Evaluation of land use, land management and soil conservation strategies to reduce non-point source pollution loads in the Three Gorges Region, China

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Photo: A. Strehmel Christian-Albrechts-University, Kiel Institute for Natural Resources Conservation Evaluation of land use, land management and soil conservation strategies to reduce non-point source pollution loads in the Three Gorges Region, China A. Strehmel, B. Schmalz, N. Fohrer International SWAT Conference 2016 Beijing, China 27th July 2016

YANGTZE-GEO 2009-2015 Land use change, erosion, mass movements and diffuse matter inputs in the Three Gorges Region Erosion Tübingen Landslides Erlangen Landslide Monitoring DMT Essen Diffuse Matter Inputs Kiel Remote Sensing Trier Assessment and analysis of soil erosion Assessment and analysis of landslides Assessment of mass movements using geomonitoring techniques Analysis of sediment and phosphorus inputs using SWAT and HEC-RAS Classification of land use and land use change assessment Aim: Analysis of land use change, risk assessment of mass movements, soil erosion and diffuse inputs to rivers Department of Hydrology and Water Resources Management Strehmel et al. -2-

The Three Gorges Dam in China Impoundment of the Yangtze River in central China Major land use changes in the Three Gorges Region (TGR) upstream of the dam due to resettlements Three Gorges Dam Three Gorges Region Yangtze River Catchment Photos: A. Strehmel Department of Hydrology and Water Resources Management Strehmel et al. -3-

Soil Erosion in the TGR Xiangxi River 23 rd May 2013 High soil erosion due to mountainous terrain Reclamation of agricultural land on steep slopes Lack of experience in establishing and maintaining soil conservation measures Xiangxi River 25 th May 2013 Photo: S. Schönbrodt-Stitt Consequence: High sediment loads in rivers and streams, especially during strong rainfall events Photo: S. Schönbrodt-Stitt Department of Hydrology and Water Resources Management Strehmel et al. -4- Photos: A. Strehmel

Phosphorus Displacement Phosphorus easily adsorbed to soil particles Phosphorus as limiting factor for the aquatic ecosystem of the Three Gorges Reservoir Photo: A. Strehmel Low flow velocities in the tributary valleys accumulation of phosphorus eutrophication Eutrophication and algae blooms endanger the aquatic ecosystem of the reservoir Photo: X. Jiang Department of Hydrology and Water Resources Management Strehmel et al. -5-

Research Question Current Situation in the TGR Agricultural Management Soil Conservation Measures (Terraces) What are suitable management strategies to reduce diffuse sediment and phosphorus pollution? SWAT Modelling Approach Evaluation of Agricultural Best Management Practices Department of Hydrology and Water Resources Management Strehmel et al. -6-

Study Area: The Xiangxi ( 香溪 ) catchment Area: ca. 3.200 km² Average slope: 24 Length of Xiangxi River: 94 km Department of Hydrology and Water Resources Management Strehmel et al. -7-

Land Use of the Xiangxi Catchment 2012 Forest: 75% Cropland: 10% Shrubland: 8% Orange orchards: 4% Rest: 3% Terraces as most important soil conservation measure Source: Buzzo (2013) Maximum-likelihood classification of Rapid-Eye imagery (RapidEye, 2012) Department of Hydrology and Water Resources Management Strehmel et al. -8-

Current Situation in the TGR Agricultural Management Soil Conservation Measures (Terraces) Dynamics of non-point source pollution? (Total Phosphorus) - What is the current situation? - How to implement these information in SWAT? Department of Hydrology and Water Resources Management Strehmel et al. -9-

Field Mapping Spring 2013 Geo-referenced photos using a GPS-equipped camera: mostly from the car along the main rivers and valleys also on some high plateaus in total 2,500 geo-tagged photos Photo: G. Buzzo Department of Hydrology and Water Resources Management Strehmel et al. -10-

Farmer Interviews Spring 2013 in total 15 semi-standardized interviews with farmers in different agricultural zones of the catchment Questions on: - Seeding and harvesting times - Crop rotations - Yields - Fertilizer use: when? what? how much? Photo: G. Buzzo Photo: A. Strehmel Photo: G. Buzzo Department of Hydrology and Water Resources Management Strehmel et al. -11-

Daily Total Phosphorus Sampling Goal: Establish an idea on seasonal phosphorus dynamics in the Xiangxi catchment Department of Hydrology and Water Resources Management Strehmel et al. -12-

