Fermentation monitoring. Dissolved oxygen ph Temperature Offgas monitoring Substrate (glucose)

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Bioreactor Monitoring & Control

Bioreactor Monitoring & Control Basic principles of process control Fermentation monitoring Dissolved oxygen ph Temperature Offgas monitoring Substrate (glucose)

Useful references Ogunnaike, B.A., and Ray, W.H., Process Dynamics, Modeling, and Control, Oxford University Press, 1994. Vogel, H.C., Todaro, C.L., eds., Fermentation & Biochemical Engineering Handbook 2 nd Ed., Elsevier 1996. Shuler, M.L. ML and Kargi, F., Bioprocess Engineering: i Basic Concepts 2 nd Ed., Prentice Hall, 2001. Van Impe, p, J.F.M., Vanrollegham P.A.,and Iserentant, D.I., eds., Advanced Instrumentation, Data Interpretation, and Control of Biotechnological Processes, Kluwer Academic Publishers, 1998.

Process Control Basics: The concept of process control Feed in F i Level probe F gas offgas Presentation of problem: 1. Control level of liquid F o O 2 in fermentor 2. Control concentration of DO probe Air in F air Chemostat Broth out Definitions: Input Variables are those that independently stimulate the system and can thereby induce change in the internal conditions of the process Output Variables are those by which one obtains information about the internal state of the system

Process Control Basics: The concept of process control Feed in F i F gas offgas Two types of input variables Those we can manipulate are control variables Level probe F o Those we cannot control are disturbance variables DO probe Broth out We can separately identify variables that we can measure. Air in F air Chemostat

Feedback Control Configuration DISTURBANCE Input Output Process Final Control Element Sensor Transmitter Transmitter DECISION Controller INFORMATION Control action is taken based on information that there is a process upset Upset occurs when the process output variable deviates from the setpoint.

Feedback Control: Regulatory Control 5 4.5 underdamped Proc cess respo onse 4 3.5 35 3 2.5 2 1.5 critically damped overdamped SP 1 0.5 0 disturbance 0 5 10 15 20 25 time

Feedback Control: Regulatory Control 6 5 Proces ss respon nse 4 3 2 1 Change SP underdamped critically damped 0 0 2 4 6 8 10 12 14 16 time

Standard Feedback Controllers Proportional Controller (P) Proportional + Integral Controller (PI) Proportional + Integral + Derivative Controller (PID) Feed in Air in offgas samples Bioreactor systems generally come set up so that you don t need to know which type of control strategy has been employed they just do it Standard: temperature ph dissolved oxygen

Process Monitoring: Hardware Sensors Hardware sensors Dissolved oxygen probe ph probe Temperature probe Offgas monitoring (IR + flow sensor; mass spec) Dissolved CO 2 probe Substrate (glucose) flowsensor Fermentor volume (via load cell)

Bioreactor Control: Nonlinear Process PI or PID control strategies can be used for simply managing process variables such as temperature and pressure. ph is somewhat more sophisticated to avoid oscillation and offset DO is managed by cascade control Critical variables, such as nutrient feed rate(s) may not have simple hardware sensors available (glucose monitoring)

We will begin with oxygen Oxygen is needed for respiration for aerobic cultures. Strict aerobes will die without sufficient O 2 Facultative aerobes will not die in the absence of O 2 but will produce byproducts due to the need to transfer electrons to metabolites when O 2 is not present to do the job. Oxygen is monitored by a dissolved doxygen probe Oxygen is fed as a gas but can only be utilized in the liquid phase The E. coli we use in the 194 lab is a facultative aerobe and therefore grows best with oxygen but can grow also without it. In the absence of O 2, however, it will produce byproducts that inhibit the growth. Thus, we aim to avoid an oxygen-limited situation in the process.

