EUROPEAN COMMISSION. Swiss Agency for Development and Cooperation SDC

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EUROPEAN COMMISSION Swiss Agency for Development and Cooperation SDC 1

PHASE Defining famine - The IPC Phases SUMMARY DESCRIPTION GENERALLY FOOD SECURE BORDERLINE FOOD INSECURE ACUTE FOOD AND LIVELIHOOD CRISIS HUMANITARIAN EMERGENCY FAMINE More than 80% of households can meet basic food needs without atypical coping strategies. For at least 20 percent of households, food consumption is reduced but minimally adequate without having to engage in irreversible coping strategies. These households cannot fully meet livelihoods protection needs. At least 20 percent of households have significant food consumption gaps OR are marginally able to meet minimum food needs only with irreversible coping strategies such as liquidating livelihood assets. Levels of acute malnutrition are high and above normal. At least 20 percent of households face extreme food consumption gaps, resulting in very high levels of acute malnutrition and excess mortality; OR HH households face an extreme loss of livelihood assets that will likely lead to food consumption gaps. At least 20 percent of households face extreme food deficits and starvation, death, and destitution are evident ; and acute malnutrition prevalence exceeds 30% ; and mortality rates exceed 2/10000/day 2

Defining famine Using the IPC, evidence of three specific outcomes is required for a famine declaration: (1) at least 20% face extreme food deficits and have very limited ability to cope; (2) Global acute malnutrition prevalence must exceed 30%; and (3) Crude death rates must exceed 2/10,000/day. In a famine, destitution, disease outbreaks, large-scale displacement, and social collapse are evident. 3

Data collection and validation process 16 nutrition/mortality surveys were conducted during August results have been received for 8 surveys, 8 surveys are ongoing or finalizing data entry. All surveys used SMART methodology for anthropometry and are statistically representative. Of the 8 sets of survey results received, 6 have been verified and endorsed by CDC as of this morning. The level of the current crisis suggested by survey data has been triangulated with extensive information from the recent post-gu assessment and with information from partners on the ground. Consensus among key UN partners was reached regarding survey findings and famine classification. 4

CURRENT CONDITIONS AND OUTCOMES 5

Evidence of substantial constraints to food availability Regions Gu 2011 Production in MT Maize Sorghu m Total Cereal Gu 2011 Production Historical Comparison % of Gu 2010 % of 5 year average (2006-2010) % of Gu PWA (1995-2010) Bakool 100 300 400 9% 29% 17% Bay 400 7, 100 7, 500 10% 20% 19% Gedo 700 0 700 11% 26% 13% Hiraan 300 300 600 90% 45% 18% Juba Dhexe (Middle) 600 0 600 5% 7% 6% Juba Hoose (Lower) 300 0 300 6% 11% 6% Shabelle Dhexe (Middle) 2, 500 900 3, 400 16% 28% 22% Shabelle Hoose (Lower) 18, 300 4, 800 23, 100 35% 47% 37% Total 23, 200 13, 400 36, 600 19% 32% 26% Source: FSNAU 6

Evidence of substantial constraints to food availability Calendar year cereal harvests in southern Somalia (1996-2011) compared to average Source: FSNAU 7

Evidence of substantial constraints to food access Daily wage:cereal Terms of Trade Local quality goat:cereal Terms of Trade Source: FSNAU/FEWS NET 8

Evidence of substantial constraints to food access Location Proportion of HH classified as poor Sources of food for poor households Relative importance of food source (% of minimum food basket in the baseline year) Change in 2010/11 compared to baseline year Likely impact on Aug/Sept 2011 food access Bakool Agropastoral 40% Own crop production 25% Purchases funded by wage labor Purchases funded by livestock sales 25% 25% 88% decline in crop production 57% decline in wage:sorghum ToT 76% decline in goat:sorghum ToT Poor households only able to access 40-50 percent of food needed for survival Other 25% Net decline likely Bay Agropastoral High Potential 35% Own crop production 60% Purchases funded by wage labor 10% 80% decline in crop production 82% decline in wage:sorghum ToT Other 30% Net decline likely Poor households only able to access 40-50 percent of food needed for survival Lower Shabelle Riverine 38% Own crop production 75% Purchases funded by crop sales Purchases funded by wage labor 64% decline in crop production 15% 10% 46% decline in wage:maize ToT Poor households only able to access 40-50 percent of food needed for survival 9

