From. The Chief Administrator, HUDA, Panchkula.

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From To The Chief Administrator, HUDA, Panchkula. 1. All the Zonal Administrators, HUDA in the State. 2. All the Estate Officers, HUDA in the State Memo No.SA-HUDA-09/2186 Dated: 8-6-2009 Subject:- Guidelines for Self Assessment of Compoundable violations. It has been observed that allottees are facing great difficulty in obtaining Occupation Certificates. The tedious process of checking of completion report and assessment of violations results in consumption of time and thus delays occur. In order to streamline the system, it has been decided to introduce a system of self assessment in the case of compoundable violations with the following measures:- 1. That the completed Self Assessment form shall be submitted by the applicant alongwith form BR IV-A/B, when he applies for Occupation Certificate. 2. That the Self Assessment form shall be filled in and signed by the Supervising Architect on the standard format to be provided by HUDA. ( Which can be downloaded from HUDA s website i.e.huda.gov.in) 3. That the Architect shall refer the list of compoundable violations and rates circulated by HUDA from time to time. The compoundable violations and their measurement details (as present on site) shall be filled accordingly. He shall further calculate the amount of penalty at the specified rates. 4. That the Self Assessment form shall be accompanied with a demand draft of the penalty amount. These shall be submitted while applying for the Occupation Certificate. 5. That while submitting the Self Assessment form, a certificate shall be given by the Architect that the compoundable violations mentioned in the self assessment form conform to the HUDA policy and that there are no non compoundable violations in the building work. 6. That any false information in the Self Assessment form may lead to charges of professional misconduct in which case the Authority may refer the case of the Architect to the Council of Architecture for disciplinary action as provided in Regulation 85 (c) of the HUDA [Erection of Buildings] Regulations, 1979. 7. That the J.Es will check the measurements and calculations shown in the self assessment form by visiting the premises as per present practice. They shall also make sure that the measurements shown tally with those on actual site. SDEs will test check atleast 10% of the applications on monthly basis. 8. That the Administrators should arrange atleast two training sessions of the Private Architects within their Zones during June and July 09 so that doubts regarding the self assessment policy are cleared and implementation is smooth. For this purpose, the S.D.E. (Buildings) or other technical officers may be asked to hold training sessions but these shall be presided over by the Administrators themselves. 9. The format of the Self Assessment form is enclosed alongwith these instructions, which has been E-mailed separately also. 10. It has been decided to enforce these provisions with effect from 1st July, 2009

All the Zonal Administrators, Estate Officers and Executive Engineers (including the Sub Divisional Engineers where the Executive Engineers are not stationed) are directed to- Acknowledge the receipt of this letter immediately after is it received. Confirm the dates of the training session for the respective Zones. This may please be accorded TOP PRIORITY. DA/ As above. T.C. Gupta, IAS Chief Administrator, HUDA, Panchkula Endst. No. SA-HUDA-09/2187 Dated: 8-6-09 A copy is forwarded to the following for information and strict compliance of the above instructions- 1. The Chief Engineer / Chief Engineer-I, HUDA, Panchkula. 2. All the Superintending Engineers of HUDA in the State 3. All the Executive Engineers of HUDA in the State (including 4. Sub Divisional Engineers wherever Executive Engineers are not stationed in the Urban Estate). DA/ As above. for (M. Bharadwaj) Senior Architect, Chief Administrator, HUDA, Panchkula Endst. No. SA-HUDA-09/2188-90 Dated: 8-6-09 A copy is forwarded to the following for information- 1. The Senior Secretary to Chief Minister, Haryana for kind information of Chief Minister-cum- Chairman, HUDA. 2. The Financial Commissioner & Principal Secretary to Govt. Haryana, Urban Estate and Town & Country Planning Departments, Haryana, Chandigarh. 3. The Director, Town & Country Planning & Urban Estate Departments, Haryana, Chandigarh. DA/ As above. for (M. Bharadwaj) Senior Architect, Chief Administrator, HUDA, Panchkula Endst. No. SA-HUDA-09/2191 Dated: 8-6-09 A copy is forwarded to the following for information: 1. The Chief Controller of Finance, HUDA, Panchkula. 2. The Chief Town Planner, HUDA, Panchkula. 3. The Secretary, HUDA, Panchkula 4. DA/ LR, HUDA, Panchkula. 5. The Senior Manager, (IT), HUDA HQs,Panchkula. 6. The Enforcement Officer, HUDA HQs, Panchkula. 7. Incharge Urban Branch- I & II, HUDA HQs, Panchkula. 8. Dy. Economical & Statistical Advisor, HUDA, Panchkula. DA/ As above. for (M. Bharadwaj) Senior Architect, Chief Administrator, HUDA, Panchkula

