Stem Cells 101. Christopher Centeno, M.D. The Centeno-Schultz Clinic Colorado, USA

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Stem Cells 101 Christopher Centeno, M.D. The Centeno-Schultz Clinic Colorado, USA

My background Began using stem cells to treat orthopedic conditions in 2005 Have published 16 peer reviewed publications on the use of MSCs to treat orthopedic conditions We have a university style stem cell research lab as part of our Colorado practice Tracking >4,000 stem cell treated patients in a non-profit registry

Types of Stem Cells?

What are stem cells? Undifferentiated blank slate cells that can differentiate into other cells Likely do most of their work through paracrine actions, exosomes, mitochondrial transfer and other mechanisms Main types: adult, embryonic, induced pluripotent Adult stem cells are the repair men of the body Main adult stem cell players: mesenchymal stem cells (MSCs), hematopoietic stem cells (HSCs)

Where can you get stem cells? Bone marrow, adipose, synovial tissue and fluid, and most body tissues (likely all) Two main tissues being used for orthopedic applications are bone marrow and adipose Much, much more research on bone marrow for orthopedic use than adipose Urban Myth: adipose has more stem cells than bone marrow-based on a math error (MSCs reported as a % of nucleated cells (NCs), bone marrow NC>>adipose) Hematopoietic Stem Cells (HSC) Create new blood vessels and repair muscle and Mesenchymal nerves. Stem Cells (MSC) Orchestrate repair of bone, cartilage, tendon, and ligament. Pericytes Create new blood vessels and can become MSCs. Osteochondroreticul ar Cells (OCR) Create cartilage and bone cells. Platelets Release growth factors to assist repair. Endothelial Progenitor Cells (EPC) Create new blood vessels. Macrophages Clean up cell debris after injury. MUSE Cells Stress resistant cells that can turn into most tissue types.

Mesenchymal stem cell (MSC) An undifferentiated cell that s held in reserve until replacement or repair is needed. It can turn into many cell types of mesodermal origin It can orchestrate a repair response

Hematopoietic Stem Cells (HSCs) Still some controversy over whether they can transdifferentiate into MSCs A more common physiologic event is cell fusion Stem Cell Rev. 2005;1(1):65-9. For our purposes, cell fusion is key in muscle repair Skelet Muscle. 2013 May 16;3(1):12. HSCs recruited from the bone marrow to help muscle repair

Endothelial Stem Cells (ESCs) Facilitate vascular homoeostasis and neovasculogenesis (new blood vessel formation) Many chronically injured MSK tissues have poor blood supply Circulation. 2003 Oct 28;108(17):2041-8

Pericytes Recruited from the bone marrow (like EPCs) to form new blood vessels Journal of Leukocyte Biology Volume 80, October 2006 Art Caplan (the father of MSC research), believes that pericytes create MSCs when injury is detected Cell Stem Cell. 2008 Sep 11;3(3):229-30.

Osteochondralreticular (OCR) Cells Self-renew and generate osteoblasts, chondrocytes, and reticular marrow stromal cells, but not adipocytes. Concentrated within the metaphysis of long bones and not in the perisinusoidal space (where MSCs live) and are needed for bone development, bone remodeling, and fracture repair. Cell. 2015 Jan 15;160(1-2):269-84.

MUltilineage-differentiating Stress Enduring cells Pathol Int. 2014 Jan;64(1):1-9. Can differentiate into all three embryonic layers (endo, ecto, and meso) Hard to kill, activated by physical stress Involved in regenerative homeostasis and tissue repair MUSE Cells

Types of Stem Cell Procedures?

Cord Blood Isolated from the blood in an umbilical cord of a fetus. Amniotic Cells taken from the fluid or membrane that surrounds a fetus. Embryonic Cells taken from the developing embryo. Allogeneic Synovial Cells isolated from the synovial fluid or membrane. Bone Marrow Aspirate Isolated from the liquid part of the bone marrow. Autologous Adipose (Fatty Tissue) Cells taken from fatty tissue.

Allogeneic

Amniotic Stem Cells?

