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Thin Film Characterisation Methods Technologies Hardness /Adhesion Nanoindentation Plasma Diagnostics and Particle Flux Analysis Raman Spectroscopy Film Thickness Magnetometer (VSM) and High Frequency Permeameter -ray Diffraction RD/RR Hardness /Adhesion The film hardness can be determined by Vickers indentation with a diamond tip. The geometry of the indentation is measured by an attached optical microscope and delivers the dimensions of indentation and therefore the value of hardness. A diamond stylus (Rockwell geometry) is scratching with linear increasing load over the coated surface. The load value at which the film begins to fail can be defined. This value is a criterion for the film adhesion. In order to optimize the substrate-film system the origin of the failure can be evaluated by the type of failure, film failure ore interface failure. Vickers hardness material independent Scratch test for brittle thin film material Microhardness indentation load 5 g > L > 400 g Critical load of failure Load 0 < L < 200g Karlsruhe Nano Micro Facility (KNMF) Laboratory for Microscopy and Spectroscopy Head: Prof. Dr. Horst Hahn Phone: +49 7247 82-3650 Fax: +49 7247 82-6368 E-mail: Horst.Hahn@kit.edu Institute for Materials Research I Building 681 Technology Thin Film Characterisation Methods Hardness/Adhesion Nanoindentation Plasma Diagnostics and Particle Flux Analysis Raman Spectroscopy Film Thickness Magnetometer (VSM) and High Frequency Permeameter -ray Diffraction RD/RR Characterisation Material examples For hardness determination the indentation depth must be 1/10 or lower of the film thickness Indentation for the determination of the hardness (load 50 g) Trace of the scratch test for the determination of the critical load of failure

Nanoindentation Nanoindentation is the most important method for the nanoscale measurement of mechanical properties (hardness, elastic modulus, fracture toughness) of surfaces, thin films and small volumes of material. A pyramidal diamond tip is pressed into the specimen as an indenter and removed again after reaching a maximum load. During this process, the load and the penetration depth of the indenter are recorded. This load/penetration depth curve represents a finger-print of the mechanical properties averaged over a certain volume area that increases with increasing load. The curve fitting allows the extraction of the mechanical properties. Force range: 0.5 μn 10 mn Spatial resolution of indents < 50nm In-situ imaging on a maximum scan range of 100 μm x 100 μm + automated measurement of up to 100 indents possible by combination of Dimension 3100 AFM and Hysitron TriboScanner Recording of depth profiles of hardness and elastic modulus possible by using small-angle cross section method (SACS) after special sample preparation by nanogrinding Problems associated with the pile-up or sink-in of the material on the edges of the indent during the indentation process remain a problem that is still under investigation International standard only for metals available: ISO 14577 1 3 (2002) Thermal drift, zero point correction, machine compliance determination 1.5 2* tip radius < film thickness For thin films on substrates the substrate influence on the hardness can be neglected if the indentation depth is < 1/10 of the film thickness For thin films on substrates there is practically no minimum indentation depth to fully exclude the substrate influence on the reduced elastic modulus Dr. Carlos Ziebert Phone: +49 7247 82-2919 E-mail: Carlos.Ziebert@kit.edu Further publications [1] C. Ziebert, S. Ulrich, Hard multilayer coatings containing TiN and/or ZrN A review and recent progress in their nanoscale characterization, Journal of Vacuum Science & Technology A 24(3) 554 583 (2006) [2] J. Ye, S. Ulrich, C. Ziebert, M. Stüber, Stress reduction of cubic boron nitride films by oxygen addition, Thin Solid Films 517, 1151 1155 (2008) [3] C. Ziebert, K.-H. Zum Gahr, Ortsaufgelöste Messung mikrotribologischer Eigenschaften mehrphasiger Oxidkeramiken mit der Rastersondenmikroskopie, Materialwissenschaft und Werkstofftechnik 35, 785 793 (2004) [4] J.-K. Park, C. Ziebert, M. Stüber, Y.-J. Baik, Improvement of Hardness and Toughness of TiAlN Coating by Nanoscale Multilayered Structurization with Si 3 N 4, Plasma Processes and Polymers, 4, S902 S905 (2007) [5] C. Ziebert, J. Ye, K. Sell, S. Ulrich, High-resolution depth profiling of mechanical properties of thick cubic boron nitride coatings, Surface & Coatings Technology 200, 6454 6458 (2006) Hardness depth profile of a 20-layer TiN/ZrN nanolaminated composite coating recorded at 2 mn load by small-angle cross section method (SACS) [1] Dependence of hardness and reduced elastic modulus of 100 nm thick c-bn:o films on the oxygen flow rate measured at 700 μn load [2] AFM topography image of eutectic Al 2 -ZrO 2 region in a laser-modified alumina ceramic showing nanoindents (maximum load: 1 mn; M = Al 2 matrix, A = Al 2 lamella, Z = ZrO 2 lamella) [3] Load displacement curve and AFM image (insert) of the cracking of a TiAlN single-layered coating for the calculation of fracture toughness [4]