COMPOUNDABLE VIOLATIONS With reference to (HUDA Policy issued vide Memo.No dt..) Sr. Description of Violation 1 BUILDING WITHOUT PLAN Proposed Rate (In Rs.) Extent In (Sqm) of Compounding (In Rs.) JE s remarks a) Construction without Building plans revalidated. 2 D.P.C Rs.100/-Per Sqm. on constructed area a) For not taking D.P.C. certificate i) Construction as per approved plan. Rs. 5/- per. sqm. b) For Changing D.P.C. after taking DPC Certificate. i) Revised D.P.C conforms to building bye laws/zoning. Rs.10/- per. sqm. 3 EXCESS COVERED AREA Cantiliver cup board/ bay window To be counted in covered area violation a) Covered area beyond zoning line but within permissible limits. Compoundable upto maximum limit of 10% of

set back to be compounded @ of Rs. 10,800/- per sq.mtr. Measurements of covered area:- Floor GF FF SF Basement Permissible Covered Area Area beyond zoning line. Cont...P/5 Sr. Description of Violation -5- Proposed Rate (In Rs.) Extent In (Sqm) of Compounding (In Rs.) JE s remarks

b) Excess covered area beyond permissible limits but within zoning line. Actual violation In Sqm. (Upto 5%) Floor Front Rear Side To be compounded upto a maximum limit of 10% of permissible Covered area. Upto 5% @Rs. 3300/-per sqm and beyond 5% @Rs.6500/-per Sqm GF FF SF Basement Upto 10% Floor Front Rear Side GF FF SF Basement c) Extra covered area beyond Zoning line: yes/no Violation upto a

If yes how much is the maximum depth beyond zoning line. Actual violation in sqm:- Floor Front Rear Side maximum limit of 10% of set back line to be compounded @Rs.10800/- Per sqm. (This will be over and above the composition fee of excess covered area) GF FF SF Basement Contd.P/6-6- Sr. Description of Violation Proposed Rate (In Rs.) Extent In (Sqm) of Compounding (In Rs.) JE s remarks 4 CANTILEVER /PROJECTION a) Sanctionable cantilever projection but not shown in the sanctioned building plan. Rs.100/-per sqm Actual violation in sqm:

Floor Front Rear Side GF FF SF b) Non Sanctionable cantilever projection within Zoning line. Actual violation in sqm @Rs.500/-per sqm. Floor Front Rear Side GF FF SF c) Non sanctionable cantilever projection outside zoning line. at roof level yes/no Violation up to maximum limit of 10% of the set back line is

If yes how much is the depth beyond zoning line (up to maximum limit 10% of setback line.) compoundable @ Rs.11000/- per sqmt. Actual violation in sqm GF FF SF Basement -7- Sr. Description of Violation 5 PROJECTION ON GOVERNMENT LAND Proposed Rate (In Rs.) Contd.P/7 Extent of In (Sqm) Compounding (In Rs.) JE s remarks a) 30 CM at door/window level only Rs.1000/- per sqm. b) At roof level Not compoundable 6 HEIGHT OF BULIDING Increase in height beyond permissible limit (including parapet and mumty )where no frame control is applicable i) Upto 50 cm Nil ii) Above 50 cm to Im. Rs.2000/- per sqm

7 HEIGHT OF BOUNDARY WALL AND TYPE OF GATE. a) Change in design, location of gate. (if sanctionable) b) Sanctionable wicket gate provided but not shown in the approved building plan. of covered area subject to a maximum of 12 sqm. Rs.1000/- per each violation Rs.1000/- c) Variation in the height of boundary wall and size of gate. 8 LIGHT AND VENTILATION a) Non provision of exhaust fan/flue in the kitchen. Variation upto 10% be compounded @Rs.1000/- for each violation Rs.200/- b) General light and ventilation including toilets. Variation upto 10% to be compounded @Rs.1100/- Per sqm. 9 STAIR CASE a) Riser & tread not as per rules. Variation upto 10% is compoundable @Rs. 100/- per sqm. b) Provision of winder steps at landings only Rs.200/- per step c) Width of stair case reduced from minimum width prescribed under the rules. Reduction only upto 10 cm is compoundable