Does Amniotic Fluid and Tissue Have Stem cells? Amniotic fluid products being sold under FDA 361 tissue registration contain no viable stem cells Sales reps often claim they do have MSCs Their FDA registrations state no stem cells The Interventional Orthopedics Foundation (501c3 nonprofit) tested many products-all had no viable cells IOF testing showed they didn t help MSCs in-vitro These products do contain growth factors, cytokines, and extra-cellar matrix-iof testing showed them to be weaker in biologic effects than PRP May have other positive effects-not much data

Can Amniotic Fluid Help Stem Cells?

Be careful in reviewing the product data As an example, only a max of 1.5% of cells in the living/fresh amniotic fluid are stem cells Simple live/dead viability rates are low In our research the cells are so beat up that they aren t really viable

Amniotic Conclusions? These may have growth factor, cytokine, or ECM effects The big question for me is whether they re better than much less expensive PRP Some providers have reported success using the ECM quality of these products to bridge gaps

Autologous

Autologous Same Day Advanced Same Day Same Day Advanced Two Different Types of Bone Marrow Stem Cell Processes Three Different Types of Fat Stem Cell Processes Bone Marrow Nucleated Cell Isolation The stem cell fraction of bone marrow is isolated via a centrifuge and reinjected the same day. Bone Marrow Mesenchymal Stem Cell Culture The stem cells themselves are isolated and cultured to greater numbers over a few weeks. This produces a pure population of stem cells which is different than the mix of cells produced by same day procedures. Simple Adipose Graft The fat is separated from the oil and liquid and the fat is injected (however the stem cells are still trapped in the fat and are not concentrated). Stromal Vascular Fraction (SVF) The fat is separated and then chemically digested to release the stem cell fraction, which is then concentrated. Adipose Mesenchymal Stem Cell Culture The stem cells are isolated and cultured to greater numbers over a few weeks. This produces a pure population of stem cells which is different than the mix of cells produced by same day procedures. Tissue No FDA Approval Drug Needs FDA Approval Tissue No FDA Approval Drug Needs FDA Approval Drug Needs FDA Approval

Bone Marrow

Bone Marrow Concentrate (BMC) Bone marrow obtained via a bone marrow aspiration BMC is made via a bedside unit or in a lab-buffy coat is isolated Most of the world literature on orthopedic applications is on bone marrow MSCs

A significant amount of stem cell research has already been published (Graphic up to date as of August 2015)

Adipose

Adipose Stem Cells AKA ASCs Live around blood vessels in adipose tissue Mesenchymal stem cells (distant cousins to the bone marrow type)

Adipose tissue obtained through liposuction Can be digested via enzymes (collagenase, trypsin, lecithin) Centrifuged to obtain a pellet This pellet contains many cells, a small percentage of which are MSCs This is called Stromal Vascular Fraction or SVF

What s in Adipose tissue obtained through liposuction? Stem Cells Dev. 2013 Mar 15;22(6):985-97. Clin Transl Med. 2014 May 22;3:12.

Bone Marrow vs. Adipose

How do bone marrow vs. adipose MSCs compare? There are many claims that adipose tissue contains many more stem cells than bone marrow Is this true or false or just one big urban myth?

Let s do the math MSC counts in both are reported as a % of the total nucleated cells in the tissue Initially, the comparison seems that fat has a huge advantage Flow cytometry studies show that MSCs represent 1-5% of the total nucleated cells in fat vs. 0.01-0.5% in bone marrow! The problem is that the denominator is quite different for the two tissues!

There is a huge difference in the number of nucleated cells in bone marrow versus fat Marrow has about 100X more NC than adipose tissue!

% Comparisons-Example Bone Marrow 100,000 200,000,000 = 0.0005 times 100=0.05% Adipose 100,000 20,000,000 = 0.05 times 100=5%

Conclusions Adipose doesn t have 500-2,000 times more stem cells.

