HORIZON Smart, green and integrated Transport Work Programme Maria Cristina Marolda European Commission DG MOVE

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The EU Framework Programme for Research and Innovation HORIZON 2020 Smart, green and integrated Transport Work Programme 2018-2020 Maria Cristina Marolda European Commission DG MOVE

THE POLICY CONTEXT COP 21 SDG Energy Union and Climate Digital Single Market Jobs, Growth & Investments Stronger Global Actor 2011 White Paper on transport European Strategy for Low-Emission Mobility Accelerating Clean Energy Innovation Smart, green and integrated transport system Objective a European transport system beneficial for all citizens, the economy and the society

Recommendations of the Transport Advisory Group to the Commission on Horizon 2020 June 2014.integration of Programmes Mobility and Transport 3

Mobility and Transport 4

Mobility and Transport 5

Transport Work Programme 2018-2020 What s new in 2018-2020 Focus Areas (FA) addressing global challenges and cutting across sectors and programmes 1. Building a low-carbon, climate resilient future 2. Digitising and transforming European industry and services Reinforced International Cooperation 5 flagship initiatives 10 specific topics encouraging InCo Reduced number of topics and broader scope New structure highlighting integration * Focus Areas: The other two FA aim at "Connecting economic and environmental gains the Circular Economy" and at "Boosting the effectiveness of the Security Union"

New Structure FA Digitising and transforming European Industry and services FA Blue Growth FA Building a low-carbon, climate resilient future 1. Low-carbon & sustainable transport Automated Road Transport 4.Accounting for people Mobility for Growth 2. Safe, integrated & resilient transport system Green Vehicles 3. Global leadership & competitiveness Mobility and Transport 7

Mobility for Growth Overall objectives Targeted efforts to develop and validate solutions tat can be rapidly deployed Address in a systemic way transport means, infrastructure and operation models Integrate them in a user-friendly system of smart and connected mobility Reduce impact on climate and environment Strong user-centred approach Mobility and Transport 8

MOBILITY FOR GROWTH MG call 1. LC - Low-carbon and sustainable transport (contribution to the Focus Area Building a low-carbon, climate resilient future) Long-term transition towards zero-emission and quieter mobility across all transport modes Emphasis on socio-economic and regulatory aspects (public awareness, people's perspective, spatial planning) Tools and mechanisms for monitoring and detection of emissions & noise Provide evidence of long term impact of current developments in technologies and business models Mobility and Transport 9

Low-carbon & sustainable transport: topics and budget Stages Total EU contribution: EUR 61 M in 2018 Topic Title Action type Budget LC-MG-1-1 InCo flagship LC-MG-1-2 LC-MG-1-3 LC-MG-1-4 Reduction of transport impact on air quality Sustainable multi-modal inter-urban transport, regional mobility & spatial planning Harnessing and understanding the impacts of changes in urban mobility on policy making by city-led innovation for sustainable urban mobility Hardening vehicle environmental protection systems against tampering 2018 RIA 2 30.00 RIA 2 12.00 CSA 1 3.00 RIA 2 11.00 RIA 2 5.00

Low-carbon & sustainable transport: topics and budget Stages Total EU contribution: EUR 80 M in 2019 Topic LC-MG-1-5 LC-MG-1-6 InCo flagship Title Advancements in aerodynamics & innovative propulsion systems for quieter & greener aircrafts Action type RIA 2 15.00 Aviation operations impact on climate change RIA 1 10.00 Budget 2019 2020 LC-MG-1-7 InCo flagship LC-MG-1-8 LC-MG-1-9 LC-MG-1-10 Future propulsion & integration: towards a hybrid/electric aircraft Retrofit Solutions and Next generation propulsion for Waterborne Transport Upgrading transport infrastructure in order to monitor noise and emissions Logistics solutions that deal with requirements of the 'on demand economy' and for shared-connected and low-emission logistics operations RIA 1 15.00 IA 2 8.00 RIA 2 15.00 RIA 2 7.00 RIA 2 10.00

Performance of infrastructure, means of transport, traffic management systems and users behaviour Transport safety in a changing environment Innovative solutions to reduce congestion and ensure seamless, safe and sustainable mobility for people and freight More resilient and robust transport system and increased network capacity Mobility and Transport 12