@Rs.500/- per stair case. Contd.P/8-8- Sr. no Description of Violation Proposed Rate (In Rs.) Extent In (Sqm) of Compounding (In Rs.) JE s remarks 10 UN-AUTHORISED OCCUPATION @ Rs. 50 per sqm. of the permissible ground coverage 11 VENTILATION SHAFT a) Area of ventilation shaft is less than the permissible Variation upto 10% may be compounded @Rs.9000/- Per sqm. b) Shaft covered at 2.40 mtr. Height Compoundable @ Rs.1000/- each provided light and ventilation parameters are met with 12 MISCELLANEOUS a) Non load bearing architectural pillars Compoundable @

compoundable. (maximum of upto 4 pillars compoundable) Rs. 1000/- each provided dia. is less than 30 cm, (not touching roof or projection.) b) Minor changes like shifting of internal wall, door & window, ventilator, loft over door & other changes in elevation. c) Store converted into kitchen, provided it meets with the provision of rules.( area, light and ventilation.) @Rs.100/- each Compoundable @ Rs.1500/- d) Pipe shaft beyond zoning line. To be counted in covered area violation. e) Height and size of habitable and other rooms Reduction in height upto 10 cm. and Variation in height and size of habitable rooms, kitchen and toilets Contd.P/9 reduction in area, upto 5% of the minimum required compoundable @ Rs. 500/- each

f) Steps outside the zoned area on ground floor Steps shall not be counted towards covered area and compoundable @ 1000/- per step subject to the maximum of 5 steps of maximum width of 1.2 mtrs. having maximum tread of 30 cm. each. g) Headroom height reduction from the minimum prescribed under the rules H) Frame controlled houses. a) Projection upto frame line b) Increase in projection due to cladding (beyond 1 m). Upto 10 cms is compoundable @ 500/- per headroom. Compoundable @ of Rs. 500/- sq.mt. Compoundable @ Rs. 1100 per sq.mt. upto a maximum of 2% of the plot width treating it as a zoning violation. 13 Unauthorized sewer connection. Rs.20000/- Whether Rain water harvesting provision made? Yes/No Non compoundable -9- GRAND TOTAL Rs.

Contd.P/10

-10- Certificate It is hereby certified that the assessment of violations made in this form is correct. Further, all the violations are compoundable in keeping with the Compounding policy of HUDA issued vide letter no. CTP(H)/DTP(N)-17370-414 dt. 28-9-2006. There are no non compoundable violations in the building and the Construction is strictly in accordance to the Byelaws and Regulations of HUDA. It is further certified that I have supervised the construction of the above mentioned building and once the compoundable violations are compounded as per HUDA policy, the building shall be totally in accordance to HUDA Byelaws and Regulations. Architect HUDA empanelment No. Council of Architecture membership No. I am fully aware that if any variation is found in the building/compoundable violations or if any conditions of the Erection of Buildings Regulations stand transgressed then it shall make me liable to disciplinary action under HUDA rules which includes referring the above case to the Council of Architecture. Architect HUDA empanelment No. Council of Architecture membership No. I endorse the statement of the Architect given above. I am aware of the violations made and the rates applied. I have been given to understand by the Architect that there are no non compoundable violations in the above mentioned building. I give my consent for the compoundable violations and

am enclosing a demand draft of Rs. (Rs. ) alongwith this form. Applicant/Owner H.No Sector- Urban Estate Contd.P/11-11- The following photographs are attached:- Photographs attached: Number 1. Front elevation 2. Rear elevation 3. Side elevation 4. Front setback 5. Rear setback 6. Driveway 7. Shaft 8. Terrace 9. Porch 10. Boundary wall Front Rear 11. Cut out (if present)

12. Gate Main Wicket TOTAL C.D. containing the above mentioned photographs is attached alongwith one print of each photograph. Owner Architect (Signature) (Signature) Contd.P/12-12- J.E s Report

(Any adverse finding to be recorded here) SDE(B) Name: J.E. O/o