Bone Marrow>>Adipose for HSCs Bone marrow-approx. 1-2% of nucleated cells Blood. 1991 Jun 15;77(12):2591-6 SVF 0.004% of nucleated cells (which is divided by 1,000 to compare to marrow)=0.000004% Blood. 2010 Feb 4;115(5):957-64.

1.6 1.4 Percent Complications What are the procedural risks of a BMA vs. Liposuction? 1.2 1 0.8 UK Registry-Includes both BMA and Trephine Biospies: Haematologica. 2006 Sep;91(9):1293-15 adverse events in 20,323 procedures 0.6 0.4 Ultrasound Assisted Lipo: Aesthetic Plast Surg. 2009 Mar;33(2):213-8. Epub 2008 Dec 18-9 complications in 609 procedures 0.2 0 BMA Lipo

Adipose vs. Bone Marrow MSCs for Chondrogenesis

Is a fat graft a stem cell procedure?

In 2012, we obtained lipo-aspirates and then ran these through a mechanical emulsifier We got no viable stem cells either through flow cytometry nor through culture.

In 2014, we used a sophisticated vibration assisted lipo-suction machine We got a few viable stem cells via flow cytometry and culture, but much, much less than one would see from a bone marrow concentrate procedure.

How about the new generation of fat processing systems? Read the fine print in the studies Research given to physicians uses collagenase to digest the tissue that comes out of these machines That s the only way you ll get viable stem cells If you do that then you re a drug manufacturer

In the end, there may be something to using a fat graft in a joint Our published paper shows no difference between BMC + a fat graft vs. BMC alone for knee OA (n=840- registry data)-biomed Res Int. 2014;2014:370621. However, some providers believe this works

Clinical Research

Are these procedures safe? Main studies: N=339-culture expanded, bone marrow MSCs-SAFE-Centeno et al- Curr Stem Cell Res Ther. 2011 Dec;6(4):368-78. N=1,873-same day BMC-SAFE-Hernigou et al-j Bone Joint Surg Am. 2013 Dec 18;95(24):2215-21. N=2,372-same day BMC/culture expanded MSCs-SAFE-Centeno et alaccepted for publication

Stem cells may be able to help RC tear healing Hernigou-Int Orthop. 2014 Sep;38(9):1811-8. n=45 with BMC and 45 matched controls without BMC. BMC injected at the time of or after RC repair. Better RC healing (100% in BMC vs. 67% in control). Re-tear rate halved.

Shoulder RC Tears-US Guided Injection Our early RCT data on proprietary BMC ultrasound guided injection for partial thickness and full thickness non-retracted RC tears: DASH Function (lower value is better) NPS (0-10) 30 6 25 5 20 4 15 3 10 2 5 1 0 DASH Pre-Treatment DASH Post-operative Month 3 0 Pain Pre-Treatment Pain Postoperative Month 3 Exercise Therapy Adv BMC Inj Exercise Therapy Adv BMC Inj RCT-Preliminary Results at 3 Months (n=20)

Stem cells likely help knee OA Author Study Type Intervention Patient n Stem Cells Used Functional Improvement Notes Vagsness DB RCT Partial Menisectomy with MSC injection vs. placebo 55 Allo Cultured Bone Marrow MSCs Yes 1 in 4 patients with increased meniscus Volume Centeno Prospective case series Image Guided Bone Marrow 840 Injection Concentrate Yes 2/3rds of patients were TKA candidates Kim Prospective case series Injection 49 Autologous Cultured Bone Marrow MSCs Yes Full thickness chondral lesions <6 cm/2 responded best Vega RCT Injection of MSCs vs. Allo Cultured 30 HA Bone Marrow MSCs Koh RCT Knee MFX + stem cells vs. MFX alone 44 Autologous cultured adipose MSCs Yes Yes Improved cartilage signal on MRI T2 mapping Better lesion coverage/mri signal, no diff in 2 nd look arthroscopy J Bone Joint Surg Am. 2014 Jan 15;96(2):90-8. Biomed Res Int. 2014;2014:370621. Am J Sports Med. 2015 Sep;43(9):2293-301. Transplantation. 2015 Aug;99(8):1681-90. Arthroscopy. 2016 Jan;32(1):97-109.

