TAILORING THE RHEOLOGY OF AQUEOUS ACRYLIC PSA-DISPERSIONS

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TAILORING THE RHEOLOGY OF AQUEOUS ACRYLIC PSA-DISPERSIONS Dr. Norbert Willenbacher, Dr. Lars Börger and Dr. Dieter Urban, Polymer Research, BASF Aktiengesellschaft, 67056 Ludwigshafen, Germany INTRODUCTION Successful aqueous PSA dispersions combine outstanding adhesive properties like tack, peel strength and shear resistance with excellent defect free coating properties. Cost effective production of adhesive tapes, labels or foils demands ever increasing machine speeds. A careful control of dispersion rheology in a wide shear rate range is mandatory for a good runnability and coating quality. Typical shear rates relevant for different aspects of the coating process are displayed in Fig. 1, see also [1]. A well balanced viscosity level at shear rates below 1 s -1 is necessary to provide excellent levelling and minimized dewetting simultaneously. The viscosity at intermediate shear rates between 10 and 10 3 s -1 determines not only the stir- and pumpability but also the transfer to the roll or cylinder. The highest shear rates occur at the coating head. On a curtain coater typical shear rates are between 10 2 and 10 4 s -1. In gravure coating systems shear rates of more than 10 5 s -1 are reached. Line speeds of up to 1500 m/min are stateof-the-art today, corresponding to shear rates even up to 10 6 s -1. The challenge is always to minimize the high shear viscosity while at the same time the solids content should be as high as possible to reduce drying time and energy consumption, i.e. cost. Well established rotational rheometry techniques cover the regime of low and intermediate shear rates but do not provide information about shear rates beyond 10 3 s -1, and in general, extrapolation of rotational rheometry data to the high shear regime fails. Thus, capillary viscometry has to be used to determine the rheological behavior of PSA dispersions in the high shear regime. In the first part of the paper, the basics of this technique and appropriate data treatment to extract reliable information from the raw data especially at very high shear rates are discussed and their applicability to typical PSA dispersions is addressed. In the second part of the paper we will discuss how to tailor the rheological behavior of PSA dispersions in the whole shear rate range relevant for the coating process. This strategy is based on a careful choice of the size distribution of the dispersed polymer particles. The phenomenon of shear thickening which occurs in almost all dispersions at high enough particle loading and shear rates will be especially addressed. EXPERIMENTAL Samples A series of model PSA dispersions widely differing in their particle size distribution has served as basis for the investigations presented here. The dispersions have been obtained from standard emulsion polymerization. The chemical composition of the polymer particles is always straight acrylic with a Tg of -40 C and a particle density of ρ part = 1010 kg/m 3. Particle size distributions have been obtained using analytical ultracentrifugation [2]. Results are summarized in Tab. 1 and Fig. 2.

Rheological Measurements Viscosity measurements in the shear rate range from 10-2 up to 10 3 s -1 were done with a controlled stress rotational rheometer Physica MCR 300 (Physica Messtechnik GmbH, Germany) equipped with a concentric cylinder sample cell (gap width 1.15 mm). Viscosity data in the shear rate range from 10 3 up to 2 10 6 s -1 have been obtained using a commercial piston driven capillary viscometer Rosand RH 2000 (Bohlin Instruments GmbH, Germany) equipped with a 300 bar pressure transducer and home-made stainless steel capillaries of different length and radius. A schematic drawing is given in Fig. 3a. The basic principles and a detailed discussion of the data treatment in capillary rheometry can be found e.g. in [3]. In the Appendix the basic ideas and equations are summarized briefly with special focus on an accurate determination of the entrance flow effects (see Fig. 3b), especially relevant at very high shear rates beyond 10 5 s -1. Recommendations For Accurate Viscosity Measurements At Very High Shear Rates The relevance of a careful correction of the entrance effects in capillary rheometry is demonstrated here for a typical aqueous PSA dispersion. In Fig 4 apparent viscosity data calculated from the measured pressure without any corrections are compared to the respective data with the full Bagley correction (as mentioned in the Appendix, measurements with three capillaries of different L/R are necessary for this procedure) and those corrected according to Hagenbach-Couette (Eq. 6 of the Appendix). Fig. 4a shows the data for a short capillary (L/R = 14.8), Fig. 4b those for a long capillary (L/R = 93.3). For the short capillary the uncorrected viscosity increases strongly with increasing shear rate and is much larger than the true Bagley corrected data, thus indicating that the recorded pressure is strongly dominated by the entrance pressure losses. The Bagley correction gives reliable viscosity data up to shear rates of about 2. 10 6 s -1, going beyond this limit does not make much sense, since the error in p laminar which determines η is large as it is the difference between the two almost equal, large quantities p measured and p c. For the long capillary with L/R = 93.3 the contribution of p c is small and even for the highest shear rates it is not more than about a 10% correction. Therefore, in many cases this correction may be neglected at all and the viscosity can be determined from a single measurement. This is especially true if the viscosity of the dispersion is higher than for the example chosen here. The maximum accessible shear rate for the long capillary is usually set by the upper limit of the pressure transducer, i.e. by the sample viscosity and for typical PSA dispersions it is around 10 6 s -1. Striving for even higher shear rates may also be limited by the onset of turbulent flow as briefly outlined in the Appendix. Finally, it should be noted, that for both capillaries the HC-correction overestimates p c as expected for such shear-thinning fluids and is not at all appropriate for a correct viscosity determination.

