Product Tracking System PTS II Release Notes Release 1.5 External Use

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Product Tracking System PTS II Release Notes Release 1.5 External Use UNITED STATES POSTAL SERVICE DOCUMENT 2013 United States Postal Service USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 1 of 11

Product Tracking System Release 1.5 Version 2 External Release Notes - Preview The United States Postal Service (USPS) Product Tracking System (PTS) Release 1.5 will occur on September 15, 2013. These External Release Notes are prepared to notify you of the changes that were implemented and how they affected the following areas. 1.0 Mailers and Shippers... 3 1.1 Shipping Partner Event File Version 3.0... 3 1.2 Shipping Partner Event Code... 7 1.3 Address Validation... 8 Revision History Name Date Reason For Changes Version Nicole Wilson 7/25/2013 Initial Draft Release 1.5 also reference as Release 13.12.1 Nicole Wilson 9/13/2013 Modify to include Address Validation 2.0 1.0 USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 2 of 11

1.0 Mailers and Shippers The primary focus of PTS Release 1.5 is to implement supporting changes for Shipping Partner and Address Validation system enhancements. The software will be released on Saturday, September 14, 2013, beginning at 11 pm ET and ending Sunday, September 15, 2013 at 2 am ET. The following items will be included in Release 1.5 and are of interest to external users who communicate electronically with USPS by sending electronic files containing package information. 1.1 Shipping Partner Event File Version 3.0 As a result of an industry work group to meet requirements for the Intelligent Mail Package Barcode (IMpb), a solution was developed that allows customers to meet electronic address information early in the supply chain. This solution is called Shipping Partner Event File Version 3.0. Customer must be certified for shipping partners files. An advantage to this option is that it allows customers to track packages while still being handled by the logistics partner. The Shipping Partner Event File Version 3 provides our consolidators with another solution to provide the USPS the Destination ZIP + 4 Code or destination delivery address and our returns provider to provide visibility to the package once the agent picks up the mail piece from USPS through final disposition. Along with the Shipping Partner Event File Version 3.0, a new file layout will be required for the Shipping Partner program which is displayed below (Tables 1 and 2). All customers will be required to use the Intelligent Mailer package barcode (IMpb), a corresponding Shipping Services File (Version 1.6, Version 1.7 or Version 2.0), and to include the Destination ZIP + 4 Code or destination delivery address in a file for all tracking and extra services barcodes to qualify for presort and destination entry pricing. USPS will continue to support version 1.0 and version 2.0 of the Shipping Partner Event File and version 1.0 and version 2.0 of the Shipping Partner Confirmation/Error/Warning data and report formats. Table 1 Shipping Partner Event Version 3.0 Header Record (Fixed Length) Format (Size): A = ASCII text (alpha-numeric); N = Numeric; Number in parenthesis = field size Record Position Field Name 001 002 Shipping Partner Event File Header Record ID Format (Size) Description Example A(2) A two-character system constant, which identifies a Shipping Partner Event File Header Record. EH Content Rules and Limitations EH is required. USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 3 of 11

Table 1 Shipping Partner Event Version 3.0 Header Record (Fixed Length) Format (Size): A = ASCII text (alpha-numeric); N = Numeric; Number in parenthesis = field size Record Position Field Name 003 011 Shipping Partner s Mailer ID Format (Size) Description Example A(9) See Appendix B-1 Header Record Shipping Partner s Mailer ID Field for Definition and Field Positions 912345678 or Content Rules and Limitations Must be the Mailer ID of the consolidator. Can be a six or nine digit MID. If a six digit MID, left justified, trailing spaces. Must be a Valid Mailer ID. 212345 012 026 Shipping Partner Event File Number 027 035 File Record Count 036-038 Extract Version Number A(15) N(9) See Appendix C Event File Number Chart for legacy and IMPB Event File Number Definition and Field Positions. Total number of all records in this file. Count to include Header Record and all Detail Records. N(3) File Version Number 030 Left justified with trailing spaces if applicable. 000001517 Leading zeros required. 030 Entered as: 030 039-039 Direction Indicator A(2) Valid Values: Defined as 99.9 1 Required 1 = Inbound 2 Outbound 040 080 Filler A(31) Filler for future use. Must be spaces. Table 2 Shipping Partner Event Version 3.0 Detail Record (Fixed Length) Format (Size): A = ASCII text (alpha-numeric); N = Numeric; Number in parenthesis = field size Record Position Field Name 001 002 Shipping Partner Event File Detail Record ID Format (Size) Description Example Content Rules and Limitations A(2) Shipping Partner Event Detail Record ED ED is required. ID. USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 4 of 11

Table 2 Shipping Partner Event Version 3.0 Detail Record (Fixed Length) Format (Size): A = ASCII text (alpha-numeric); N = Numeric; Number in parenthesis = field size Record Position Field Name 003 036 Package Identification Code (PIC) <Legacy and IMPB> Format (Size) Description Example Content Rules and Limitations A(34) 910194123331 2000012345 Tracking number used on package. May include routing information and Package Identification Code (PIC). Legacy Barcode 2 digits - Application Identifier Or The PIC must remain unique for 180 days from date of first use. Left justified with trailing spaces if applicable. 2 digits - Service Type Code 9 digits - Mailer ID 927501234567 89123456780 8 digits - Fixed-length sequence number 1 digit - MOD 10 check digit Or Intelligent Mail Package Barcode 937501234561 2345671905 3 digits - 420 5 digits - Routing ZIP Code 4 digits - Routing +4 2 digits - AI (92 or 93) 3 digits - Service Type Code 6 or 9 digits - Mailer ID (MID) If six-digit MID, 10- or 14-digit serial #; If nine-digit MID, 7- or 11-digit serial # 1 digit - check digit 037 038 Event Code N(2) Event Code. 81 Numeric only (0-9). Valid values for inbound are 80, 81, and 82 and 83 Valid values for outbound are 84, 85, 86, and 87 Mailer ID must be a Certified PRS customer. 039 043 Event ZIP Code N(5) 5-digit ZIP Code of event location. 22201 USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 5 of 11