Stage s Safe, integrated and resilient transport system: topics and budget Topic Title Action type Budget 2018 MG-2-1 Human Factors in Transport Safety RIA 2 18.00 MG-2-2 Marine Accident Response IA/RIA 2 35.00 MG-2-3 MG-2-4 MG-2-5 InCo flagship Total EU contribution: EUR 73 M in 2018 Airworthiness of mass-market drones Coordinating national efforts in modernizing transport infrastructure and provide innovative mobility services Innovative technologies for improving aviation safety and certification in icing conditions CSA 1 3.00 CSA 1 1.00 RIA 1 16.00

Stag es Safe, integrated and resilient transport system: topics and budget Topic MG-2-6 MG-2-7 MG-2-8 MG-2-9 InCo flagship Total EU contribution: EUR 67 M in 2019 Title Moving freight by Water: Sustainable Infrastructure and Innovative Vessels Safety in an evolving road mobility environment Innovative applications of drones for ensuring safety transport Integrated multimodal, lowemission freight transport systems and logistics Action type RIA 2 30.00 RIA 2 8.00 RIA 2 15.00 RIA 2 14.00 Budget 2019 2020

MOBILITY FOR GROWTH MG call 3. Global Leadership & Competitiveness Advanced technological capabilities exploiting both evolutionary and disruptive technologies Rapid integration of digital technologies in all transport sectors Strengthened global leadership, environmental protection, enhanced travel comfort and safety Multidisciplinary and collaborative capabilities New transport (passenger-centric) business models Mobility and Transport 15

Stages Global Leadership & Competitiveness: topics and budget Total EU contribution: EUR 44 M in 2018 Topic Title Action type Budget 2018 MG-3-1 Multidisciplinary and collaborative aircraft design tools and processes RIA 2 12.00 MG-3-2 The Autonomous Ship IA 2 20.00 MG-3-3 "Driver" behaviour and acceptance of connected, cooperative and automated transport RIA 2 12.00

MOBILITY FOR GROWTH MG call 4. Accounting for the People Innovative digital travel environment to improve accessibility and social inclusion Socially acceptable mobility solutions Appropriate regulatory frameworks and policies to accomodate innovative solutions for the benefit of society and economy UN's Sustainable Development Goals Mobility and Transport 17

Accounting for the People: topics and budget Stage s Total EU contribution: EUR 11.4 M in 2018 Topic Title Action type Budget 2018 MG-4-1 MG-4-2 MG-4-3 MG-4-4 New regulatory frameworks to enable effective deployment of emerging technologies & business/operating models for all transport modes Building Open Science platforms in transport research Demographic change and participation of women in transport Support for dissemination events in the field of Transport Research CSA 1 2.00 CSA 1 3.00 CSA 1 5.00 CSA 1 1.40

Accounting for the People: topics and budget Stage s Total EU contribution: EUR 13.7 M in 2019 Topic Title Action type Budget 2019 2020 MG-4-2 MG-4-3 MG-4-4 MG-4-5 MG-4-6 Building Open Science platforms in transport research Demographic change and participation of women in transport Support for dissemination events in the field of Transport Research An inclusive digitally interconnected transport system meeting citizens' needs Supporting Joint Actions on sustainable urban accessibility and connectivity CSA 1 CSA 1 CSA 1 0.70 RIA 1 7.00 ERA- NET- Cofund 1 6.00

MOBILITY FOR GROWTH MG call Blue Growth Focus Area Reduce the costs of deep sea exploration Explore several possible scenarios for the wide scale adoption of different emission control technologies Mobility and Transport 20

Blue Growth: topics and budget Stages Total MG contribution: EUR 8 M in 2018 and EUR 8 M in 2019 Topic Title Action type Budget 2018 2019 2020 MG-BG-01 MG-BG-02 Unmanned and autonomous survey activites at sea Ship emission control scenarios, marine environmental impact and mitigation RIA 1 8.00 RIA 1 8.00

Automated Road Transport ART call (contributing to the Focus Area Digitising and Transforming European Industry and Services) Large-scale/cross-border demos to promote market introduction of highly automated driving systems Trials on sustainable automated functions in real driving conditions - various traffic scenarious and urban areas Regulatory framework, certification procedures and standards New concepts for shared, connected and automated mobility ART-related cross-cutting issues: safety, users' needs, business models, Mobility and Transport 22

