Warehouse Shipping Advice - 945

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945 Warehouse Shipping Advice - 4010 INBOUND Version: 1.0 Author: Modified: 01/15/2004 V4010 1

945 Warehouse Shipping Advice Functional Group=SW This Draft Standard for Trial Use contains the format and establishes the data contents of the Warehouse Shipping Advice Transaction Set (945) for use within the context of an Electronic Data Interchange (EDI) environment. The transaction set can be used by the warehouse to advise the depositor that shipment was made. It is used to reconcile order quantities with shipment quantities. Not Defined: Pos Id Segment Name Req Max Use Repeat Notes Usage ISA Interchange Control Header M 1 Mandatory GS Functional Group Header M 1 Mandatory Heading: Pos Id Segment Name Req Max Use Repeat Notes Usage 010 ST Transaction Set Header M 1 Mandatory 020 W06 Warehouse Shipment Identification M 1 Mandatory LOOP ID - 0100 10 040 N1 Name M 1 Mandatory 090 N9 Reference Identification O 10 Optional 130 W27 Carrier Detail O 1 Mandatory 150 W10 Warehouse Additional Carrier Information O 10 Mandatory Detail: Pos Id Segment Name Req Max Use Repeat Notes Usage LOOP ID - 0300 >1 005 LX Assigned Number O 1 Optional LOOP ID - 0310 >1 020 W12 Warehouse Item Detail O 1 Optional 030 G69 Line Item Detail - Description O 5 Optional 040 N9 Reference Identification O 200 Optional Summary: Pos Id Segment Name Req Max Use Repeat Notes Usage 010 W03 Total Shipment Information O 1 Mandatory 020 SE Transaction Set Trailer M 1 Mandatory Not Defined: Pos Id Segment Name Req Max Use Repeat Notes Usage GE Functional Group Trailer M 1 Mandatory IEA Interchange Control Trailer M 1 Mandatory V4010 2

ISA Interchange Control Header Pos: Max: 1 Not Defined - Mandatory Elements: Loop: N/A 16 User Option (Usage): Mandatory To start and identify an interchange of zero or more functional groups and interchange-related control segments ISA01 I01 Authorization Information Qualifier Description: Code to identify the type of information in the Authorization Information M ID 2/2 Mandatory 00 No Authorization Information Present (No Meaningful Information in I02) ISA02 I02 Authorization Information M AN 10/10 Mandatory Description: Information used for additional identification or authorization of the interchange sender or the data in the interchange; the type of information is set by the Authorization Information Qualifier (I01) ISA03 I03 Security Information Qualifier Description: Code to identify the type of information in the Security Information M ID 2/2 Mandatory 00 No Security Information Present (No Meaningful Information in I04) ISA04 I04 Security Information M AN 10/10 Mandatory Description: This is used for identifying the security information about the interchange sender or the data in the interchange; the type of information is set by the Security Information Qualifier (I03) ISA05 I05 Interchange ID Qualifier Description: Qualifier to designate the system/method of code structure used to designate the sender or receiver ID element being qualified M ID 2/2 Mandatory 01 Duns (Dun & Bradstreet) 08 UCC EDI Communications ID (Comm ID) ISA06 I06 Interchange Sender ID M AN 15/15 Mandatory Description: Identification code published by the sender for other parties to use as the receiver ID to route data to them; the sender always codes this value in the sender ID element Sender ISA ID ISA07 I05 Interchange ID Qualifier Description: Qualifier to designate the system/method of code structure used to designate the sender or receiver ID element being qualified M ID 2/2 Mandatory V4010 3