CONTROLLING VISCOSITY BY PARTICLE SIZE AND PARTICLE LOADING Monomodal Dispersions Rheological properties of dispersions or suspensions are strongly coupled to the volume occupied by the particles. The particle volume fraction ϕ is related to the solids content s.c. as well as to the density of the particles and the continuous phase, ρ part and ρ cont, respectively: s.c. ρ cont ϕ = s.c. ρcont + ( 1 s. c.) ρ (1) part Viscosity curves for a monomodal dispersion with 280 nm particle diameter are shown in Fig. 5a. Volume fraction ϕ was increased from 45% up to 61.5% which is close to the maximum packing fraction of 63% (for random close packing) at which the low shear viscosity of such suspensions goes to infinity [4]. As expected, viscosity increases remarkably with increasing particle loading. But for all ϕ investigated here a pronounced shear thinning is observed in the range from low to intermediate shear rates. At concentrations below 53% the viscosity decay starts from a constant viscosity value, the so-called zeroshear viscosity η 0 (usually reached at shear rates below 1 s -1 ). At higher concentrations the degree of shear thinning is even more pronounced and η decays monotonically in a wide shear rate range. For the highest particle concentration ϕ=61.5% the viscosity drops by three orders of magnitude when increasing the shear rate from 10-1 s -1 to 10 4 s -1. At high shear rates η seems to run into a plateau value usually called η, but at volume fractions above 53% it increases again as the shear rate is further raised. This behavior is termed shear thickening. The viscosity then goes through a maximum η m at a critical shear rate γ& m and finally decays again until the limits of capillary rheometry are reached, where an accurate viscosity determination is disturbed by secondary flow phenomena like flow instabilities and turbulence (see Appendix). The critical shear rate γ& m is shifted to higher values as ϕ decreases until the viscosity maximum vanishes around ϕ = 53%. This is similar to what has been observed for many other shear thickening suspensions according to a review of Barnes [5]. In Fig. 5b we compare the viscosity curve of the dispersion discussed in the previous section with another monomodal dispersion with about half the particle diameter but the same particle loading. Obviously, the low shear viscosity is much higher for the small particle suspension. This is due to the reduced mean particle separation, which gives rise to stronger repulsive interactions among the particles resisting the applied shear force. The high shear limiting value η is independent of particle size, since it is dominated by hydrodynamic interactions. Shear thickening is not observed for the small particles, probably its onset is shifted to shear rates outside our experimental window. This will be discussed in more detail below. Viscosity of Bimodal Dispersions It is well known for many years that the viscosity of suspensions can be drastically reduced by mixing particles of different sizes [6,7]. The reason is that a mixture of two particle species can be packed much more effectively than any monomodal suspension, because the voids between the large particles are filled with small ones. In the following section we will discuss this topic in more detail. First, we demonstrate the effect of particle loading on the viscosity for a bimodal system with d small = 130 nm, d large = 560 nm and a small particle volume fraction of 30% (see Fig. 6). The shape of the viscosity curves is

