Ethiopia s R-Package: REDD+ Readiness Progress and Multi-Stakeholder Self-Assessment

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. Ethiopia s R-Package: REDD+ Readiness Progress and Multi-Stakeholder Self-Assessment Yitebitu Moges (PhD), National REDD+ Coordinator, Ministry of Environment, Forest and Climate Change The Forest Carbon Partnership Facility (FCPF) 10th Participants Assembly (PA10) Meeting and 23rd Participants Committee (PC23) Meeting, September 24-29, 2007 Luang Prabang, Laos

Outline 1. National Context of REDD+ 2. REDD+ Milestones 3. Multi-Stakeholder Self-Assessment Process and Results 4. REDD+ Readiness Progress 5. Beyond Readiness: REDD+ Investment Initiatives 6. Conclusions and Way forward

1. National Context of REDD+ REDD+ is embedded within the Climate Resilient Green Economy strategy for promoting sustainable and green development. REDD+ is major instrument for green growth, and is under serious supervision from government of Ethiopia. Vision: The National REDD+ Strategy contributes effectively and to a large part to the CRGE strategy and Ethiopia's NDC greening targets in 2030 (half of the national emission reduction and significant vulnerability reduction), while maximizing national co-benefits (biodiversity, livelihoods, water regulation, etc).

2. REDD+ Milestones

3. Self Assessment Process and Results- Steps followed Ethiopia s readiness self-assessment has followed the following steps: 1. R-Package and Self-assessment Planning Workshop with TWG (May 15-17, 2017) Understand Readiness Assessment Framework of the FCPF by planning team Review of R-package documents (Ghana, Nepal, Costa Rica, and Mexico) Customizing diagnostic questions of FCPF to Ethiopia s circumstances Stocktaking on achievements in readiness (documents, systems established, etc) Identification of stakeholders for the selfassessment workshop (5 groups) 2. Self-Assessment Workshop that was held from June 9-11, 2017-opening by Minister Gemedo (83 participants) Presentation on FCPF Assessment Framework Presentation on REDD+ Readiness Progress Self-Assessment by separate 5 groups 3. R-Package/Self-Assessment Report prepared by Compilation Team drawn from the 5 groups from 18-23 of June 2017

NRS NTWG Region al gov Federa l gov NGO Combi ned 3.Self Assessment Process and Results: Results against 34 criteria Assessment criteria Traffic light 23 Green (1) Accountability and transparency (2) Operating mandate and budget (3) Multi-sector coordination mechanisms and cross-sector collaboration (4) Technical supervision capacity (5) Funds management capacity (6) Feedback and grievance redress mechanism (7) Participation and engagement of key stakeholders (8) Consultation processes (9) Information sharing and accessibility of information (10) Implementation and public disclosure of consultation outcomes (11) Assessment and analysis (12) Prioritization of direct and indirect drivers/ barriers to carbon enhance. (13) Links between drivers/barriers and REDD+ activities (14) Action plans to address natural resource rights, land tenure, governance (15) Implications for forest law and policy (16) Selection and prioritization of REDD+ strategy options (17) Feasibility assessment (18) Implications of strategy options on existing sectoral policies (19) Adoption and implementation of legislation/regulations (20) Guidelines for implementation (21)Benefit sharing mechanism (22) National REDD+ registry and system monitoring REDD+ activities 11 Yellow (23) Analysis of social and environmental safeguard issues (24) REDD+ strategy design with respect to impacts (26) Demonstration of methodology (27)Use of historical data, and adjusted for national circumstances (28) Technical feasibility of the methodological approach, and consistency with UNFCCC/IPCC guidance and guidelines (30) Demonstration of early system implementation (31) Institutional arrangements and capacities (32) Identification of relevant non-carbon aspects, and social and environmental issues (33) Monitoring, reporting and information sharing (34)Institutional arrangements and capacities

NRS NTWG REGIONAL GOV. FEDERAL GOV. NGO COMBINE D 3.Self Assessment Process and Results: Results for nine elements TRAFFIC LIGHT COMPONENT/SUBCOMPONENT 1.Readiness Organization and Consultation 1a.National REDD+ Management Arrangements 1b.Consultation,participation,and Outreach 2.REDD+ Strategy preparation 2a.Assesesment of Land use, Land use Change Drivers, Forest Law, Policy and Governance 2b.REDD+ Strategy Options 8 Green 1 Yellow 2c.Implementation Framework 2d.Social and Environmental Impacts 3.Reference Emissions level/reference Level 4.Monitoring System for Forest and Safeguards 4a.National Forest Monitoring System 4b.Information System for Multiple Benefits, Other Impacts, Governance, and Safeguards

3. Self Assessment Process and Results- MTR and R-Package COMPONENTS SUB-COMPONENTS Progress Status at MTR Progress Status at R- Package 1. Readiness Organization and Consultation 1a. National REDD+ Management Arrangements Green Green 2. REDD+ Strategy Preparation 1b. Consultation, Participation, and Outreach Yellow Green 2a. Assessment of Land Use, Land Use Change Green Green Drivers, Forest Law, Policy and Governance 2b. REDD+ Strategy Options Green Green 2c. Implementation Framework Yellow Yellow 2d. Social and Environmental Impacts Yellow Green 3. Reference Emissions Level/Reference Levels Yellow Green 4. Monitoring Systems for Forests, and Safeguards 4a. National Forest Monitoring System Yellow Green 4b. Information System for Multiple Benefits, Other Impacts, Governance, and Safeguards Yellow Green