Implementation of Agricultural Management - Analysis of the geo-referenced photos from the field campaigns - Derivation of sub-areas with uniform cultivation patterns 1 5 4 3 2 Data from farmer interviews to parameterize the land management Department of Hydrology and Water Resources Management Strehmel et al. -13-

Terrace Condition Mapping Terrace mapping: 420 terraces for analysis Classification of terrace conditions: 1 Well maintained 2 Fairly maintained 3 partially collapsed 4 completely collapsed after Schönbrodt-Stitt et al., 2013 Goal: Determination of the average terrace condition per subbasin Department of Hydrology and Water Resources Management Strehmel et al. -14-

Terrace Condition Field Data How to extrapolate the information on the whole catchment? Idea: Prediction of the average terrace condition in a subbasin by means of explanatory variables related to: Topography Land Use Department of Hydrology and Water Resources Management Strehmel et al. -15-

Extrapolation of Terrace Conditions TerraceCondition sub = f (Elevation; Share of Cropped Dryland; Share of Orange Orchards) Translation of terrace conditions into SWAT parameters (after Arabi et al., 2006): Terrace Condition CN2 (add) P_USLE (absolute) Slope Length (relative) * steeper 50% ** only agricultural land steeper than 20% slope is terraced Slope Length (steep)* (relative) well maintained -6 0.2-40% -20% fairly maintained -5 0.4-30% -15% partially collapsed -4 0.6-20% -10% completely collapsed -2 0.8-10% -5% not terraced** 0 1.0-0% -0% Department of Hydrology and Water Resources Management Strehmel et al. -16-

Model Calibration & Validation Calibration/Validation Streamflow (daily) Sediment (monthly) Nash-Sutcliffe-Efficiency 0.69/0.70 0.81/0.51 Kling-Gupta-Efficiency 0.81/0.75 0.77/0.59 Department of Hydrology and Water Resources Management Strehmel et al. -17-

Validation of Phosphorus Dynamics Department of Hydrology and Water Resources Management Strehmel et al. -18-

Scenario Definitions Scenarios for phosphorus fertilizer use: Status quo: Current fertilizer usage scheme Phosphorus Application reduced by 15% Phosphorus Application reduced by 30% Phosphorus Application reduced by 45% Selective Reduction of Phosphorus Application Definition: Reduction of phosphorus application, so that at least 90% of yield per crop rotation is retained Scenarios for terrace conditions: Status quo: Current situation of terrace cond. Improvement of conditions by one category Deterioration of conditions by one category Catchmentwide wellmaintained conditions Department of Hydrology and Water Resources Management Strehmel et al. -19-

Phosphorus Fertilizer Reduction Scenarios -5.9% -13.9% -22.4% -5.7% Department of Hydrology and Water Resources Management Strehmel et al. -20-

Adjustment of Terrace Conditions - Sediment -18.3% +24.8% -27.1% Department of Hydrology and Water Resources Management Strehmel et al. -21-

Adjustment of Terrace Conditions Total P -16.3% +17.9% -24.6% Department of Hydrology and Water Resources Management Strehmel et al. -22-

Crop-wise evaluation Crop (Rotation) Area (km²) Soil Erosion (t/ha/a) total P release (kg/ha/a) Rapeseed Corn Rapeseed Corn Rapeseed 211.1 9.6 2.64 Orange Orchard 114.2 0.4 0.04 Potato Sweet Potato Cabbage 44.9 7.8 0.40 Tea Plantation 17.0 0.4 0.01 Rice 14.6 2.2 0.30 Catchment 3208.8 2.6 0.25 Cumulative curves for the corn-rapeseed rotation High erosion rates on corn fields also confirmed in other studies (e.g., Barton et al., 2005; Wei et al., 2014) Department of Hydrology and Water Resources Management Strehmel et al. -23-

Conclusions What are suitable management strategies to reduce diffuse sediment and phosphorus pollution in the TGR? Investments in terrace construction and maintenance are more effective measures than fertilizer reductions Short-term: Preference of Corn-Rapeseed rotation to existing terraces with good conditions Mid-term: Investment in programmes to develop and maintain terraced agricultural land and to create incentives for farmers to abstain from corn cultivation Mitigation strategies for diffuse matter inputs have to be seen in the context of socio-economic developments of the TGR and in China Economic importance of corn cultivation in the region as key to a successful watershed management in the region Department of Hydrology and Water Resources Management Strehmel et al. -24-

Thank you for your attention! Contact: astrehmel@hydrology.uni-kiel.de Department of Hydrology and Water Resources Management Strehmel et al. -25- Photo: A. Strehmel