Evidence of substantial constraints to food access Large areas of southern Somalia are seasonably dry and in those areas where pasture does exist, its availability is far belowaverage. These poor pastoral conditions have resulted in atypical migration of men and camels towards Lower Shabelle (where pasture is more available due to average to above-average Hagaa rains) and Ethiopia. Temporally smoothed emodis 250m NDVI (August 16-25, 2011) Below average vegetation Thus, even in areas where household camel holdings are near baseline, food access remains very limited for household members who have stayed behind in areas of origin. Atypical migration 10

Evidence of GAM prevalence >30 percent Region Survey date Livelihood GAM prevalence SAM Prevalence Lower Shabelle July 2011 Riverine 28.7% (24.4 33.5 95% CI) 14.2% (11.6 17.3 95% CI) Agpast./Past 40.6% (34.6 46.8 95% CI) 20.9% (16.2 26.595% CI) Middle Shabelle July 2011 Riverine 19.6% (16.4 23.2 95% CI) 8.2% (5.7 11.6 95% CI) Agpast. 35.3% (24.9 47.3 95% CI) 17.1% (10.3 27.1 95% CI) Bay August 2011 Agpast. 58.3% (52.1-64.2 95% CI) 22.1 % (18.2-26.5 95% CI) Bakool August 2011 Agpast. 41.1% (35.1 47.4 95% CI) 13.1% (10.5 16.2 95% CI) July 2011 Pastoral 55.9% (50.6 61.2 95% CI) 20.4% (15.2 26.7 95% CI) Middle/Lower Juba August 2011 Gedo August 2011 Hiran July 2011 Riverine 39.6% (35.4-43.9 95% CI) 19.0% (15.7-22.7 95% CI) Agpast. 34.4% (29.8-39.2 95% CI) 14.2 % (11.5-17.4 95% CI) Pastoral 31.2% (26.1-36.7 95% CI) 12.8 % (9.9-16.4 95% CI) Riverine* 39.4% (33.1 46.0 95% CI) 20.2% (16.4 24.7 95% CI) Agpast.* 27.2 % (22.8-32.2 95% CI) 12.9 % (10.1-16.3 95% CI) Pastoral 32.9 % (27.9-38.3 95% CI) 17.7 % (14.4-21.6 95% CI) Riverine 20.7% (18.4 23.2 95% CI) 9.1% (7.2 11.5 95% CI) Agpast. 43.2% (37.7 48.9 95% CI) 12.8% (10.5 15.6 95% CI) Pastoral 27.3% (24.2 30.6 95% CI) 16.3% (13.4 19.6 95% CI) Afgoye July 2011 IDP 40.7% (34.5 47.2 95% CI) 17.7% (13.4 22.9 95% CI) Mogadishu July 2011 IDP 39.4% (32.4 46.9 95% CI) 15.3% (11.6 19.8 95% CI) 11