very similar to those of the monomodal system but the absolute values are much lower if compared at constant ϕ. Low shear viscosity is again much more reduced than the high shear viscosity and the shear thickening is shifted to higher shear rates upon dilution until it is totally supressed for ϕ below 53%. The viscosity maximum in the shear thickening region is more pronounced here than for the monomodal system. The reason is the strong dependence of the shear thickening phenomenon on particle size, which will be discussed in more detail below. Mixing Ratio The mixing ratio has a strong effect on the viscosity, this is demonstrated for a series of mixtures of the above mentioned monomodal dispersions. In Fig. 7 we compare the viscosity of the mixtures at different shear rates as a function of the small particle volume fraction. For better comparison the data are normalized by the respective viscosity value for the small particle suspension. At low shear rates (here γ& =1 s -1 ) the viscosity drops drastically and reaches a broad minimum when about 20-30 vol% of small particles are added to a suspension of large ones. The viscosity of these mixtures is only half that of the large particle suspension and is about one decade lower than that of the small particle system. These findings are in good quantitative accordance with data reported in the literature for a large number of very different colloidal and non-colloidal suspensions [6,7,8,9,10]. The effect diminishes as the particle loading decreases and is hardly observable for ϕ < 50%. Similar results are found at γ& = 10 3 s -1, but the viscosity minimum is much shallower here. Finally, at γ& = 10 5 s -1 the viscosity is almost the same for all mixtures and it is only about 10-15% below that of the monomodal small particle dispersion. At this shear rate the large particle suspension has the highest viscosity due to the shear thickening effect. Size Ratio Besides the mixing ratio the size ratio σ = d large /d small is essential for the viscosity of bimodal dispersions. For suspensions of large glass beads it has been reported that the viscosity reduction increases with increasing size ratio [7]. In a recent study on aqueous polymer dispersions it was demonstrated, that this is not striktly valid for colloidal suspensions [8]. The reason is, that the colloidal repulsive forces among the particles are getting more and more important as the particle size decreases. Correspondingly, for a given mass fraction the effective volume fraction which takes into account the excluded volume around each particle which is not accessible by the others due to the repulsive interaction increases as the particle size decreases and in turn the viscosity of the mixture also increases. These colloidal interactions contribute significantly to the viscosity at diameters below 150-200 nm for typical commercial dispersions. On the other hand, from technical point of view a particle diameter of 700-800 nm is the upper size limit at which aqueous polymer dispersions can be polymerized with a reasonable time-space yield. Thus the optimum size ratio for a low viscosity dispersion is about 4.5. This is documented in Fig. 8 where the viscosity curves of two bimodal dispersions with total volume fraction of 61% and a small particle fraction of about 30% but with different size ratio σ = 4.5 and σ = 2 are compared. At low to intermediate shear rates the dispersion with a larger σ has a much lower viscosity, whereas in the high shear and especially the shear thickening region the viscosity curves approach each other. At a shear rate of 1 s -1 the viscosity is about an order of magnitude lower for the dispersion with ratio σ = 4.5, while the viscosity ratio reduces to a factor of 2 at 500.000 s -1.