Backup Department of Hydrology and Water Resources Management Strehmel et al. -26-

Implementation of Terraces used for a multiple regression approach to predict terrace conditions Department of Hydrology and Water Resources Management Strehmel et al. -27-

Implementation of Terraces TerraceCondition sub = f (Elevation; Share of Cropped Dryland; Share of Orange Orchards) Validation: Subbasin 11 Predicted Terrace Condition 2.17 Difference to Measured Condition -1.17 18 2.79-0.29 20 1.72 0.12 22 3.15 0.00 23 2.06-0.31 24 2.75 0.02 27 2.86-0.29 28 2.15 0.01 29 1.99 0.78 30 2.80 0.00 32 2.37 0.13 34 2.05-0.22 35 2.87 0.63 36 2.39 0.51 38 2.45 0.25 39 2.30-0.05 41 2.73-0.30 42 2.34 0.19 Mean absolute error: 0.29 RMSE: 0.42 Department of Hydrology and Water Resources Management Strehmel et al. -28-

Parameters for SWAT Calibration Streamflow Parameter File Type of value change Fitted value ESCO.bsn Replace value 0.61 CN2.mgt Percent change -14.5% SURLAG.bsn Replace value 0.11 SLSUBBSN.hru Percent change -40.7% SOL_K(1).sol Percent change -13.8% SOL_AWC(1).sol Percent change -8.0% SOL_Z(1).sol Percent change +27.9% ALPHA_BF.gw Replace value 0.08 GW_DELAY.gw Replace value 29.7 GW_REVAP.gw Replace value 0.20 GWQMN.gw Replace value 1291.25 ALPHA_BNK.rte Replace value 0.18 CH_K2.rte Replace value 29.00 CH_N2.rte Replace value 0.07 Sediment Parameter File Type of value change Fitted value USLE_P.mgt Percent change -13.4% USLE_K(1).sol Percent change +19.5% LAT_SED.hru Replace value 154.5 SPCON.bsn Replace value 0.0016 SPEXP.bsn Replace value 1.05 Evapotranspiration Surface Runoff Lateral Flow Soil Water Groundwater Channel Landscape Lateral Flow Channel Department of Hydrology and Water Resources Management Strehmel et al. -29-

Parameters for SWAT Calibration Phosphorus Parameter File Type of value change Fitted value PSP.bsn Replace value 0.017 P_UPDIS.bsn Replace value 16.6 PPERCO.bsn Replace value 10.3 GWSOLP.gw Replace value 0.016 SOL_SOLP(1).chm Replace value 0.059 SOL_ORGP(1).chm Replace value 0.901 FRT_KG.mgt Percent change -70.1% AUTO_NAPP.mgt Percent change 0.183 Department of Hydrology and Water Resources Management Strehmel et al. -30-

Streamflow Calibration & Validation Setup of four SWAT models: Calibration towards setup with land management and terraces Calibration/Validation Streamflow (daily) base model model with land management model with terraces model with management & terraces NSE 0.69/0.70 0.69/0.70 0.69/0.70 0.69/0.70 KGE 0.81/0.75 0.81/0.75 0.81/0.75 0.81/0.75 PBIAS -0.01/-1.25 0.07/-1.16-0.43/-1.59-0.36/-1.48 Department of Hydrology and Water Resources Management Strehmel et al. -31-

Sediment Calibration & Validation Calibration towards setup with land management and terraces Calibration/Validation Sediment (monthly) base model model with land management model with terraces model with management & terraces NSE 0.53/-0.60 0.58/-0.32 0.82/0.45 0.81/0.51 KGE -0.13/-0.44-0.07/-0.31 0.78/0.55 0.77/0.59 PBIAS -59.55/-129.14-57.41/-118.88 5.33/-26.87 5.54/-22.25 But: There are different calibration parameter sets showing only slightly lower model efficiencies than the terrace models Equifinality problem Process representation? Department of Hydrology and Water Resources Management Strehmel et al. -32-

Flow Duration Curve (Calibration Phase) Department of Hydrology and Water Resources Management Strehmel et al. -33-

Long-Term Average Annual Sediment Graph Department of Hydrology and Water Resources Management Strehmel et al. -34-

Water Balance on Agricultural Areas Department of Hydrology and Water Resources Management Strehmel et al. -35-

Land Use Distribution in the Xiangxi Catchment Department of Hydrology and Water Resources Management Strehmel et al. -36-

Hydrograph (Calibration Period) Department of Hydrology and Water Resources Management Strehmel et al. -37-