01 Duns (Dun & Bradstreet) 08 UCC EDI Communications ID (Comm ID) ISA08 I07 Interchange Receiver ID M AN 15/15 Mandatory Description: Identification code published by the receiver of the data; When sending, it is used by the sender as their sending ID, thus other parties sending to them will use this as a receiving ID to route data to them Receiver ISA ID ISA09 I08 Interchange Date M DT 6/6 Mandatory Description: Date of the interchange Date YYMMDD ISA10 I09 Interchange Time M TM 4/4 Mandatory Description: Time of the interchange Time HHMM ISA11 I10 Interchange Control Standards Identifier M ID 1/1 Mandatory Description: Code to identify the agency responsible for the control standard used by the message that is enclosed by the interchange header and trailer All valid standard codes are used. ISA12 I11 Interchange Control Version Number Description: Code specifying the version number of the interchange control segments M ID 5/5 Mandatory 00401 Draft Standards for Trial Use Approved for Publication by ASC X12 Procedures Review Board through October 1997 ISA13 I12 Interchange Control Number M N0 9/9 Mandatory Description: A control number assigned by the interchange sender ISA14 I13 Acknowledgment Requested Description: Code sent by the sender to request an interchange acknowledgment (TA1) M ID 1/1 Mandatory 0 No Acknowledgment Requested ISA15 I14 Usage Indicator Description: Code to indicate whether data enclosed by this interchange envelope is test, production or information M ID 1/1 Mandatory P Production Data T Test Data ISA16 I15 Component Element Separator Description: Type is not applicable; the component element separator is a delimiter and not a data element; this field provides the delimiter used to separate component data elements within a composite data structure; this value must be different than the data element separator and the segment terminator M 1/1 Mandatory V4010 4

GS Functional Group Header Pos: Max: 1 Not Defined - Mandatory Loop: N/A Elements: 8 User Option (Usage): Mandatory To indicate the beginning of a functional group and to provide control information Semantics: 1. GS04 is the group date. 2. GS05 is the group time. 3. The data interchange control number GS06 in this header must be identical to the same data element in the associated functional group trailer, GE02. Comments: 1. A functional group of related transaction sets, within the scope of X12 standards, consists of a collection of similar transaction sets enclosed by a functional group header and a functional group trailer. GS01 479 Functional Identifier Code Description: Code identifying a group of application related transaction sets M ID 2/2 Mandatory SW Warehouse Shipping Advice (945) GS02 142 Application Sender's Code M AN 2/15 Mandatory Description: Code identifying party sending transmission; codes agreed to by trading partners Group Sender ID GS03 124 Application Receiver's Code M AN 2/15 Mandatory Description: Code identifying party receiving transmission; codes agreed to by trading partners Receiver ID GS04 373 Date M DT 8/8 Mandatory Description: Date expressed as CCYYMMDD GS05 337 Time M TM 4/8 Mandatory Description: Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = hundredths (00-99) Time HHMM GS06 28 Group Control Number M N0 1/9 Mandatory Description: Assigned number originated and maintained by the sender GS07 455 Responsible Agency Code Description: Code identifying the issuer of the standard; this code is used in conjunction M ID 1/2 Mandatory V4010 5

with Data Element 480 T Transportation Data Coordinating Committee (TDCC) GS08 480 Version / Release / Industry Identifier Code Description: Code indicating the version, release, subrelease, and industry identifier of the EDI standard being used, including the GS and GE segments; if code in DE455 in GS segment is X, then in DE 480 positions 1-3 are the version number; positions 4-6 are the release and subrelease, level of the version; and positions 7-12 are the industry or trade association identifiers (optionally assigned by user); if code in DE455 in GS segment is T, then other formats are allowed M AN 1/12 Mandatory 004010 Draft Standards Approved for Publication by ASC X12 Procedures Review Board through October 1997 V4010 6

ST Transaction Set Header Pos: 010 Max: 1 Heading - Mandatory Loop: N/A Elements: 2 User Option (Usage): Mandatory To indicate the start of a transaction set and to assign a control number Semantics: 1. The transaction set identifier (ST01) used by the translation routines of the interchange partners to select the appropriate transaction set definition (e.g., 810 selects the Invoice Transaction Set). ST01 143 Transaction Set Identifier Code Description: Code uniquely identifying a Transaction Set 945 Warehouse Shipping Advice M ID 3/3 Mandatory ST02 329 Transaction Set Control Number Description: Identifying control number that must be unique within the transaction set functional group assigned by the originator for a transaction set M AN 4/9 Mandatory V4010 7

W06 Warehouse Shipment Identification Pos: 020 Max: 1 Heading - Mandatory Loop: N/A Elements: 4 User Option (Usage): Mandatory To provide identifying numbers, dates, and other basic data for this transaction set Syntax: 1. P0708 - If either W0607,W0608 is present, then all are required Semantics: 1. W0603 is the actual date on which shipment was made. W0601 514 Reporting Code Description: Code specifying the basis used when reporting shipment information M ID 1/1 Mandatory F Full Detail W0602 285 Depositor Order Number Description: Identifying number for warehouse shipping order assigned by the depositor LOL Order Number from W0502 of final 940 W0603 373 Date Description: Date expressed as CCYYMMDD W0606 324 Purchase Order Number Description: Identifying number for Purchase Order assigned by the orderer/purchaser O AN 1/22 Mandatory O DT 8/8 Mandatory O AN 1/22 Optional V4010 8