Plasma Diagnostics and Particle Flux Analysis Low pressure plasmas can be characterized by electrical single and double probes and optical emission spectroscopy. The particle fluxes onto the substrates can be determined by Faraday cup as well as retarding field analyzer. Based on the measurements the following physical quantities are calculated: electron temperature Te, plasma density ne, ion and electron current density jion and je, plasma potential Upl, ion energy Eion, energy distribution of ions f(eion). Faraday cup/retarding field analyzer: 0 1000 ev Single- and double probe: plane and cylindrical Optical emission spectrometer: 200 800 nm Height: 50 mm, diameter: 80 mm Temperature range: 0 C 200 C KF40 flange utilizable The hole system is transportable Further publications [6] Kratzsch, S. Ulrich, H. Leiste, M. Stüber, H. Holleck, Surf. Coat. Technol. 116-119 (1999) 949-955 [7] T. Nguyen, S. Ulrich, J. Bsul, S. Beauvais, W. Burger, A. Albers, M. Stüber, J. Ye, Diam. Relat. Mater. (2009) in press, online available Current voltage-characteristic of a double probe measurement (r.f. magnetron argon plasma) Energy distribution of Ar-ions during film growth by magnetron sputtering Retarding field analyzer for measurement of plasma potential, ion energy and energy distribution ions Micropole mass spectrometer mounted on KF16 flange

Raman Spectroscopy By laser excited Stokes Raman scattering the chemical bonding and microstructure of compact, powder and thin film materials are evaluated. In solid state physics, Raman spectroscopy has become an important method to investigate carbon species and a-c: metal nanocomposites. Raman spectroscopy is also suitable for the microscopic examination of minerals, polymers and ceramics, but also of cell and proteins. Recently, the Raman spectroscopy could be used for measuring concentration profiles within micro channels. Backscattering geometry Excitation with Argon-Ion-Laser (514.5 nm) Excitation with Helium-Cadmium-Laser (325 nm) Holographic grating 2400 grooves mm -1 UV-enhanced CCD detector with thermo-electric cooling Dr. Monika Rinke Phone: +49 7247 82-4255 E-mail: Monika.Rinke@kit.edu Spectral resolution 1 2 cm -1 Spectral range (Raman shift) < 200 4000 cm -1 Spatial resolution 2 μm lateral (x 50 objective) Confocal mode possible Typical sample: flat, thin film, fine powder Optical arrangement for Micro Raman spectroscopy Raman spectra of six samples with different Ti:C ratios deposited using -150 V substrate bias voltage Characterisation of LiCoO 2 phases

Film Thickness The film thickness can be determined by calo-test, where a spherical calotte will be polished into the surface. The sectional view diameters provide, together with the geometry of the grinding sphere, the value of the film thickness. By the use of a surface profilometer (Type Tencor P10), the roughness, waviness, step size of uncoated/coated regions and curvature of bending can be measured by the stylus method with a diamond tip. Calo-test is a local destructive methode Roughness values like Ra,Rt, Rz will be given Calo-test film thickness 500 nm < t < 5 μm; min. film area 1mm Profilometer film thickness 20 nm < t < 5 μm; max. scan length 150 mm Resolution and accuracy depends on roughness A calotte polished into a coated substrate Surface profile of a partial coated substrate

Magnetometer (VSM) and High Frequency Permeameter : For the characterisation of ferromagnetic thin films properties especially the determination of magnetic hysteresis behaviour a vibrating sample magnetometer can be used to determine the saturation magnetisation Ms, the coercivity Hc, permeability μ and anisotropy Ha. The high frequency permeability with real and imaginary (damping) part can be determined by the use of a coplanar measuring head in a frequency range of 0.05 < f < 5GHz. Vibrating sample magnetometer for thin film samples (max field 20mT) High frequency permeameter 0.05 < f < 5GHz Dr. Klaus Seemann Phone: +49 7247 82-4255 Email: Klaus.Seemann@kit.edu Vibrating sample magnetometer: Min film thickness min 20nm Vibrating sample magnetome-ter typical sample: flat, thin film, size 5 x 5 x 0,5 mm 3 High frequency permeameter, sample size 5 x 5 x 0,5 mm 3 Vibrating sample magnetometer The high frequency permeameter consists of a coplanar measuring head on an attached vector network analyzer Magnetic hysteresis of a thin ferromagnetic thin film with uniaxial anisotropy (weak (black) and strong (red) direction) Frequency dependent permeability; real part (black) and imaginary part (blue)

-Ray Diffraction RD/RR By means of -ray radiation (Cu-cathode) the microstructure of powder, compact and thin film material can be measured and evaluated. Different geometries, and circle movements (Bragg-Brentano-geometry, GID, texture, -ray reflectivity) can be realized. It can be decided if the material is amorphous or crystalline, and the lattice parameters can be determined from the line positions. Bragg-Brentano Texture RR-characterisation Cu--ray tube Optional monochromator Compact material, thin films, powder samples Resolution 1/10000 Max. sample load 5 kg Min. beam Ø 2mm Dr. Klaus Seemann Phone: +49 7247 82-4255 Email: Klaus.Seemann@kit.edu RR typical sample: flat, thin film, size 20x20x1mm 3 Min sample size 5x5mm 2 Max sample size Ø 150mm x 20mm 4 circle goniometer for RD characterisation (Seifert 3003 HR) Bragg-Brentano diagram of Al 2 -sample RR-diagram of a thin film for density determination Texture diagram of TiN thin film