Table 2 Shipping Partner Event Version 3.0 Detail Record (Fixed Length) Format (Size): A = ASCII text (alpha-numeric); N = Numeric; Number in parenthesis = field size Record Position Field Name 044 047 Event ZIP + 4 Format (Size) Description Example Content Rules and Limitations N(4) ZIP + 4 add on of domestic ZIP Code. 2804 Default is spaces, if not available. 048 055 Event Date A(8) Date associated with movement of shipments by shipping partner. 056 061 Event Time A(6) Time associated with movement of shipments by shipping partner. 20030127 Format is YYYYMMDD 131500 Format is HHMMSS (24-hour time format.) 062-070 Client Mailer ID A(9) See Appendix B-2 Detail Record Client Mailer ID Field for Definition and Field Positions. 912345678 Or For client to receive event information, must be filled with the Mailer ID of the client. Can be a six or nine digit MID. If a six digit MID, left justified, trailing spaces. 071-075 Destination ZIP 212345 N(5) Destination 5-digit ZIP Code 22030 Must be 5 digits. Numeric values (0-9) 076-079 Destination ZIP + 4 A(4) Destination ZIP + 4 add on of Domestic ZIP Code 1234 Required, however the Destination Delivery address may be included as an alternative to providing the Destination ZIP+4 Code Numeric value (0-9) Default to spaces 080-081 Destination Delivery Point N(2) Destination Delivery Point completes the 11-digit Delivery Point ZIP Code 02 Numeric values (0-9) only. Default zeroes if not available. 082-129 Destination Delivery Address A(48) Delivery Address of the destination address. 123 Main Street Required, however the Destination ZIP+4 Code may be included as an alternative to providing Destination Delivery Address This field is not be used for the city or state Default is spaces 130-157 City Name A(28) City Name of the destination address. Fairfax Default is spaces 158-159 State A(2) Two Character state code of the destination address VA Default is spaces 160-200 Filler A(41) For future use Spaces are required. USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 6 of 11

1.2 Shipping Partner Event Code The Postal Service has additional Event Codes that allow shipping partners and other mailers to provide our mutual customers with the shipment status of their packages prior to the Postal Service receiving the packages or receiving the Shipping Services file. This added visibility lends assurance that a mail piece is on its way. Shipping partners create a file of event data captured at their facilities and transmit the file to the Postal Service. This event information is then available to our customers on the Track & Confirm Web site, through the USPS mobile application, or the Track/Confirm API. New event codes are described in Table 3 and Table 4. Table 3 New Shipping Partner Event Codes Shipping Partner Event Code Description 83 Tendered to Postal Service Table 4 New Delivery Event Codes Shipping Partner Delivery Description Event Code 84 Arrived Agent Facility 85 Depart Agent Facility 86 Delivered by Agent to Merchant 87 Final Disposition by Agent USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 7 of 11

1.3 Address Validation Address validation will be used to verify accuracy, as well as ensure sufficient levels of address details. The following criteria will be used for the address validation process: 1.3.1 Destination Street Address/City/State, 9-digit destination ZIP Code and 2-digit destination delivery point code 1.3.2 Destination Street Address/City/State and 9-digit destination ZIP Code 1.3.3 Destination Street Address/City/State and 5-digit destination ZIP Code 1.3.4 Label ID with 9-digit routing ZIP Code 1.3.5 9-digit destination ZIP Code 1.3.6 9-digit destination ZIP Code and 2-digit destination delivery point code USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 8 of 11

Appendix B Mailer ID Charts Appendix B-1 Header Record - Shipping Partner s Mailer ID Field Positions Mailer ID 003 004 005 006 007 008 009 010 011 9- Digit MID X X X X X X X X X 6- Digit MID X X X X X X Appendix B-2 Detail Record Client Mailer ID Field Positions Mailer ID 062 063 064 065 066 067 068 069 070 9- Digit MID X X X X X X X X X 6- Digit MID X X X X X X USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 9 of 11

Appendix C Legacy and IMpb Event File Number Chart Legacy barcode 9 Digit Event File Number 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Serial Number (8 digit) X X X X X X X X MOD 10 Check Digit (1 digit) X Filler (6 spaces) X X X X X X Six Digit MID 11 Digit Event File Number 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Serial Number (10 digit) X X X X X X X X X X MOD 10 Check Digit (1 X digit) Filler (4 spaces) X X X X Six Digit MID 15 Digit Event File Number 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Serial Number (14 digit) X X X X X X X X X X X X X X MOD 10 Check Digit (1 X digit) Filler (0 spaces) USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 10 of 11

Appendix C Legacy and IMpb Event File Number Chart - Continued Nine Digit MID 8 Digit Event File Number 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Serial Number (7 digit) X X X X X X X MOD 10 Check Digit (1 X digit) Filler (7 spaces) X X X X X X X Nine Digit MID 12 Digit Event File Number 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Serial Number (11 digit) X X X X X X X X X X X MOD 10 Check Digit (1 X digit) Filler (3 spaces) X X X USPS Product Tracking System Release Notes for Release 1.5 version 2.0 9/15/2013 Page 11 of 11