N1 Name Pos: 040 Max: 1 Heading - Mandatory Loop: 0100 Elements: 4 User Option (Usage): Mandatory To identify a party by type of organization, name, and code Syntax: 1. R0203 - At least one of N102,N103 is required 2. P0304 - If either N103,N104 is present, then all are required Comments: 1. This segment, used alone, provides the most efficient method of providing organizational identification. To obtain this efficiency the "ID Code" (N104) must provide a key to the table maintained by the transaction processing party. 2. N105 and N106 further define the type of entity in N101. N101 98 Entity Identifier Code Description: Code identifying an organizational entity, a physical location, property or an individual M ID 2/3 Mandatory CN Consignee DE Depositor WH Warehouse N102 93 Name X AN 1/60 Conditional Description: Free-form name Land O' Lakes N103 66 Identification Code Qualifier Description: Code designating the system/method of code structure used for Identification Code (67) X ID 1/2 Conditional 6 Plant Code 9 D-U-N-S+4, D-U-N-S Number with Four Character Suffix 91 Assigned by Seller or Seller's Agent N104 67 Identification Code Description: Code identifying a party or other code DUNS Number. If you are unable to return the business unit in the DUNS, always send 0062358350000. X AN 2/80 Conditional V4010 9

N9 Reference Identification Pos: 090 Max: 10 Heading - Optional Loop: N/A Elements: 2 User Option (Usage): Optional To transmit identifying information as specified by the Reference Identification Qualifier Syntax: 1. R0203 - At least one of N902,N903 is required 2. C0605 - If N906 is present, then all of N905 are required Semantics: 1. N906 reflects the time zone which the time reflects. 2. N907 contains data relating to the value cited in N902. N901 128 Reference Identification Qualifier Description: Code qualifying the Reference Identification M ID 2/3 Mandatory BM Bill of Lading Number LO Load Planning Number QN Stop Sequence Number N902 127 Reference Identification Description: Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier X AN 1/30 Conditional V4010 10

W27 Carrier Detail Pos: 130 Max: 1 Heading - Optional Loop: N/A Elements: 6 User Option (Usage): Mandatory To specify details of the transportation equipment and carrier routing details Syntax: 1. R0203 - At least one of W2702,W2703 is required Semantics: 1. W2702 is required when W2701 equals "B", "E", "H", "I", "K", "L", "M", "P" or "T". 2. W2706 is required when W2701 equals "G" or "R". Comments: 1. Shipment/Order Status Code is used at the total-invoice level only when differences cannot be provided at the line-item level or when the entire order has been shipped complete. W2701 91 Transportation Method/Type Code Description: Code specifying the method or type of transportation for the shipment M ID 1/2 Mandatory A Air H Customer Pickup M Motor (Common Carrier) Q Conventional Ocean R Rail U Private Parcel Service W2702 140 Standard Carrier Alpha Code X ID 2/4 Conditional Description: Standard Carrier Alpha Code W2703 387 Routing X AN 1/35 Conditional Description: Free-form description of the routing or requested routing for shipment, or the originating carrier's identity W2705 40 Equipment Description Code Description: Code identifying type of equipment used for shipment O ID 2/2 Mandatory RT Controlled Temperature Trailer (Reefer) TL Trailer (not otherwise specified) W2706 206 Equipment Initial Description: Prefix or alphabetic part of an equipment unit's identifying number W2707 207 Equipment Number Description: Sequencing or serial part of an equipment unit's identifying number (pure numeric form for equipment number is preferred) O AN 1/4 Optional O AN 1/10 Mandatory V4010 11