Challenges with DO control Oxygen will dissolve in water up to [DO] sat'd ~ 7 ppm (= 7 mg/l) at 30ºC. This concentration is sufficient for bugs to grow, what is limiting is the rate of transfer from the air bubble to the liquid. T 0 C x (mol O 2 /mol H 2 O) [O 2 ] mg O 2 /l H 2 O 10 0.00000640000064 11.377 20 0.0000052 9.277 30 0.0000044 7.832 40 0.0000039 6.954 50 0.0000036 6.327

Oxygen transfer engineering style If we take a snapshot of a bubble interface during a fermentation run, here is what we see Air bubble liquid Distance Bubble interface Assumptions: air bubble and liquid are two well mixed systems

Oxygen transfer engineering style The oxygen concentrations vary both with distance and with time. The actual mechanism of oxygen transfer is complex, so engineers use an empirical method to describe the process. Oxygen transfer rate (OTR) = k L a(c* C C L ) C* is the saturation concentration of O 2 in the liquid C L is the actual liquid concentration (measured by DO probe) k L a is the Liquid side mass transfer coefficient. Transferring the O 2 from the bubble interface into the liquid is the rate limiting step to get the air into the liquid.

Oxygen supply vs. demand Oxygen supply is what is transferred from the bubble into the liquid Oxygen transfer rate (OTR) = k L a(c* C L ) mm h or mg O2 l h If we have a bacteria culture that consumes a lot of oxygen, then the measured concentration of O 2 in the liquid can drop to zero. 2 DO How can we increase the oxygen supply??

Oxygen supply vs. demand What cells consume or the demand The rate of O 2 consumption is the oxygen uptake rate. The units are the same as for OTR => mm or h mg O2 l h OUR is a rate OUR = do 2 dt mols O 2 consumed/time if O 2 is the limiting substrate, and the O 2 limitation comes into play, then OTR = OUR or the demand = supply ==> can the demand be greater than the supply? The amount of oxygen required by cells depends on their growth rate and on the total number of cells. Even cells that arenot growing need oxygen, and this iscalled the Even cells that are not growing need oxygen, and this is called the maintenance requirement.

Oxygen supply vs. demand How can we increase supply?? Oxygen transfer rate (OTR) = k L a(c* C L ) We can either increase k L a or we can increase C* How can we get oxygen to move across the bubble interface faster? 79% N 2 21% O 2 Air bubble k L a 0.4 P( w) 0.6 0.1 gs M M is the mass of the fluid. 0.1 is experimentally determined (should be determined for each culture broth). gs is superficial gas velocity.

Increase O 2 Supply to Bioreactor Strategy 1: Increase flow of gas into bioreactor k L a 0.4 P( w) 0.6 0.1 gs M Flowmeter Oxygen controller Air compressor Sparger Dissolved oxygen (DO) probe

Increase O 2 Supply to Bioreactor Motor controller Mixing Strategy 2: Increase mixer speed. k L a 0.4 P ( w ) 0. 6 0.1 gs M

Increase O 2 Supply to Bioreactor How can we increase C*? Oxygen transfer rate (OTR) = k L a(c* C L ) C* is the saturation concentration of O 2 in the liquid phase We can increase it by increasing the concentration of O 2 in the GAS phase Feed pure O 2 or a mixture of O 2 + air If this strategy can be avoided, it should be added d cost to purchase purified O 2 safety issues associated with handling pure O 2

Increase O 2 Supply to Bioreactor DO Control involves a combination of both -- called Cascade Control increasing stir speed increasing air flow rate There is a maximum possible stir rate Air flow rate cannot be increased indefinitely Flooding is the phenomena where there is so much air blown into the reactor that you create a pocket of air in the middle of the reactor around the impellers just beating the air and not the liquid When flooding occurs there is a notable drop in the power supply to the When flooding occurs, there is a notable drop in the power supply to the mixer.

ph

What is ph Pure water dissociates to yield 10-7 moles/l of H + at 25 0 C: H 2 O <----> H + + OH - Since water dissociates to produce one OH - ion for each H + ion, it is obvious that 10-7 OH - ions are produced simultaneously. The product of [H+] and [OH-] always remains constant. When the value for one of the species changes the other also changes accordingly. [H + ]x[oh - ] = 10-14 The concentration of H + ions can be increased when compounds are added which release H+ ions such as H 2 SO 4 : H 2 SO 4 <----> 2H + + SO 4 2-

