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Inspiring Effective Leadership through Emotional Intelligence Richard E. Boyatzis, PhD, Professor, Departments of Organizational ational Behavior, Psychology and Cognitive Science H.R. Horvitz Chair of Family Business Case Western Reserve University, Cleveland, OH Department of Human Resources, ESADE richard.boyatzis@case.edu ESADE Dialogue La Pedrera, April 6, 2010

Great Leaders Move Us Through hresonance with Others Through Our Emotions 1

Exercise Think of a leader for whom or with whom you worked one that t brought out the best in you, one that you would gladly work with or for again Think of a leader for whom or with whom you worked one that you try to avoid, left you wishing for more, would help your organization more by working for a competitor When You were Around Them, What Did They Say or Do? How Did They Make You and Others Feel? Richard E. Boyatzis and Annie McKee, 2005. 2

Leadership Is a Relationship Is a Resonant Relationship Being in Tune with or on the Same Wavelength as the Others 3

What we know about great leaders They inspire through hope and vision. They spread compassion. They are mindful: attuned to mind, body, heart and spirit. They inspire others by creating and maintaining resonance. Richard E. Boyatzis and Annie McKee, 2005.

Emotions Are Contagious The brain has an open loop system We are wired to pick up subtle clues from one another: mirror neurons, oscillators and spindle cells Resonance is Contagious So Is Dissonance 11

An Emotional Intelligence competency is an ability to recognize, understand and use emotional information about oneself that l leads to or causes effective performance. A Social Intelligence competency is an ability to recognize, understand and use emotional information about others that leads to or causes effective performance. A Cognitive Intelligence competency is an ability to think, or analyze information and situations that leads to or causes effective performance.

WHAT-- Knowledge: declarative and procedural (i.e., technical and functional expertise) HOW -- (1) Cognitive Intelligence: Systems Thinking and Pattern Recognition (2) Emotional Intelligence Self-awareness competencies (3) Emotional Intelligence Self-management competencies (4) Social Intelligence Social Awareness competencies (5) Social Intelligence Relationship Management Competencies WHY values and philosophy, motives and drivers

Exercise Who helped you? Think back over your life and career Who were the people who helped you develop the most? What did they do and how did it make you feel? Richard E. Boyatzis, 2001. 21

Boyatzis Intentional Change Theory (1970, 1999, 2000, 2006) The Ideal Self The Real Self Practicing being a Leader Experimenting as a Leader Trusting Relationships that help, support, and encourage each step in the process My Learning Agenda: building on strengths while reducing Gaps Strengths: where my Ideal Self and Real Self are Similar Gaps: where my Ideal Self and Real Self are Different

Boyatzis Intentional Change Theory (1970, 1999,2000,2006) The Ideal Self Trusting Relationships that help, support, and encourage each step in the process Two Attractors The Real Self Strengths: where my Ideal Self and Real Self are Similar Gaps: where my Ideal Self and Real Self are Different Richard E. Boyatzis, 2003.

Two Attractors Positive Emotional Attractor PNS Arousal Ideal Slf Self Strengths Focus on Future Hope Possibilities Optimism Learning Agenda and Goals Negative Emotional Attractor SNS arousal Real Self (how you come across to others) Gaps / Weaknesses Focus on Past Fear Problems Pessimism Performance Improvement Plan Richard E. Boyatzis, 2003. 26

Graphical representation of the Positive (PEA) and Negative Emotional Attractors (NEA) in Intentional Change Theory Intensity of Arousal High Negative Affect Y Neural, endocrine, & Cardiovascular markers of PNS arousal Intensity of Arousal Low X Neural, endocrine, & Cardiovascular markers of fsns arousal Z Positive Affect

Coaching with Compassion to the PEA vs Coaching for Compliance to the NEA Preliminary findings presented at the Society for Neuroscience annual meeting, Chicago, October 19, 2010 entitled, Neural correlates of inspirational mentoring, by Regina Cesaro, Richard Boyatzis, Masud Khawaja, Angela Passarelli, Kevin Barry, Katie Begany, Anthony Jack Paper entitled, Coaching with Compassion: An fmri Study of Coaching to the Positive or Negative Emotional Attractor, by Richard E. Boyatzis, Anthony Jack, Regina Cesaro, Masud Khawaja, Angela Passarelli Based on research done at the Brain, Mind, & Consciousness Lab, Case Western Reserve University, Professor Anthony Jack, Director and dprincipal i Investigator on this study http://tonyjack.org/ 12

Neural correlates of inspirational mentoring R. L. CESARO 1, R. E. BOYATZIS 2, M. KHAWAJA 2, A. PASSARELLI 2, K. P. BARRY 1, K. BEGANY 1, A. I. JACK 1 ; 1 Dept. of Cognitive Sci., Brain, Mind, and Consciousness Lab., Cleveland, OH; 2 Weatherhead School of Management, Case Western Reserve University, Cleveland, OH Timeline of In-Scanner Events NEA ~ 6.74 seconds ~ 2.0 seconds ~ 3.70 seconds ~ 2.60 seconds ~ 2.0 seconds PEA Statement Video Fixation Slide Response Slide Thank You Video Fixation Slide