Multimodal Dispersions PSA dispersion rheology can be further optimized by broadening the particle size distribution, i.e. by introducing additional particle species. This gets clear from the data presented in Figs. 8 and 9. In Fig. 8 viscosity curves for mono-, bi-, and multimodal dispersions with ϕ = 61% are compared. Fig. 9 shows data for two bimodal dispersions with similar size ratio but different small particle fraction and a multimodal system now at ϕ = 69%. Both data sets show that the additional particle species further lower the low shear viscosity thus providing additional benefits e.g. for the handling of the dispersions, while beyond 10 3 s -1 η is almost unaffected. In conclusion, the rheology profile of a PSA dispersion can be tailored towards a "near- Newtonian" flow behavior by broadening the size distribution at a high level of solids content or particle volume fraction without additional thickener. Shear Thickening The phenomenon of shear thickening is related to the formation of clusters of particles moving collectively along the streamlines. These so-called hydroclusters form when hydrodynamic forces are strong enough and act long enough to bring the particles into close contact. They immobilize part of the aqueous phase and thus increase the viscosity. This phenomenon is reversible since the particles are still separated by a thin lubrication layer of solvent and the clusters decay as soon as the flow field ceases [11]. The onset of shear thickening shifts to higher shear rates when the particle size decreases. Barnes [5] has reported that the corresponding critical shear rate scales as 1/d 2. This phenomenological finding is based on the evaluation of a large set of data including suspension of very different types of particles suspended in different media and covering a broad size range from 0.01 to 100 µm. In a more recent study on a homologous series of colloidal so-called hard sphere silica suspensions covering the size range from 0.1 to 1 µm it was found that the phenomenon is controlled by a critical shear stress τ c ~ 1/d 2 and not by shear rate [12]. Here we have investigated how the location γ& m of the viscosity maximum in the shear thickening region is related to the mean particle size and in Fig. 10 γ& m is plotted versus the volume averaged mean particle diamter d m for a set of 15 bi- and multi dispersions including those listed in Tab. 1. Obviously, γ& m scales proportional to 1/d 2. This seems to agree well with the results summarized in [5], although we have to keep in mind, that the diameter range for the data set investigated here is relatively small 1. In conclusion, shear thickening can be avoided or at least shifted to shear rates beyond the range which is relevant for technical coating processes by lowering the average particle size. Another approach to supress shear thickening would be to increase the repulsive forces among the particles as proposed e.g. by Maranzano and Wagner [12]. But in both cases the prize to pay is a strong increase in the viscosity at low and intermediate shear rates, and this is probably not appropriate for commercial PSA dispersions which have to exhibit a well-balanced viscosity profile over a wide range of shear rates. 1 In contrast to the findings reported in [12] the corresponding shear stress τ m = η m γ& m does not vary very much here.

CONCLUSION The rheological properties of aqueous PSA dispersions has to be well-balanced over a wide shear rate range in order to meet the requirements of modern coating processes. Low shear viscosity can be characterized by rotational rheometry, whereas viscosty data at shear rates beyond 10 3 s -1 can only be obtained by capillary viscometry. At shear rates even higher than 10 5 s -1 a careful treatment of secondary flow effects like entrance pressure losses is mandatory. At least a bimodal particle size distribution is necessary to achieve a low viscosity level at high particle loading beyond 55 vol%. The optimum size ratio of large to small particles is between 4 to 5 and the fraction of small particles should be around 25 vol%. The low shear viscosity can be further reduced by introducing additional particle species, which leave the high shear viscosity almost unaffected. Shear thickening is always present at high enough shear rates and particle volume fractions. The shear rate range in which it occurs strongly depends on particle size and can be shifted to higher shear rates by decreasing the average particle diameter. PSA dispersions with a broad particle size distribution in the range from 150 to 800 nm thus can provide a "near-newtonian" flow profile at a high solids content and without addition of thickener. APPENDIX Basic Equations of Capillary Rheometry The volumetric flow rate Q through the capillary is controlled by the velocity of the piston and is related to the apparent shear rate &γ a according to 4Q γ& a = (2) 3 π R The shear stress τ at the capillary wall is related to the pressure drop inside the capillary p laminar = p measured - p c by p laminar τ = (3) 2 L / R where p c accounts for additional pressure losses at the entrance of the capillary, which have to be subtracted from the total pressure given by the transducer 2 in order to get the true shear stress driving the viscous flow in the capillary. The apparent viscosity η a is then defined as τ η a = (4) & γ a and finally, the true viscosity η ( &γ ) is obtained by a simple re-scaling of the shear rate: η ( γ& ) = η a (γ& a ) for γ& = 0.83γ& a (5) This approximation does not differ significantly from the mathematically exact Rabinowitsch-Weissenberg correction [3]. 2 In our set-up the transducer is mounted about 20 mm above the entrance of the capillary