Evidence of famine-level mortality Region Survey date Livelihood CDR U5DR Lower Shabelle July 2011 Riverine 6.12 (4.3 7.93) 20.3 (13.0 27.6) Agpast./Past 4.29 (3.1 5.46) 13.2 (8.7 17.7) Middle Shabelle July 2011 Riverine 1.72 (1.14 2.3) 5.29 (3.78 6.82) Agpast. 2.3 (1.6 2.9) 7.0 (4.8 9.2) Bay August 2011 Agpast. 2.15 (1.5-2.8) 6.16 (3.91-8.40) Bakool August 2011 Agpast. 2.11 (1.4-2.83) 5.18 (3.06-7.3) July 2011 Pastoral 1.94 (1.44 2.43) 5.3 (4.02 6.59) Middle/Lower Juba August 2011 Riverine 1.76 (1.20-2.32) 4.22 (2.56-5.87) Agpast. 1.82 (1.23-2.41) 4.62 (2.87-6.37) Pastoral 1.25 (0.77-1.73) 2.61 (1.32-3.88) Gedo July 2011 (August data unusable) Riverine 1.62 (1.00 2.25) 6.20 (4.21 8.19) Agpast. 1.68 (1.08 2.28) 5.42 (3.80 7.04) Pastoral 1.21 (0.64 1.78) 6.06 (4.39 7.74) Hiran July 2011 Riverine 1.41 (0.86 1.96) 4.2 (3.15 5.26) Agpast. 1.5 (0.9 2.1) 4.32 (3.1 5.5) Pastoral 1.76 (1.22 2.3) 4.41 (3.28 5.53) Afgoye July 2011 IDP 4.33 (3.39 5.26) 13.21 (9.6 16.82) Mogadishu July 2011 IDP 4.37 (3.42 5.32) 15.04 (10.8 19.2) 12

Displacement Additional evidence to support a famine declaration From January 1.8 million have been displaced from Jan 2011 (UNHCR) - 89% due to drought Although the numbers of overall population displacement have reduced since June & July, 1,000 1,200 people per day are still arriving Kenya s Dadaab camps with 250 people per day arriving in Dollo Ado camp in Ethiopia and substantial new flows into Gode. Health Increases in confirmed measles in Mogadishu and other regions of Somalia 53% increase in AWD cases in Kismayo in the last week to 635 cases, increases also reported in cholera cases in Mogadishu. 13

Current food security classification Somalia as of September 2, 2011 Number of people in crisis nationwide (AFLC, HE, and Famine): 4.0 million, compared to 3.7 million in July 2011 and 2.85 million in June 2011. 3.0 million are in the south. Number in need of lifesaving assistance nationwide: (HE and Famine): 3.3 million Number in need of lifesaving assistance in southern Somalia (HE and Famine): 2.6 million compared to 1.75 million in June 2011. Number of people in famine : 750,000. 25-75 percent of poor agropastoral households in Gedo and Juba and pastoral households in Bakool face famine level of food deficits. 14

Current food security classification East Africa as of September 2, 2011 Country Somalia Ethiopia Kenya Food insecure population 4.0 million 4.95 million (including 450,000 refugees) 4.15 million (including 402,000 refugees) Sudan 4 million South Sudan 1.5 million Uganda 169,000 Djibouti 140,000 (including 20,000 refugees) TOTAL 18.91 million 15

MOST-LIKELY PROJECTION 16

Drivers of rainfall in the eastern Horn Average Sea-surface Temperature Anomalies (August 20-24, 2011) The Indian Ocean Dipole is expected to dissipate by late 2011 IOD A mild/moderate La Nina is expected to reemerge by late 2011 Nino 3.4 Source: NOAA and ECMWF 17

Oct-Dec seasonal rainfall forecast Sept. Nov. 2011 Oct. Dec. 2011 Nov. 2011 Jan. 2012 Dec. 2012 Feb. 2012 Source: ECMWF 1. In the most-likely scenario the Oct-Dec rains are expected to start on time and overall season totals are expected to be average, though rains during the second half of the season are likely to be less favorable. 2. The consensus regional seasonal rainfall outlook will be provided by 3 rd. Sept, and national forecasts for Ethiopia and Kenya are expected the following week. Both will provide more details/an update on these preliminary indications. 18

Impact of changing Thai rice policy Daily Rice Option Prices November Delivery 22% increase since early July Source: Chicago Board of Trade 19

