8

Lithium Batteries and Battery Packs Lithium Ion Batteries are found in: Wireless Handsets for IP Phones RAID Controllers (battery back-up) Cisco Wireless Access Point products (LAN/WAN) Lithium Metal (button cell) Batteries are found in: PC boards 9

Lithium Battery Classification Lithium Ion Batteries UN 3480, ICAO/IATA Packing Instruction 965, Section II - > 30% State of Charge, Forbidden on all Aircraft Surface Transport Only - 2 batteries per box, and for surface transport, no limit on packages per consignment - </= 30% State of Charge. Forbidden on Passenger Aircraft - 2 batteries per box, one package per consignment, must be offered separately from other cargo Lithium Ion Batteries packed with equipment UN 3481, ICAO/IATA Packing Instruction 966, Section II) - No State of Charge limitation, 2 batteries per box, no limit on packages per consignment Lithium Ion Batteries contained in equipment UN 3481, ICAO/IATA Packing Instruction 967, Section II - No State of Charge limitation, 2 batteries per box, no limit on packages per consignment Lithium Metal Batteries UN 3090, ICAO/IATA Packing Instruction 968, Section II - Forbidden on Passenger Aircraft - 2 batteries per box, one package per consignment, must be offered separately from other cargo Lithium Metal Batteries packed with equipment - UN 3091, ICAO/IATA Packing Instruction 969, Section II - No State of Charge limitation, 2 batteries per box, no limit on packages per consignment Lithium Metal Batteries contained in equipment - UN 3091, ICAO/IATA Packing Instruction 970, Section II - No State of Charge limitation, 2 batteries per box, no limit on packages per consignment 10

Services PID List of Batteries The Services Battery Master List should be used as the primary reference to determine the shipping requirements for each PID 11

CICE system generated documentation PI97 0 Battery documentation is now available to be printed from CICE The document is generated by the system based on PID 12

Lithium Ion Batteries Uninstalled, spares Lithium Ion Batteries UN 3480, ICAO/IATA Packing Instruction 965, Section II - </= 30% State of Charge. Forbidden on Passenger Aircraft - 2 batteries per box, one package per consignment, must be offered separately from other cargo FedEx Section II Not accepted per IATA operator variation FX- 05A; must be offered as Section IA or IB. 13

Lithium Ion Batteries Packing Instruction 965 (PID s for batteries with less than or equal to 30% State of Charge, shipping uninstalled apart from the product they power) UN ID Number UN3480 Dangerous Goods Classification Proper Shipping Name Hazard Class Packing Group Packing Instruction Lithium Ion Batteries 9 II PI965, Section II Batteries less than or equal to 30% State of Charge (SoC) Transport Method Quantity Limitation Per Package Boxes per Consignment Truck 2 No Limit Air - Cargo Aircraft Only 2 1 Ocean - Special Provision 188 2 No Limit Transport Method Shipment Lead-Times Days Weeks Truck 5-7 - Air - Cargo Aircraft Only 2-4 Ocean - (limited availability) - 5-8 (may be longer) 14

Packing Instruction 965 Marking, Labeling and Documentation Marking Lithium Ion Batteries, UN3480 - Forbidden for transport aboard Passenger Carrying Aircraft - Special Provision 188 Labeling Document/Statemen t Air Waybill: Lithium ion batteries in compliance with Section II of PI 965, Cargo Aircraft Only 15

PI 965 Placement of Marking, Labeling and Document Address Label Document Pouch containing the lithium battery shipping document Marking Lithium Ion Battery & CAO Labels Place the appropriate battery statement in a document pouch Mark by hand or place the marking Affix the labels DO NOT FOLD LABELS OVER EDGE If space in available on the box it is preferable to place the marking, labeling and documentation on the same surface of the package, near the address 16 label

Lithium Ion Batteries Installed in or shipped with product Lithium Ion Batteries packed with equipment UN 3481, ICAO/IATA Packing Instruction 966, Section II) - No State of Charge limitation, 2 batteries per box, no limit on packages per consignment Lithium Ion Batteries contained in equipment UN 3481, ICAO/IATA Packing Instruction 967, Section II - No State of Charge limitation, 2 batteries per box, no limit on packages per consignment - Marking, labeling, documentation and air waybill notations are not required by the regulations, but may be required by State/carrier acceptance criteria 17

Battery PID s listed on the Master List under UN3481 Transport Method Packing Instruction 966/967 Marking and Labeling for Truck and Ocean Transport Quantity Limitation Per Package Labeling Boxes per Consignment Truck 2 No Limit Air 2 No Limit Ocean - Special Provision 188 2 No Limit Lithium Ion Batteries packed with equipment, UN3481 (PI 966, Section II) Special Provision 188 Marking Document/Statemen t Lithium Ion Batteries contained in equipment, UN3481 (PI 967, Section II) Special Provision 188 Air Waybill: Lithium ion batteries in compliance with Section II of PI966 Air Waybill: Lithium ion batteries in compliance with Section II of PI967 18

