NATIONAL CONFERENCE ON THE SECURITIES INDUSTRY OCTOBER 11 12, 2017 NEW YORK LAW SCHOOL, NYC SPONSORSHIP OPPORTUNITIES

NATIONAL CONFERENCE ON THE SECURITIES INDUSTRY OCTOBER 11 12, 2017 NEW YORK LAW SCHOOL, NYC SPONSORSHIP OPPORTUNITIES

Join senior executives and regulatory policy-makers at The National Conference on the Securities Industry this fall to examine the latest developments in evolving securities regulations, auditing and accounting requirements. 2016 FMS-AICPA NATIONAL CONFERENCE DELEGATE PROFILE Discussions will include: A senior executive s view of the securities industry Analyst perspective of the banking and securities industries Recent and pending accounting and auditing pronouncements from FASB and industry experts PCAOB feedback on inspections of broker-dealer audits Open Q&A session with representatives from the SEC, FINRA and CFTC Our goal is to provide you with the opportunity to participate in very timely and interactive sessions that address current industry issues as well as to provide a forum for networking among the finance, accounting and regulatory professionals attending this conference. This program is expected to draw 250-300 attendees. Please join us in sponsoring this important conference! C-Suite 15% Managing Director/Senior Execs 43% Vice President/Director 29% General Counsel/Attorney 8% Other (includes academia, government officials) 5% Senior Associate, Conference and Event Sales SIFMA 2

SPONSORSHIP OPPORTUNITIES SPONSORSHIP AVAILABILITY INVESTMENT INCLUDES PLATINUM General Session Audio Visual & Live Video Webcast Exclusive Sponsorship of the General Session Audio Visual provides your firm with prominent branding on signage and program material. Logo with a link to your website on the live video webcast webpage. Sponsorship recognition during open remarks. $7,000 $8,000 Two Conference s Reserved Lunch Networking Buffet Lunch that includes prominent brand recognition, buffet stations along with refreshments, allowing for one-on-one networking opportunities with industry colleagues. SOLD! $7,000 $8,000 Two Conference s Reception Networking reception that includes prominent brand recognition, open bar and hors d oeuvres set in a relaxed atmosphere offering attendees the opportunity to network one-on-one with industry colleagues. SOLD! VIP Presidents Dinner Attendees will include committee members, speakers and other senior accounting regulatory and financial distinguished guests. SOLD! Senior Associate, Conference and Event Sales SIFMA 3

SPONSORSHIP OPPORTUNITIES SPONSORSHIP AVAILABILITY INVESTMENT INCLUDES GOLD Continental Breakfast Networking breakfast opportunity offering prominent brand recognition and a variety of breakfast choices along with hot coffee and tea, during one- on-one networking with industry colleagues. $6,500 Cell Phone Re-Charge Zone Showcase your company, while providing attendees with this muchneeded service. This promotion opportunity will allow your company to be branded on the charging station kiosk as well as via video messaging. The recharge zone will be strategically placed within the sponsor showcase area. $6,500 SILVER Networking Morning Refreshment Break Networking refreshment break, that includes prominent brand recognition and a variety of snack options, during one-on-one networking with industry colleagues. $4,500 Networking Afternoon Refreshment Break Networking refreshment break, that includes prominent brand recognition and a variety of snack options, during one-on-one networking with industry colleagues. $4,500 Senior Associate, Conference and Event Sales SIFMA 4

SPONSORSHIP OPPORTUNITIES SPONSORSHIP AVAILABILITY INVESTMENT INCLUDES SILVER Digital Event and Pocket Guide Sponsoring firm s banner ad to be featured on screen and linked to an online ad (PDF). The digital event guide includes a program agenda, schedule, list of speaker and bios, sponsoring firms with their company profiles. SOLD! REGULATORY TECHNOLOGIES Badge Lanyard SIFMA pre-approved badge lanyard produced by sponsoring form and distributed with registration materials to all conference participants during registration. $4,500 Attendee Tote Bag Networking Buffet Lunch that includes prominent brand recognition, buffet stations along with refreshments, allowing for one-on-one networking opportunities with industry colleagues. $4,500 Senior Associate, Conference and Event Sales SIFMA 5

SIFMA FMS-AICPA National Conference on the Securities Industry Sponsorship Package offers maximum value with: Complimentary Full Conference (s) (up to a $1,000 Member/$1,300 Non-Member value!) per sponsorship Access to food and networking events Table display & Two (2) exhibitor table personnel badges per table Online Directory listing, including company description Pre- and Post-Conference Attendee Direct Mailing List (upon acceptance of terms of agreement). Phone, fax and email excluded. Company listing and description on Digital Event Guide* Company listing and description on event website Company listing on sponsorship signage placed throughout venue Sponsor acknowledgment during Opening General Session *deadlines apply Senior Associate, Conference and Event Sales SIFMA 6

SIFMA SMARTBRIEF SUITE Advertising & Content Marketing Opportunities SIFMA Event Packages Reach a targeted audience using our customized packages for SIFMA s best-in-class events, including popular events such as the SIFMA Annual Meeting, Compliance & Legal Annual Seminar, Operations Conference & Exhibition and Private Client Conference. Gold Package Silver Package Bronze Package 1-Part Event Special Update 1-Part Event Special Update N/A 5 Ads in SIFMA SmartBrief 2 Leaderboard 3 Rectangle Text N/A 5 Ads in SIFMA SmartBrief 2 Leaderboard 3 Rectangle Text Recognition as Event Sponsor Recognition as Event Sponsor Recognition as Event Sponsor SIFMA Member Rate: $20,000 Non-Member Rate: $25,000 SIFMA Member Rate: $12,000 Non-Member Rate: $15,000 SIFMA Member Rate: $10,000 Non-Member Rate: $12,000 SIFMA Special Update Package Sponsor a topic-driven Special Update, including popular reports such as the Economic Outlook. Special Update Package 1-Part Topic-Based Special Update 5 Ads in SIFMA SmartBrief 2 Leaderboard 3 Rectangle Text SIFMA Member Rate: $20,000 Non-Member Rate: $25,000 SIFMA SmartBrief Frequency: Daily (Monday to Friday) Subscriber Count: 65k SIFMA SmartBrief: Operations and Technology Edition Frequency: Weekly (Thursday) Subscriber Count: 14k Display & Native Advertising Leaderboard, rectangle-text and featured content advertisements are available directly through SmartBrief. Please contact Abiy Bekele, Associate Publisher at 646.462.4527 or abekele@smartbrief.com for more information. 7

SIFMA SMARTBRIEF SUITE SIFMA SmartBrief provides relevant news and information to business leaders through targeted, easy-to-read newsletters, driving best-in-class click through rates and consistent reader engagement. SIFMA SmartBrief News on the capital markets Frequency: Daily (Monday to Friday) Subscriber Count: 65k SIFMA SmartBrief: Operations and Technology Edition News on the capital markets for operations and technology professionals Frequency: Weekly (Thursday) Subscriber Count: 14k 8