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Management of common forests in agrarian reform settlements in Northwest Mato Grosso, Brazil Peter H. May, Pedro Nogueira, Rob Davenport & Paulo Nunes Federal Rural University of Rio de Janeiro

Summary Deforestation in the Brazilian Amazon Agrarian reform settlements in NW MT Policymix affecting land use change Common forest reserves in agrarian settlements Mitigation of land use change Innovations and institutions for adaptation Possibilities for replication

Percentage of Events/Area Shift in deforestation scale DeFries et al. 2008 (data 2001-2005)

Agrarian reform settlements in the Brazilian Amazon

Northwest Mato Grosso

Road System Land tenure

Interactions between a mix of policies and deforestation in agrarian settlements

Comparison of two settlements with collective forest reserves What makes them so different?

Collective forest reserves in Northwest Mato Grosso Juruena settlement: Internal forest frontier. Forest reserve has been invaded. Land tenure irregularities and insecurity. Fire spreads to neighboring property Distance apart: ~70km Vale do Amanhecer settlement: Cooperative resource management. 57% of the settlement land area preserved as forest. Reserve is legally documented (7,200 ha) and certified for Brazil nut production. Socially legitimate.

Vale do Amanhecer Baseline Timber extracted prior to expropriation Lots distributed to urban landless households Elites resisted, in effort to keep urban wages low Fanfare as a sustainable settlement Collective reserve layout, less forest in individual lots; fragmentation; riverbanks unprotected Agricultural credit programs stimulate clearing Settlers slash and burn to clear forest on lots Pastures planted after one year of annual crops Extensive/low productivity dairy or beef cattle as the main economic activity in the settlement Successive invasions by gold miners in reserve

Consequences for adaptation Loss of forest stocks (timber, soil, carbon) Reduced ecosystem services provision (water, NTFPs) Environmental liabilities (permanent protection areas must be restored) Difficulties to access public credit Greater vulnerability to extreme events (2010 drought)

Vale do Amanhecer Innovations Community management of 7,200 ha reserve Agroforestry systems on farm lots Provision of portable saw mill to add value Environmental license of the settlement Cooperative formation, certified Brazil nut venture for oil, meal and by-products Supply contract with indigenous communities Natura purchase contract for oil CONAB minimum price guarantees and school lunch program for Brazil nut products Fires and deforestation under control

Forest cover change at landscape (settlement) scale Vale do Amanhecer

Forest cover change at landscape (settlement) scale Juruena settlement

Cicero da Silva (participation score: 0) Adalto Buenos Ares (participation score: 1.7) Ivo Kubiak (participation score: 7) Luiz Vieira do Nascimento (Luizão) (participation score: 16)

Economic results Baseline (dairy, beef cattle): the farmer or settler who wishes to base his economic future on ranching needs at least 33 ha to maintain a gross family income of about US$ 6,500/yr. In contrast, at an average of 2.3 ha of AFS per lot with shaded cocoa (manageable by one adult on an annual basis), annual income increased to US$ 8,815, a gain of 26%, while using less than 7% of the area required for pasture.

Millennium Goals - Best practices award 2012

Institutional results/discussion

Expand production Public outreach Contracts with private companies Contracts with ind. communities Credit financing Market development Infrastructure Certification SIMLAM: CAR, LAU Social Organization Tech assistance Production Map Forest code Interventions interacting with formal policy instruments 8 year sequence of interactions identified by Vivan et al 2013 Instruments and ICDP Interventions Brazilian Forest Code cpl seq seq syn* cpl cpl Production study for NTFP: mapping remaining forest syn cpl syn syn* cpl cpl syn* cpl cpl cpl Training and technical assistance syn* cpl syn* cpl cpl cpl cpl cpl cpl cpl Cooperative social organization cpl cpl cpl cpl cpl cpl cpl cpl cpl SIMLAM: Environmental registration and licensing (CAR and LAU) syn* cpl syn* cpl cpl Legal certification of sustainable production cpl syn* syn* syn cpl Material investments in infrastructure cpl syn* cpl cpl cpl syn* Market development for Brazil nut products cpl cpl cpl cpl cpl Credit financing (CONAB) cpl cpl syn* Contracts with surrounding indigenous communities cpl cpl cpl Contracts with private companies and CONAB cpl cpl Public outreach and political exposure through national and international recognition of effectiveness cpl Efforts to expand Brazil nut production Legend: cpl = complementary; syn = mutually reinforcing/synergistic; cnf = conflicting; seq = sequentially dependent. The direction of sequential dependence is from row to column.

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