Neural correlates of inspirational mentoring R. L. CESARO 1, R. E. BOYATZIS 2, M. KHAWAJA 2, A. PASSARELLI 2, K. P. BARRY 1, K. BEGANY 1, A. I. JACK 1 ; 1 Dept. of Cognitive Sci., Brain, Mind, and Consciousness Lab., Cleveland, OH; 2 Weatherhead School of Management, Case Western Reserve University, Cleveland, OH Positive Emotional Attractor Negative Emotional Attractor ACC MPFC OFC/NACC ACC OFC/NACC Conflict in the ACC We found evidence of greater activity in the anterior cingulate cortex in the NEA as compared with the PEA condition. This region has been associated with cognitive conflict and both physical py and social pain perception. p It may reflect the greater conflict and emotional discomfort associated with the NEA condition. Self-consciousness in the MPFC We found evidence of greater activity in the medial prefrontal cortex (MPFC) in the NEA as compared with the PEA condition. This region has been associated with theory of mind and with social cognition broadly construed including explicit thoughts about the self and how we are socially perceived by others. Activity in this area may reflect greater social selfconsciousness evoked by the NEA as opposed to the PEA condition.

Neural correlates of inspirational mentoring R. L. CESARO 1, R. E. BOYATZIS 2, M. KHAWAJA 2, A. PASSARELLI 2, K. P. BARRY 1, K. BEGANY 1, A. I. JACK 1 ; 1 Dept. of Cognitive Sci., Brain, Mind, and Consciousness Lab., Cleveland, OH; 2 Weatherhead School of Management, Case Western Reserve University, Cleveland, OH Positive Emotional Attractor Negative Emotional Attractor ACC MPFC OFC/NACC ACC OFC/NACC Emotional Engagement in OFC/NACC We found evidence of greater activity it associated with the PEA condition as opposed to the NEA condition which extended throughout both orbitofrontal (OFC) and nearby limbic structures, including the nucleus accumbens (NACC). These areas have been associated with emotion and reward (refs from yesterday). This may reflect greater emotional engagement, which we predicted would be evoked by the PEA condition. While both OFC and MPFC regions may be broadly characterized as being involved in emotional processing, This stands in contrast to the more self-conscious emotional response seen in MPFC (see above), which might be characterized as a more defensive response.

The Stress Syndrome The Sacrifice of being a leader causes Stress Stress arouses the Sympathetic Nervous System Hormones Activated: Epinephrine and Norepinephrine i Hormones Activated: Corticosteroids Richard E. Boyatzis and Annie McKee, 2005. Blood pressure increases Large muscles prepare to fight or run Brain shuts down non-essential neural circuits Less open, flexible and creative Leads to reduction in healthy immune system Inhibits creation of new neurons Over stimulates older neurons leading to shrinkage of neurons Results Brain loses capability to learn We feel anxious, nervous, even depressed Perceive things people say or do as threatening and negative More stress is aroused 13

Renewal: Engaging the Parasympathetic Nervous System Wanting to understand, care for another person, and to initiate some action contributing to their well-being Neural circuit activated: limbic system to the left pre-frontal cortex Aroused Compassion Release of Oxytocin and Vasopressin Adrenal-pituitary axis activated; arousal of the PNS Feeling hopeful, optimistic, at peace or exciting but look forward to the future Systolic and diastolic blood pressure decreased Increased secretion of immunoglobulin A and natural killer cells Richard E. Boyatzis and Annie McKee, 2005. 16

The Cycle of Sacrifice and Renewal Resonant Relationships Effective Leadership Mindfulness Hope Renewal Cycle Sacrifice Syndrome Crisis Compassion Laughter, joy, playfulness Sustainable, Effective Leadership Threat Ineffective or Non-Sustainable Leadership Richard E. Boyatzis and Annie McKee, 2009. 15

Richard E. Boyatzis, 2001. Emotional Intelligence Can Be Developed Results from 24 longitudinal studies at the Weatherhead School of Management of 25-35 year old managers. Comparable results with 4 longitudinal studies of 45-55 year old executives in an Executive Education program, and 2 longitudinal studies of 38-42 year old high potential managers.

Sustainable Percentage Improvement of EI 80 70 Self- 60 Awareness 50 and Self- 40 Management 30 20 10 Social 0 Awareness and Relationship Management 1-2 Years 3-5 Years 5-7 Years Richard E. Boyatzis, 2000.

How Do You Develop Leadership Resonance? Through Mindfulness, Hope and Compassion 48

The Leader s Challenge Manage the Cycle of Sacrifice and Renewal through Mindfulness, Hope and Compassion Richard E. Boyatzis and Annie McKee, 2005. 50

Inspiring Others and Renewing Yourself We Do Not Want to Be Bored or Live Routine Lives Nor Do Those Working With Us It Is a Waste of Human Talent, Spirit, and Potential Remember those Moments with Others Who Inspired You Richard E. Boyatzis, 2000. 54