W10 Warehouse Additional Carrier Information Pos: 150 Max: 10 Heading - Optional Loop: N/A Elements: 4 User Option (Usage): Mandatory To transmit shipping information and requirements Syntax: 1. P0607 - If either W1006,W1007 is present, then all are required 2. P0809 - If either W1008,W1009 is present, then all are required Semantics: 1. W1006 is the minimum allowable temperature condition for shipment (degrees Fahrenheit). 2. W1008 is the maximum allowable temperature condition for shipment (degrees Fahrenheit). W1001 400 Unit Load Option Code Description: Code identifying loading or unloading a shipment O ID 2/2 Optional 01 Palletized 02 Floor Stack/Hand Pile 03 Mixed 04 Slip Sheet 05 Module 06 Clampable W1002 406 Quantity of Pallets Shipped Description: Number of pallets shipped W1003 399 Pallet Exchange Code Description: Code specifying pallet exchange instructions All valid standard codes are used. W1004 225 Seal Number Description: Unique number on seal used to close a shipment O N0 1/3 Optional O ID 1/1 Optional O AN 2/15 Mandatory V4010 12

LX Assigned Number Pos: 005 Max: 1 Detail - Optional Loop: 0300 Elements: 1 User Option (Usage): Optional To reference a line number in a transaction set LX01 554 Assigned Number Description: Number assigned for differentiation within a transaction set M N0 1/6 Mandatory V4010 13

W12 Warehouse Item Detail Pos: 020 Max: 1 Detail - Optional Elements: Loop: 0310 17 User Option (Usage): Optional To designate those line items that were shipped Syntax: 1. R0607 - At least one of W1206,W1207 is required 2. P0708 - If either W1207,W1208 is present, then all are required 3. P101112 - If either W1210,W1211,W1212 is present, then all are required 4. P131415 - If either W1213,W1214,W1215 is present, then all are required 5. P1718 - If either W1217,W1218 is present, then all are required 6. P2122 - If either W1221,W1222 is present, then all are required Semantics: 1. Whenever W1201 contains "IS", W1216, W1217, and W1218 refer to the original item ordered. W1201 368 Shipment/Order Status Code Description: Code indicating the status of an order or shipment or the disposition of any difference between the quantity ordered and the quantity shipped for a line item or transaction M ID 2/2 Mandatory CC Shipment Complete on (Date) CM Shipment Complete with Additional Quantity CP Partial Shipment on (Date), Considered No Backorder W1202 330 Quantity Ordered O R 1/15 Mandatory Description: Quantity ordered Quantity shipped. This value must be the same as that sent in the W01.01 of the 940C. W1203 382 Number of Units Shipped O R 1/10 Mandatory Description: Numeric value of units shipped in manufacturer's shipping units for a line item or transaction set W1204 383 Quantity Difference O R 1/9 Mandatory Description: Numeric value of variance between ordered and shipped quantities W1205 355 Unit or Basis for Measurement Code Description: Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken O ID 2/2 Mandatory BG Bag BL Block BR Barrel CA Case V4010 14

EA Each GA Gallon LB Pound TE Tote W1206 438 U.P.C. Case Code X AN 12/12 Conditional Description: Code (Universal Product Code - U.P.C.) including two high order digits identifying the "system" (U.S. Grocery = 00, 06 or 07; U.S. Drug = 03); using the U.S. Grocery system, the next ten digits are: Manufacturer (5) Case Code (5) W1207 235 Product/Service ID Qualifier Description: Code identifying the type/source of the descriptive number used in Product/Service ID (234) 'LT' - Lot number. Required unless W12.17=SW. Should contain the same value as the W01.03 of the 940. X ID 2/2 Conditional LT Lot Number W1208 234 Product/Service ID X AN 1/48 Conditional Description: Identifying number for a product or service LOL lot number from W01.07 of 940 or actual pallet. W1209 451 Warehouse Lot Number O AN 1/12 Optional Description: Reference number assigned by the warehouse W1210 81 Weight X R 1/10 Conditional Description: Numeric value of weight W1211 187 Weight Qualifier Description: Code defining the type of weight X ID 1/2 Conditional G Gross Weight W1212 188 Weight Unit Code Description: Code specifying the weight unit X ID 1/1 Conditional L Pounds W1216 438 U.P.C. Case Code O AN 12/12 Optional Description: Code (Universal Product Code - U.P.C.) including two high order digits identifying the "system" (U.S. Grocery = 00, 06 or 07; U.S. Drug = 03); using the U.S. Grocery system, the next ten digits are: Manufacturer (5) Case Code (5) Ordered UPC case code for substitution item only. W1217 235 Product/Service ID Qualifier Description: Code identifying the type/source of the descriptive number used in Product/Service ID (234) X ID 2/2 Conditional SW Stock Number UC U.P.C. Suffix (Defines Packing Variations) W1218 234 Product/Service ID Description: Identifying number for a product X AN 1/48 Conditional V4010 15