PI 966/967 Placement of Marking, Labeling and Document Address Label Marking Lithium Ion Batteries contained in equipment, UN3481 (PI 967, Section II) Special Provision 188 Lithium Ion Battery Label Document Pouch containing the lithium battery shipping document Place the appropriate battery statement in a document pouch Mark by hand or place the marking Affix the labels DO NOT FOLD LABELS OVER EDGE If space in available on the box it is preferable to place the marking, labeling and documentation on the same surface of the package, near the address 19 label

PI 966/967 Optional Placement of Marking, Labeling and Document Place the appropriate battery statement in a document pouch Mark by hand or place the marking Affix the labels DO NOT FOLD LABELS OVER EDGE If space in available on the box it is preferable to place the marking, labeling and documentation on the same surface of the package, near the address 20 label

Restrictions on Lithium Metal Batteries Lithium Metal Batteries UN 3090, ICAO/IATA Packing Instruction 968, Section II - Forbidden on Passenger Aircraft - 2 batteries per box, one package per consignment, must be offered separately from other cargo FedEx Section II Not accepted per IATA operator variation FX- 05A; must be offered as Section IA or IB. 21

Packing Instruction 968 Marking and Labeling for all modes of Transport Transport Method Quantity Limitation Per Package Boxes per Consignment Truck 2 No Limit Air - Cargo Aircraft Only 2 1 Ocean - Special Provision 188 2 No Limit Marking Lithium metal batteries, UN3090 (PI 968, Section II) Forbidden for transport aboard Passenger Carrying Aircraft Special LabelingProvision 188 Document/Statemen t Air Waybill: Lithium metal batteries in compliance with Section II of PI 968, Cargo Aircraft Only 22

PI 968 Placement of Marking, Labeling and Document Address Label Marking Lithium metal batteries, UN3090 (PI 968, Section II) Forbidden for transport aboard Passenger Carrying Aircraft Special Provision 188 Document Pouch containing the lithium battery shipping document Lithium Metal Battery & CAO Labels Place the appropriate battery statement in a document pouch Mark by hand or place the marking Affix the labels DO NOT FOLD LABELS OVER EDGE If space in available on the box it is preferable to place the marking, labeling and documentation on the same surface of the package, near the address 23 label

Lithium Metal Batteries Installed in or shipped with product Lithium Metal Batteries packed with equipment - UN 3091, ICAO/IATA Packing Instruction 969, Section II Lithium Metal Batteries contained in equipment - UN 3091, ICAO/IATA Packing Instruction 970, Section II - Marking, labeling, documentation and air waybill notations are not required by the regulations, but may be required by State/carrier acceptance criteria 24

Packing Instruction 969 and 970 Marking and Labeling for all modes of Transport Transport Method Quantity Limitation Per Package Boxes per Consignment Truck 2 No Limit Air 2 No Limit Ocean - Special Provision 188 2 No Limit Marking Lithium metal batteries packed with equipment, UN3091 Special Provision 188 Lithium metal batteries contained in equipment, UN3091 Special Provision 188 Labeling Document/Statemen t Air Waybill: Per carrier requirements - Lithium metal batteries in compliance with Section II of PI969 or PI970 25

PI969/PI970 Placement of Marking, Labeling and Document Address Label Marking Lithium metal batteries contained in equipment, UN3091 Special Provision 188 Document Pouch containing the lithium battery shipping document Labeling Place the appropriate battery statement in a document pouch Mark by hand or place the marking Affix the labels DO NOT FOLD LABELS OVER EDGE If space in available on the box it is preferable to place the marking, labeling and documentation on the same surface of the package, near the address 26 label

PI969/PI970 Optional Placement of Marking, Labeling and Document Place the appropriate battery statement in a document pouch Mark by hand or place the marking Affix the labels DO NOT FOLD LABELS OVER EDGE If space in available on the box it is preferable to place the marking, labeling and documentation on the same surface of the package, near the address 27 label

Shipping Document 28

Highway and Ocean Transport Transport by Highway or Ocean Freight Use the above packaging, marking, labeling and documentation instructions and prepare a waybill or ocean freight manifest, as appropriate. 29

MSDS A MSDS (Material Safety Data Sheet) is not required by the regulations, but may be demanded by parties who handle, inspect, transport or receive lithium battery shipments. Request copies at: batterycompliance@cisco.com 30

Certificate of Completion Employee Name has completed Transportation of Lithium Batteries December 15, 2017 Paul Quickert Services Sustainability Manager 31

Thank you.