Especially at shear rates beyond 10 5 s -1 an accurate correction of the entrance pressure losses is mandatory to get the true dispersion viscosity. For the low viscosity fluids considered here, viscous contributions to the entrance flow can be neglected [3a]. Then p c is mainly determined by three effects: acceleration of the fluid from about zero velocity in the reservoir to the mean velocity in the capillary contraction of stream lines at the entrance of the capillary deformation of the flow field from a plug flow within the reservoir to a parabolic flow profile within the capillary For Newtonian fluids p c is approximately given by [3, 3a] 2 1.27 ρ R 2 & γ p c = a (6) 16 which is called Hagenbach-Couette (HC) correction or kinetic energy correction. For purely viscous, but shear thinning fluids p c is overestimated by Eq. (6), since the deformation of the flow profile in the capillary is less pronounced as for Newtonian fluids. In the case of viscoelastic fluids like polymer melts or concentrated solutions an increased resistance to the converging flow at the capillary entrance can give rise to an additional contribution to p c, which is significantly larger than the HC-term. For stable, concentrated, aqueous suspensions or formulations like PSA dispersions there is little evidence for a significant viscoelastic contribution to p c at high shear rates, even if these systems exhibit viscoelastic behavior under low shear conditions (e.g. small strain oscillatory shear). Experimentally, p c can determined from measurements with capillaries of different L/R but similar radius. For constant γ& a the resulting extrusion pressure p measured is plotted versus L/R (Bagley plot) and p c is obtained from a linear extrapolation of corresponding data points to L = 0 (intercept with the p-axis). This procedure is called Bagley-correction [3]. Another limiting factor in capillary rheometry is the onset of turbulence. According to the classical Reynolds criterion [3] turbulence develops if the dimensionless quantity Re = exceeds at value of ρ R 2 & γ 2η 2100. Thus defining an upper limit for a reasonable viscosity measurement which depends on the capillary radius R and the fluid viscosity η. For the a fluid with density ρ =1000 kg/m 3 and η =10-2 Pa. s the critical shear rate would be 1.5. 10 6 s -1 in a capillary with R = 0.17 mm (as used in most experiments presented here).

REFERENCES [1] B. Ludrock, Adhesive Technology 12,16-17 (200) [2] W. Mächtle in S.E. Harding, A.J. Rowe, and J.C. Horton (Eds.) AUC in Biochemistry and Polymer science, Royal Society of Chemistry, Cambridge(UK), 1992 [3] C. Macosko, Rheology-Principles, Measurements and Applications, VCH Publishers Inc., New York, 1994 [3a] N. Willenbacher, H. Hanciogullari, H.G. Wagner, Chem. Eng. Technol. 20, 557-563 (1997) [4] I.M. Krieger and T. Dougherty, Trans. Soc. Rheol. 3, 137 (1959) [5] H.A. Barnes, J. Rheol. 33(2), 329-366 (1989) [6] R.J. Farris, Trans. Soc. Rheol. 12, 281-301 (1968) [7] J.S. Chong, E.B. Christiansen, A.D. Baer, J. Appl. Polym. Sci. 15, 2007-2021 (1971) [8] B. Dames, B.R.Morrisson, N. Willenbacher, Rheol. Acta, 40, 434-440 (2001) [9] B.E. Rodriguez and E.Kaler, Langmuir 8, 2382-2389 (1992) [10] P. D'Haene and J. Mewis, Rheol Acta 33, 165-174 [11] J. Bender and N.J. Wagner, J. Rheol. 40(5), 899-915 (1996) [12] B.J. Maranzano and N.J. Wagner, J.Chem. Phys., 114(23), 10514-10526 (2001) ACKNOWLEDGEMENT Stimulating discussions with H. Diehl and A. Dragon and their valuable suggestions are greatly acknowledged. We thank G. Langhauser for the synthesis of the PSA dispersions, D. Lingenfelder and J. Steidel are thanked for carefully performing the rheological measurements. M. Kaiser is thanked for the AUC measurements. Tables Tab.1 List of samples used in this study Label Particle diameter / nm comment Vol. fraction / % U1 140 mono- or unimodal 61.5 U2 280 mono- or unimodal 60.5 B1 130 / 560 bimodal, 30% small 69.5 B2 110 / 490 bimodal, 15% small 69.5 B3 100 / 465 bimodal, 15% small 69.5 B4 150 / 300 bimodal, 25% small 61.5 M1 100 / 200 /400 / 800 multimodal, 35% small 69.5 M2 140 / 260 / 555 / 625 multimodal, 25% small 69.5

FIGURES Sedimentation Drying Dewetting Levelling Spreading of butter Doctor Blade Mayer Rod Curtain Coater Filtration Gravure Coater Stirring, Pumping 10-4 10-3 10-2 10-1 10 0 10 1 10 2 10 3 10 4 10 5 10 6 shear rate / s -1 Fig. 1 Characteristic shear rates during application of PSA dispersions 1 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 rel. mass fraction 0 100 200 300 400 500 600 700 800 particle diameter / nm Fig. 2 Particle size distribution for dispersions B1 and M2 (from AUC )