Stem cells likely help hip OA? Author Study Type Intervention Patient n Stem Cells Used Functional Improvement Notes Centeno Prospective case series Image Guided Injection 196 Bone Marrow Concentrate Yes Majority of patients were THA candidates Emadedin Prospective case series Unknown 5 Culture expanded BM MSCs Yes Severity unknown Stem Cell Research and Therapy; Volume 4: Issue 10; 2014, Arch Iran Med. 2015 Jun;18(6):336-44

Stem cells and Lumbar DDD? Author Study Type Intervention Patient n Stem Cells Used Functional Improvement Notes Mochida Prospective case series Surgical implant 9 Autologous Nucleus Pulposis Cells No-minimal MRI changes Safety study Pettine Prospective case series Injection into IVD 26 Bone Marrow Concentrate Yes Possible slight changes in MRI, but within error of DDD grading scale Pang Prospective Case Series Surgical Implantation 2 Allogeneic Cord Blood MSCs Yes No imaging Orozco Prospective Case Series Injection into IVD 10 Autologous culture expanded BM-MSCs Yes No improvement in disc height, some increase in T2 signal Stem Cells. 2015 Jan;33(1):146-56., Eur Cell Mater. 2015 Mar 20;29:202-12; discussion 212., Pain Physician. 2014 Jul-Aug;17(4):E525-30. Transplantation. 2011 Oct 15;92(7):822-8. Pain Physician. 2014 Jul-Aug;17(4):E525-30.

Centeno et al-j Pain Res. 2015 Jul 31;8:437-47. Precise guided fluoro injection technique Used pre/post MRIs with imaging analysis on n=10 Improved pain/function and imaging of ACL Larger case series of n=40 preparing now RCT recruiting Stem Cells for ACL Tears

ACL Tear Imaging Analysis This is copyrighted material and not to be used without written permission.

Regulatory

The regulation you need to know is 21 CFR 1271 If what you produce in your office crosses the minimal manipulation line, then it s a drug There is no protection because you re a doctor nor because you perform the procedure in a medical setting nor during the same surgical procedure

The FDA is now telegraphing it s punches on fat Dec 2014 Draft Guidance on Adipose Tissue Regulation Example A-2: Adipose tissue is recovered by tumescent liposuction. Stem cells from the lipoaspirate are then isolated. Cell isolation would typically cause the adipose tissue to no longer be such HCT/P. Thus, even if this processed HCT/P from adipose tissue is injected into the same patient from whom it was removed during the same surgical procedure, the establishment would generally not be considered to qualify for the exception under 21 CFR 1271.15(b).

Newest developments Warning letter to Goinis Same day SVF Previously claimed because he didn t have a lab but was working in either an office of surgery center setting-was practicing medicine Has now shut down web-sites for 3 clinics

What does being viewed as a drug manufacturer mean? You will need to have a BLA/IND in place (cost 2M USD) Just getting your protocol IRB approved means nothing (gets you in more trouble not less) You will be held to cgmp

cgmp is not what you ve been told it is Just using a hood and some protocols that claim to be cgmp isn t the same thing as correctly manufacturing drugs For example: The FDA regulated cleaner solution for the hood that is regulated to kill x must be independently tested on coupons of every surface in the lab by an outside lab to kill x Your release testing must include all major pathogens, endotoxins, and viability including functional assays Every deviation of even extra seconds on a processing step must result in the filing of a process deviation form You must have a separate compliance department that the FDA can interact with

The Future

Where is all of this headed? Use of stem cells in orthopedic medicine has already exploded over the last 5 years, that will continue By 2020: This will be commonplace In some home run injection applications, we ll see more precise injections and less surgeries Several culture expanded MSC products will be available-insurance coverage for orthopedic applications will be spotty PRP will get insurance coverage for a few applications

Conclusions Stem cells are likely here to stay Early clinical data in knee OA looks promising Data coming in many other clinical applications Don t get hammered for the production of an illegal drug