Stages Automated Road Transport: topics and budget Total EU contribution:eur 15 m in 2018 Topic DT-ART-01 InCo flagship DT-ART-02 InCo flagship Title Testing, validation and certification procedures for highly automated driving functions under various traffic scenarios based on pilot test data Support for networking activites and impact assessment for road automation Action type Budg et 2018 RIA 1 6.00 RIA 1 6.00 CSA 1 3.00

Automated Road Transport: topics and budget Stages Total EU contribution EUR 38 M in 2019 Topic DT-ART-03 InCo flagship DT-ART-04 InCo flagship DT-ART-05 DT-ART-06 Title Human centred design for the new driver role in highly automated vehicles Developing and testing shared, connected and cooperative automated vehicles fleets in urban areas for the mobility of all Efficient and safe connected and automated heavy-duty vehicles in real logistics operations Large-scale, cross-border demonstration of highly automated driving functions for passenger cars Action type RIA 1 8.00 IA 1 30.00 Budget 2019 2020

GREEN VEHICLES GV call (contributing to the Focus Area Building low-carbon, climate resilient furure) Prepare the ground for a potential massive introduction of electrified vehicles Support design and manufacturing of 3 rd generation of electrified vehicles, components and new generation of batteries Improve the charging solutions to meet end-users needs (access, time, cost, payment systems, etc.) Develop new concepts to reduce energy consumption and emissions of long-distance vehicles Cooperate with developing and emerging economies for demonstration activities and pilots in large urban areas Mobility and Transport 25

Green vehicles: topics and budget Stages Total EU contribution: EUR 56 M in 2018 Topic Title Action type Budget 2018 LC-GV-01 LC-GV-02 Integrated, brand-independent architectures, components and systems for next generation electrified vehicles optimised for the infrastructure Virtual product development and production of all types of electrified vehicles and components IA 1 42.00 RIA 1 14.00

Green vehicles: topics and budget Stag es Total EU contribution: EUR 78 M in 2019 Topic LC-GV-03 Title Action type User centric charging infrastructure IA 1 35.00 Budget 2019 2020 LC-GV-04 LC-GV-05 InCo flagship LC-GV-06 LC-GV-07 LC-GV-08 LC-GV-09 Low-emissions propulsion for longdistance trucks and coaches Urban mobility and sustainable electrification in large urban areas in developing and emerging economies Next generation and realisation of battery packs BEV & HEV Advanced light materials and their production processes for automotive applications Reducing the environmental impact of hybrid light duty vehicles Next generation electrified vehicles for urban use IA 1 25.00 IA 1 18.00

Other actions - Prize on the "Cleanest engine of the future" open till 20/08/2019 - EUR 3,5 mio - ELENA Facility & Smart Cities (in the Energy WP) Public Procurements & Expert Contracts for studies, monitoring/evaluation exercises and forward-looking activities - New mobility patterns in EU cities - Employment implications of connected and automated driving - EU-US Transport research symposia - Dissemination and exploitation of results - Cooperation with ITF on decarbonisation of transport and with JRC on transport modelling - Ex-post analysis of transport JUs

Transport Work Programme 2018-2020 Budget (in million ) 2018 2019 2020 Total MG Call 197.4 168.7 147.5 513.6 ART Call 15 38 50 103 GV Call 56 78 112 246 Other Actions 7.4 8 1.6 17

SME Instrument & Fast-Track-to-Innovation Schemes to promote close-to-market innovation «Towards the next EU FP for R&I: European Innovation Council (EIC) Pilot» 1. SME Instrument EUR 480 m in 2018 Open to SMEs only 2. Fast track to innovation (FTI) - EUR 100 m per year Open to all types of participants industry involvement mandatory Bottom-up logic: all areas covered by all H2020 programmes all technologies and innovative solutions for transport and mobility Open call: several cut-off dates per year

H2020 is fully open to researchers from public and private organisations from across the world. Participants in low-medium income countries enjoy automatic funding. Industrialized economies may bring own funds to the projects or may, exceptionally, be granted if such funding is provided for in a bilateral scientific and technological agreement funding for entities established in these countries are included in the call text the Commission deems the participation of the entity essential for carrying out the project H2020 open to the world 31