Q piston temperature bath sample pressure transducer Δp capillary L, R Fig. 3a Schematic drawing of the piston-driven capillary viscometer (cross section: 12.5 mm; speed range: 0.016 mm/s - 16 mm/s) L 2 R pressure p c p laminar Fig. 3b Schematic flow field and pressure drop in a capillary viscometer

apparent viscosity / Pa s apparent viscosity / Pa s L/R = 14.8 L = 1.78 mm, R = 0.12 mm L/R = 93.3 L = 15.95 mm, R = 0.17 mm 10-1 without correction Bagley-correction HC-correction 10-1 without correction Bagley-correction HC-correction 10-2 10-2 10 5 10 6 shear rate / s -1 10 5 10 6 shear rate / s -1 Fig. 4 Effect of entrance pressure loss correction on viscosity data for two capillaries with different L/R η / Pa s 10 2 10 1 RVM CVM ϕ up down L/R 475 L/R 93 61.7 % 59.0 % 56.0 % 53.0 % 50.0 % 45.0 % 10 0 10-1 10-2 10-1 10 0 10 1 10 2 10 3 10 4 10 5 10 6 shear rate / s -1 Fig. 5a Effect of particle loading on the viscosity of the monomodal sample U2 with d = 280 nm

η / Pa s 10 3 10 2 RVM CVM monomodal L/R 475 L/R 93 140 nm 280 nm 10 1 ϕ = 61.5 % 10 0 10-1 10-1 10 0 10 1 10 2 10 3 10 4 10 5 10 6 shear rate / s -1 Fig. 5b Viscosity curves for two monomodal dispersions U1 and U2 with different diameter η / Pa s 10 2 10 1 RVM CVM ϕ L/R 475 L/R 93 69.6 % 66.0 % 61.0 % 56.0 % 50.0 % 45.0 % 10 0 10-1 10-2 10-1 10 0 10 1 10 2 10 3 10 4 10 5 10 6 shear rate / s -1 Fig. 6 Effect of particle loading on viscosity for the bimodal PSA dispersion B1 with d small = 130 nm, d large = 560 nm, and a small particle volume fraction of 30 %

0.8 0.6 η / η small 1.2 d small = 140 nm d large = 280 nm 1.0 total volume fraction 61% 0.4 0.2 0.0 shear rate 1 s -1 10 3 s -1 10 5 s -1 0 10 20 30 40 50 60 70 80 90 100 volume fraction of small particles / % Fig. 7 Effect of small particle fraction on the viscosity of bimodal dispersions (mixtures of U1 and U2) at different shear rates. Total particle volume fraction ϕ = 61 %. η / Pa s 10 2 10 1 10 0 RVM KVM up down L/R = 475 L/R = 93 monomodal bimodal σ = 2 σ = 4.5 multimodal ϕ = 61.5 % 10-1 10-1 10 0 10 1 10 2 10 3 10 4 10 5 10 6 shear rate / s -1 Fig. 8 Effect of size ratio σ on the viscosity of bimodal dispersions (Samples B1 and B4). For comparison data for the monomodal sample U2, and the multimodal dispersion M1 are also shown. All samples are diluted to ϕ = 61.5%.

10 2 10 1 η / Pa s RVM CVM up down L/R 475 L/R 93 bimodal, σ = 4.5 15 % small 30 % small multimodal ϕ = 69 % 10 0 10-1 10-1 10 0 10 1 10 2 10 3 10 4 10 5 10 6 shear γ / srate -1 / s -1 Fig. 9 Effect of multimodal particle size distribution on the viscosity of PSA dispersions at high particle volume fraction. Comparison data for samples B1, B2 and M2 critical shear rateγ& m / 10 3 s -1 150 140 130 120 110 100 90 80 70 400 450 500 550 600 650 vol. av. particle diameter / nm Fig. 10 Effect of particle size on shear thickening of PSA dispersions. Solid line: γ& m È 1/d 2 A set of 15 different samples including those listed in Tab. 1 has been analyzed.