Alcoa Inc. 201 Isabella Street Pittsburgh PA 15212 Revised August, 22 2013 RLJ Subsidiary of ---- APGI 201 Isabella Street Pittsburgh PA 15212 Rick Bowen Director and President R. DeWayne Todd Chief Compliance Officer Division of ---- Subsidiary of ------ APGI dba APG Trading ; James C. Nixon Marketing & Trade APM LLC ; James C. Nixon Director and President Tapoco Division Yadkin Division No facilities shared by Marketing and Transmission function employees. Job Descriptions
Names of Affiliates that Employ or Retain Marketing-Function Employees APGI dba APG Trading APM LLC
Yadkin Division of APGI in Alcoa TN Badin NC Mailing Address: 300 North Hall Road Alcoa TN 37701-2516 Compliance Coordinator Sonny Patel APGI Mgr System Operations & Engineering Marion Lucas Chief Operator Richard Jackson Tim Poole (acting) Operators Philip Knode Tim Ridenour Charles Wear Fred White Richard Williams Reliability Engineers Mike Mears Khalid Osman Operations & Compliance Tech. Amy Kohntopp Job Descriptions
Tapoco Division of APGI in Alcoa TN Badin NC Mailing Address: 300 North Hall Road Alcoa TN 37701-2516 Compliance Coordinator Sonny Patel APGI Mgr System Operations & Engineering Marion Lucas Chief Operator Richard Jackson Tim Poole (acting) Operators Philip Knode Tim Ridenour Charles Wear Fred White Richard Williams Reliability Engineers Mike Mears Khalid Osman Operations & Compliance Tech. Amy Kohntopp Job Descriptions
APGI dba APG Trading, Marketing and Trade James C. Nixon * Compliance Technician Contract Administrator * Kay Vincelette, APGI Manager, Origination and Analysis * Trader/Market Analyst * Jason Buck Supervisor, Trading and Training Marion Edwards * Market Analyst * Day Traders * Pat Esmiol Cheryl Lee Steve Wells Darvis Wilson Adam Jackson * Alcoa Inc. Employees Scheduler* Job Descriptions
APM LLC, Marketing and Trade President and Director, APM LLC James C. Nixon * Compliance Technician Contract Administrator Kay Vincelette * Manager, Origination and Analysis * Trader/Market Analyst Jason Buck * Supervisor, Trading and Training Marion Edwards * Analyst * Day Traders * Pat Esmiol Cheryl Lee Steve Wells Darvis Wilson Adam Jackson * Alcoa Inc. Employees Scheduler* Job Descriptions
JOB DESCRIPTIONS Transmission-Function Employees: President Responsible for all of Alcoa Power Generating, Inc. s operations. (Yadkin / Tapoco) Responsible for maintenance, operations, and reliability. Manager System Operations and Engineering & VP APGI (Yadkin / Tapoco) Responsible for all the daily operations & engineering for Yadkin and Tapoco. Chief Operator & Chief Operating (acting) (Yadkin / Tapoco) Oversees Yadkin Division s Balancing Authority and Tapoco Division Transmission operations. Operator (Yadkin /Tapoco) Operators for Yadkin Division s Balancing Authority functions and the Tapoco Transmission system. Reliability Engineer (Yadkin) Performs engineering duties for Yadkin Division Balancing Authority and provides Yadkin s planning studies. Chief Compliance Officer Responsible for ensuring overall compliance activities for the all registered entities and maintaining corporate compliance plan. Compliance Coordinator (Yadkin / Tapoco) Responsible for assuring adherence to regulatory requirements. Operations & Compliance Tech (Yadkin / Tapoco) Responsible for developing operating procedures and operational studies. Marketing Employees: President/Director (APM LLC) & V.P., Marketing & Trade Directs Energy Marketing & Trading, negotiates custom long term contracts, and negotiates retail & wholesale long term contracts for Alcoa s major facilities. Manager, Origination & Analysis and V. P., APGI Administrative supervisor to Day Traders and Supervisor of Trading & Training. Performs longer term power deals, financial trading, oversee market analysis, and oversees trading organization administratively. Supervisor, Trading & Training Provides administrative direction and oversight to Day Traders and Scheduler. Sets weekly physical trade strategy, does mid-term physical trades, and is responsible for applicable training of Day Traders and Scheduler. Day Trader (APGI & APMC) Responsible for physical power purchases & sales from hourly to balance of the month. Purchases transmission, schedules, tags, & monitors physical power transactions. Submits ancillary service demand bids and offers, coordinates between market and major US facilities. Five personnel cover the 7 X 24 position. Trader/Market Analyst (APGI & APMC) Backs up Manager, Origination & Analysis on long term physical deals, financial deals, & emission allowance deals. Provides analytical support to trading group regarding market forecasts, valuing custom deals, calculating volatility, cross commodity spreads, etc Scheduler (APGI & APMC).- Schedules energy, transmission, and/or ancillary service purchases and sales with balancing authorities, utilities, ISOs or marketers. Makes use of OASIS to reserve transmission and OATI tagging system to tag and track transactions. Compliance Technician & Contract Administrator (APGI & APMC) Supports trading group administratively, records market info, report preparation, contract administration, FERC quarterly reporting, compliance performance tracking and reporting, etc.