International Cooperation Key cross-cutting priority of Horizon 2020, in particular to: Strengthen the Union's excellence, as well as its economic competitiveness Tackle global societal challenges Support the Union's external policies Basic approach provided by Horizon 2020 Regulation and Rules for Participation Strategy for international cooperation (COM(2012) 497): enhancing and focusing international cooperation activities (in terms of areas and partners) 32

International Cooperation Crucial to address many Horizon 2020 objectives Open to the association of acceding countries, candidate countries and potential candidates and selected international partner countries Targeted actions to be implemented taking a strategic approach to international cooperation 33

Transport WP2018-2020 Flagships Targeted countries Area Topic Title Targeted opening International Cooperation on particles in relation to health and climate change MG - Low-carbon and sustainable transport LC-MG-1-1-2018 InCo flagship on reduction of transport impact on air quality Asia (e.g. China), CELAC and the US Aviation International Cooperation Flagship Safer and Greener in a Smaller World MG - Low-carbon and sustainable transport LC-MG-1-6-2019 Aviation operations impact on climate change China (bilateral) LC-MG-1-7-2019 Future propulsion and integration Towards a hybrid/electric aircraft Canada and Japan MG - Safe, integrated and resilient transport systems MG-2-5- 2018 Innovative technologies for improving aviation safety and certification in icing conditions Australia, Brazil, Canada, Japan, Russia and the US Integrated multimodal freight transport systems and (the last mile) logistics MG - Safe, integrated and resilient transport systems MG-2-9- 2019 Integrated multimodal, low-emission freight transport systems and logistics * Canada, China, Japan, Latin America and the US

Transport WP2018-2020 Flagships Targeted countries Area Topic Title Targeted opening EU-US Road vehicle automation and safety Automated road transport DT-ART- 01-2018 Testing, validation and certification procedures for highly automated driving functions under various traffic scenarios based on pilot test data * DT-ART- 02-2018 DT-ART- 03-2019 DT-ART- 04-2019 Support for networking activities and impact assessment for road automation * Human centred design for the new driver role in highly automated vehicles * Developing and testing shared, connected and cooperative automated vehicle fleets in urban areas for the mobility of all * Australia, Japan, Singapore, South Korea and the US * Proposals should foresee twinning with projects funded by US DOT Clean urban transport in medium/mega sized cities in developing and emerging economies Green vehicles LC-GV- 05-2019 InCo flagship on "Urban mobility and sustainable electrification in large urban areas in developing and emerging economies Africa, Asia (e.g. China, India) and Latin America (CELAC)

Area Topic Title Targeted opening MG - Low-carbon and sustainable transport MG - Safe, integrated and resilient transport systems Transport WP2018-2020 R&I topics Targeted countries LC-MG-1-2-2018 LC-MG-1-3-2018 LC-MG-1-9-2019 LC-MG-1-10- 2019 MG-2-1-2018 MG-2-2-2018 MG-2-7-2019 Sustainable multi-modal inter-urban transport, regional mobility and spatial planning * Harnessing and understanding the impacts of changes in urban mobility on policy making by city-led innovation for sustainable urban mobility Upgrading transport infrastructure in order to monitor noise and emissions * Logistics solutions that deal with requirements of the 'on demand economy' and for shared-connected and lowemission logistics operations Human Factors in Transport safety Marine Accident Response Safety in an evolving road mobility environment US China, India and the US US Any Third Countries MG - Accounting for the people MG-4-1-2018 MG-4-2-2018 New regulatory frameworks to enable effective deployment of emerging technologies and business/operating models for all transport modes Building Open Science platforms in transport research Blue Growth MG-BG-02-2019 Ship emission control scenarios, marine environmental impact and mitigation * Proposals should foresee twinning with projects funded by US DOT

EU-US Twinning activities Programme-level coordination Funding Agencies share and agree priorities for implementing through their own programmes (e.g. twinning and symposia) via the EU-US Implementing Arrangement

Deadlines Work Programme 2018-2020 2018 2019 Opening Closing Opening Closing Single Stage (MG, ART and GV calls) First Stage of 2-Stages (MG call only) 31/10/2017 4/4/2018 4/12/2018 24/4/2019 31/10/2017 30/1/2018 5/9/2018 16/1/2019 Second Stage of 2-Stages (MG call only) * These dates may be modified before the adoption of the WP - 19/9/2018-12/9/2019