Likely price movement in southern Somalia (Sep-Dec 2011) Staple cereal prices and projections - Baidoa Staple cereal prices and projections - Qorioley 20

Crop and livestock assumptions September Hagaa cereal harvests in Middle Juba and Lower Shabelle will be below-average but will improve stocks compared to current levels Significant presence of able-bodied people in Bay region for planting. Oct-Dec labor supply and demand are expected to vary significantly by region, but high cereal prices will keep wage:cereal ToT far below average. Pastoralists in southern and central regions will return to typical wetseason grazing areas by late October. Milk availability will improve for shoats and camels, but remain average to below-average due to reduced conceptions over the past year. Cattle milk availability will remain very limited. 21

Additional assumptions for the Most-likely scenario Distress migration flows to Ethiopia, Kenya, Central regions, and Mogadishu will stabilize or decline because of response and the start of the cropping season. Above-average malaria mortality risk with the onset of October rains. Continued measles outbreaks. Food access response is projected at current levels Relatively better: Northern Gedo, Northern Bakool, Juba, Mogadishu, Hiran, localized areas of the Shabelles Very limited: Bay, Southern Bakool, much of Lower Shabelle including Afgoye 22

Most likely food security outcomes (Oct Dec 2011) Agropastoral areas of Gedo, Juba, Hiran and Middle Shabelle, riverine areas of Gedo and Juba, and pastoral Bakool are likely to deteriorate to famine. Some improvement expected in pastoral Gedo, Juba, and Bakool due to impacts of Deyr season and the return of camel herds. 23

Most likely food security outcomes East Africa Oct-Dec 2011 Improvements are expected in southern Ethiopia and Kenya, largely due to the impact of the Ocotber to December rains and response. Outcomes are also expected to improve in the Dadaab and Dolo Ado Camps but these areas will likely remain in Phase 4 Emergency 24

Events which would further exacerbate the famine Deyr season starts normally but overall totals are up to 50mm below average due to a poor second half of the season. Limited return of farmers to Bay region for planting International rice prices increase up to 50 percent by November. Uncontrolled malaria or measles outbreaks Humanitarian access deteriorates, including Mogadishu Implications: Poor January crop harvests, further reductions in purchasing power, persistence of famine beyond the 2012 deyr harvest 25

Next Steps UN Resident Coordinator press conference September 5 th on behalf of the Humanitarian Country Team Simultaneous joint press release by FSNAU/FEWS NET. Continued joint FEWS NET/FSNAU dekadal reporting. Updated nutrition/mortality data for Hiran, Middle Shabelle, Mogadishu and Afgoye IDPs, as well as a rapid assessment data for Kismayo, available by September 9 th. Off-season harvests and dry season impact assessment in September/October 2011. Continued nutrition/mortality surveys across the south. Current and projected analysis will be updated in October 26

Key Messages 1. In addition to the five areas where famine has already been declared: All of Bay region has now met the three famine criteria. 25-75 percent of poor agropastoral households in Gedo and Juba and pastoral households in Bakool face famine level of food deficits. 2. Concerns persist regarding pastoral populations in northeast and northwest, agropastoralists in the Cowpea Belt of central, and coastal livelihoods of central where half of pastoralists have lost all livestock and are destitute. 3. Food security outcomes have improved for camel pastoralists in Gedo and Juba, and pastoralists in the Addun and Hawd zones of Central/Northern regions 4. In total 4.0 million people are in crisis nationwide (Phase 3, 4, 5), of which 3.0 million are in the south. 750,000 people are experiencing famine-level outcomes 5. Despite, a large-scale increase in humanitarian response, evidence suggests that food security in agropastoral and riverine areas of the south will deteriorate further over the coming four months. Famine is considered likely by Dec 2011 in agropastoral and riverine areas of Gedo and Juba, and agropastoral of Middle Shabelle and Hiran. 27