4. REDD+ Readiness Progress: Overview REDD+ management arrangements established and made operational REDD+ awareness raising and consultations using workshops and different media (350,000 people) National REDD+ strategy final draft prepared and consulted with stakeholders 4 REDD+ safeguards instruments prepared (SESA, ESMF, RPF and PF) Design of National FMS/MRV system in advanced stage: MRV unit established and made operational at national level (NFI and mapping) Forest Reference Level set and technically verified and published by UNFCCC REDD+ READINESS AND REDD+ INVESTMENT ACTIVITIES GOING IN PARALLEL 1/CP.16 15/CP.19 12/CP.17 12/CP.19 4 Elements of REDD+ Readiness National Strategy or Action Plan SIS (safeguards) NFMS/MRV FREL/FRL 4/CP.15 11/CP.19 4/CP.15 12/CP.17 13/CP.19 Ethiopia is advanced in creating a robust national framework to support REDD+ investment and performance based payments for quantifiable forest emissions reductions or removals.

4. REDD+ Readiness Progress: Readiness Organization and Participation Active and functional REDD+ management arrangement Meetings and workshops used for awareness raising to about 350,000 people and mass media for millions Strong technical supervision and fund management capacity created (47 staff at REDD+ Secretariat and regional offices) Fund mobilization for readiness and investment successful Online communications (website and blog): www.ethiopiaredplus.gov.et and www.reddplusethiopia.wordpress.com Next steps: Strengthening multi-stakeholder coordination Increased engagement of local communities

4. REDD+ Readiness Progress: Preparation of REDD+ Strategy The national REDD+ strategy has been prepared (final draft) based on technical, spatial, legal and institutional analyses. In-depth analysis of drivers of deforestation and forest degradation (2 studies): Agricultural expansion and biomass fuel as main drivers Analysis of legal and institutional frameworks for REDD+ implementation (2 studies): Forest proclamation, land use policy initiative, institutions at regional and lower levels Spatial analysis: 54% of emissions in lowland forests (dialogue with agri. Investment) and 46% in SW Forest Block (RIP FOCUS) 4 Safeguards instruments prepared and cleared by the World Bank. Strategic Environmental and Social Assessment (SESA) Environmental and Social Management Framework (ESMF) Resettlement Policy Framework (RPF) Process Framework (PF) Next Steps: Implementation framework: REDD+ registry, BSM scheme, SIS, Fund Management, National REDD+ Implementation Guideline (work on progress)- OFLP PIM completed; OFLP BSM advanced stage. Formal endorsement of REDD+ strategy by government in October 2017 and mainstreaming by the National Planning Commission from next FY. Forest proclamation endorsed by Cabinet of Ministers, posed for rectification by parliament September/October 2017. EIA institutional arrangement under discussion.

4. REDD+ Readiness Progress: Setting the Forest Reference Level Forest reference level/forest reference emissions level set and verified by UNFCCC technical assessment process (for deforestation and A/R): Scale: National AD: Spatial analysis compliant with IPCC G/G EF: Based on NFI data Scope/Activities: Deforestation & Afforestation Pools: AGB, BGB, deadwood Gases: CO 2 only National FREL/FRL and TAR of UNFCCC are published on UNFCCC website at: http://redd.unfccc.int/submissions.html?country=eth Downscaling of Regional FRLs for 4 major forest states Next Steps: Methodology for forest degradation Capacity building at subnational levels. Proposed FREL (in t CO 2 eq/year) Proposed FRL (in t CO 2 eq/year) 17,978,735 4,789,935

4. REDD+ Readiness Progress: Designing MRV/NFM System NFMS/MRV system has been designed and made operational at federal level (MRV lab, staffing, protocols, etc) Designed system (methodologies/protocols, hardware and software) used to set Forest Reference Level National Forest Inventory has been conducted using the designed NFMS Institutional set-up has been defined, hiring of key positions done at federal and going at regional level Establishing MRV Labs at regional level going on (procurement of equipment finalized, staffing going on) Next Steps: MRV system to be tested on OFLP Integrating SIS, REDD+ registry, web-portal with the MRV system Regional MRV Labs and capacity building

5. Beyond Readiness: REDD+ Investment activities Two major REDD+ investment activities: (1) Oromia Forested Landscape Program (OFLP) First of its kind in the world, jurisdictional, now in implementation phase (18 Million USD for investment grant (signed in March 2017). Additionally, 50 million USD is pledged through the BioCF for RBPs- ERPA discussion going on now. OFLP is only one under implementation among the 4 ERP international initiatives by ISFL. (2) REDD+ Investment Program (RIP) supported through Ethio- Norway Bilateral REDD+ Partnership Agreement signed in August 2013-partnership continues until 2030. 10 million USD grant for investment on A/R is being implemented (2016-2019)- RBP for readiness milestones. 80 million USD for transformation phase (signed with GoE in July 2017) for investment on forest conservation and forest restoration (until 2020). Additional, 20 million USD for international TA.

6. Conclusions and Way forward In readiness, Ethiopia is advanced in creating a robust national framework to support REDD+ investment and performance based payments for quantifiable forest emissions reductions or removals Remaining few readiness activities are planned to be completed until June 2018 Ethiopia has been committed and active, and secured some investment support from the World Bank and Norway (e.g., OFLP, RIP) Ethiopia anticipates the endorsement of its R-Package by the FCPF PC to move to the next phase of REDD+ at scale given the green strategy s high dependence on investment in forestry.

Acknowledgements Royal Government of Norway UK Government

Thank you for listening 9/20/2017