Implementation Impact Excellence Evaluation criteria Clarity and pertinence of the objectives Soundness of the concept, including trans-disciplinary considerations, where relevant Extent that proposed work is ambitious, has innovation potential, and is beyond the state of the art (e.g. ground-breaking objectives, novel concepts and approaches) Credibility of the proposed approach The expected impacts listed in the work programme under the relevant topic Enhancing innovation capacity and integration of new knowledge Strengthening the competitiveness and growth of companies by developing innovations meeting the needs of European and global markets; and, where relevant, by delivering such innovations to the markets Any other environmental and socially important impacts (not already covered above) Effectiveness of the proposed measures to exploit and disseminate the project results (including management of IPR), to communicate the project, and to manage research data where relevant Coherence and effectiveness of the work plan, including appropriateness of the allocation of tasks and resources Complementarity of the participants within the consortium (when relevant) Appropriateness of the management structures and procedures, including risk and innovation management Stage-1 proposals: only the aspects of the criteria in red are evaluated

Transport Work Programme 2018 Main features Budget 2018: EUR 298.6 mio EUR 945 mio in 2018-2020 3 calls for proposals and 21 topics in 2018 1. Mobility for Growth (MG) 2. Automated Road Transport (ART) 3. Green Vehicles (GV) Opening of calls - 31 October 2017 - WP pre-published on H2020 web-site 3 types of actions: RIA, IA, CSA/EraNet + Other actions: Prizes, SME Instrument, FTI, experts groups and procurements, Transport relevant topics in other parts of the H2020 WP: NMPB, ICT, ENERGY, SECURITY, FOOD and complementarities with calls and activities of CleanSky, SESAR, Shift2Rail, FCH2 Open Access to Data policy: applies by default to the whole H2020 to scientific publications and research data generated by projects Improved focus and clarity in the topic descriptions (notably the expected impacts)...while keeping an open and non-prescriptive approach

Important elements for applicants (1) Calls are challenge-based, and therefore more open to innovative proposals Calls are less prescriptive - they do not outline the expected solutions to the problem, nor the approach to be taken to solve it Calls/topics descriptions allow plenty of scope for applicants to propose innovative solutions of their own choice There is a greater emphasis on impact, in particular through each call or topic impact statements Applicants are asked to explain how their work will contribute to bringing about the described impacts During the evaluation, evaluators are asked to assess this potential contribution

Important elements for applicants (2) More emphasis on innovation Horizon 2020 supports all stages in the research and innovation chain including non-technological and social innovation and activities closer to the market Proposals may bring together different disciplines, sectors and actors to tackle specific challenges e.g. scientists, industry, SMEs, societal partners, end-users Gender and SME participation: an important element (where relevant)

Important elements for applicants (3) Some useful advice: Read the topic identifier (e.g MG-2-1-2018) as well as the type of Action (RIA, IA, CSA) and look also at the respective call conditions In the Scope part, pay attention to whether you are required to address, one, several or all of the areas concerned. Justify your choices Pay attention to the expected Impact. You are supposed to demonstrate HOW your proposal will contribute to it (avoid simply stating the impact text )

From submission to Grant Agreement preparation One project = One funding rate for all beneficiaries / activities in the grant Funding up to 100% of eligible costs for 'Research and Innovation Actions' (RIA) and for 'Coordination and Support Actions' (CSA) Funding up to 70% for 'Innovation Actions' (IA), except non-profit organisations (up to 100%) Indirect costs (overheads): 25% flat rate Minimum conditions: Implementation modalities IAs, RIAs: minimum three legal entities each established in a different Member State or an Associated Country CSAs: one legal entity established in a Member State or in an Associated Country Plus additional conditions as indicated in the WP Time to Grant (from call closure date) maximum eight months Proposers to be informed within five months

Thank you Find out more: Participant Portal http://ec.europa.eu/research/participants/portal/desktop/en/home.html Expert evaluators needed! http://ec.europa.eu/research/participants/portal/desktop/en/experts/index.html Learn more about the Transport Challenge and the WP http://ec.europa.eu/programmes/horizon2020/en/h2020-section/smart-green-and-integrated-transport