or service 2-digit packaging variation number, or 6-digit ingredient number, or 14-digit CPG product code W1221 235 Product/Service ID Qualifier Description: Code identifying the type/source of the descriptive number used in Product/Service ID (234) 'ZZ' - Sublot ZZ Mutually Defined W1222 234 Product/Service ID Description: Identifying number for a product or service 'O' - Good 'Hold' - Hold or Reserved Stock 00 - Sub Lot Number X ID 2/2 Conditional X AN 1/48 Conditional V4010 16

G69 Line Item Detail - Description Pos: 030 Max: 5 Detail - Optional Loop: 0310 Elements: 1 User Option (Usage): Optional To describe an item in free-form format G6901 369 Free-form Description Description: Free-form descriptive text Product Description M AN 1/45 Mandatory V4010 17

N9 Reference Identification Pos: 040 Max: 200 Detail - Optional Loop: 0310 Elements: 2 User Option (Usage): Optional To transmit identifying information as specified by the Reference Identification Qualifier Syntax: 1. R0203 - At least one of N902,N903 is required 2. C0605 - If N906 is present, then all of N905 are required Semantics: 1. N906 reflects the time zone which the time reflects. 2. N907 contains data relating to the value cited in N902. N901 128 Reference Identification Qualifier Description: Code qualifying the Reference Identification M ID 2/3 Mandatory LI Line Item Identifier (Seller's) N902 127 Reference Identification Description: Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier Line item position number. Must match N9.02 from 940C. X AN 1/30 Conditional V4010 18

W03 Total Shipment Information Pos: 010 Max: 1 Summary - Optional Loop: N/A Elements: 3 User Option (Usage): Mandatory To provide totals relating to the shipment Syntax: 1. C0203 - If W0302 is present, then all of W0303 are required 2. P0405 - If either W0304,W0305 is present, then all are required 3. P0607 - If either W0306,W0307 is present, then all are required W0301 382 Number of Units Shipped M R 1/10 Mandatory Description: Numeric value of units shipped in manufacturer's shipping units for a line item or transaction set W0302 81 Weight O R 1/10 Mandatory Description: Numeric value of weight W0303 355 Unit or Basis for Measurement Code Description: Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken X ID 2/2 Mandatory LB Pound V4010 19

SE Transaction Set Trailer Pos: 020 Max: 1 Summary - Mandatory Loop: N/A Elements: 2 User Option (Usage): Mandatory To indicate the end of the transaction set and provide the count of the transmitted segments (including the beginning (ST) and ending (SE) segments) Comments: 1. SE is the last segment of each transaction set. SE01 96 Number of Included Segments M N0 1/10 Mandatory Description: Total number of segments included in a transaction set including ST and SE segments SE02 329 Transaction Set Control Number Description: Identifying control number that must be unique within the transaction set functional group assigned by the originator for a transaction set M AN 4/9 Mandatory V4010 20

GE Functional Group Trailer Pos: Max: 1 Not Defined - Mandatory Loop: N/A Elements: 2 User Option (Usage): Mandatory To indicate the end of a functional group and to provide control information Semantics: 1. The data interchange control number GE02 in this trailer must be identical to the same data element in the associated functional group header, GS06. Comments: 1. The use of identical data interchange control numbers in the associated functional group header and trailer is designed to maximize functional group integrity. The control number is the same as that used in the corresponding header. GE01 97 Number of Transaction Sets Included M N0 1/6 Mandatory Description: Total number of transaction sets included in the functional group or interchange (transmission) group terminated by the trailer containing this data element GE02 28 Group Control Number Description: Assigned number originated and maintained by the sender M N0 1/9 Mandatory V4010 21

IEA Interchange Control Trailer Pos: Max: 1 Not Defined - Mandatory Loop: N/A Elements: 2 User Option (Usage): Mandatory To define the end of an interchange of zero or more functional groups and interchange-related control segments IEA01 I16 Number of Included Functional Groups M N0 1/5 Mandatory Description: A count of the number of functional groups included in an interchange IEA02 I12 Interchange Control Number Description: A control number assigned by the interchange sender M N0 9/9 Mandatory V4010 22