Control of ph in Bioreactor Calculate the concentration of hydrogen ions from the ph [H+] (molar concentration) = 10 -ph eg for ph = 7.0 and 7.2 [H+] = 10-7 molar or 0.00000010000001 [H+] = 10-7.2 molar or 0.0000000631 notice that t increasing i the ph by 0.2 decreases the [H+] by 37%

Control of ph in Bioreactor Most bacteria can grow over a wide range of ph, although many enzymes upon which microbial growth depends function only within a narrower range of ph. The bacteria then must maintain their internal ph near a fixed optimal value. Bacteria (E. coli) that grow at neutral ph (6.0-8.0) are called neutrophiles. Regardless of the external ph, the internal ph is maintained at ~7.6. ph is maintained i by ion pumps on the membrane of the bacteria. Operation of the pumps requires energy input Effort put into maintaining the ph will be at the expense of other cellular functions Bugs tend to grow more slowly when the ph is not at the optimum. Any processes that involve interaction with the external medium, such as uptake of nutrients, t secretion of proteins, etc. will be directly affected by the external ph.

ph control Acid pump ph controller o ph probe Base pump

What causes the ph to change? Overfeeding substrate can cause the cells to produce organic acids, such as acetate ph drops Lack of carbohydrate substrate causes the cells to consume protein in the media producing NH 3 NH 4 OH ph rises When producing a protein product, cells consume ammonia from the media from the cellular demand for more nitrogen causes the release of a proton ph drops.

ph control in CHE 194 process We use NH 4 OH for base to control the ph. We don t need any acid because the process control is designed to avoid overshooting. We wait for a ph spike (production of base) and then we turn on the glucose feed pump. A very slow glucose feed is used to enable growth of bacteria and avoid oxygen limitation. (explained later in this presentation)

Temperature Control

Heat management is another engineering task Q Q Q Q The amount of heat (Q) to be added or removed depends on the density of the culture, the volume of the culture, and the growth rate of the culture. Q GR V L XY H

Heat management in a laboratory bioreactor is analogous to that at a large scale Flowmeter Cooling water Heating jacket Temperature probe Temperature controller At large scale, heating jacket is replaced with a steam jacket

Heating Jacket on Fermentor Our (lab 109) heating jacket is electrical, not using hot water or steam. We use it to heat the bioreactor and to help maintain temperature. We use cooling water in a little heat exchanger to cool the system. The combination of heating and cooling inputs carefully maintains the temperature. re

Metabolic Heat Generation 40 50% of energy produced by substrate catabolism is converted to ATP, the rest is released as heat. Heat of Combustion Glucose + NH 3 + O 2 > CO 2 + H 2 O + cells (ΔH C ) of cells 20 25 kj/kg Y H is the metabolic heat evolved per gram of cell produced Y H depends on the degree of oxidation of the substrate Y H ~ 2.4 kcal/g on glucose Y H ~ 5.6 kcal/g on ethanol Y H ~ 8.3 kcal/g on methanol Y H ~ 16.4 kcal/g on CH 4 Total heat evolved (Q GR ) depends on Q V XY k l/h GR L H Units kcal/hr Oxygen uptake rate For aerobic fermentations, QGR 0.12Q Units kcal/lit hr O 2

Where is the heat production the greatest? 250.000 200.000 150.000 100.000 50.000 Dissolved Oxygen Optical Density 0.000000 0.000 20.000 40.000 60.000 80.000 100.000 120.000 Q GR V L XY H Time from inoculation (hrs)

Cooling water addition Q Q Q GR S Total heat to be removed by cooling water is due to metabolic heat generation plus heat added from the stirring Q UA TT C Heat is removed by running cooling water through the cooling coils in the reactor U is the overall heat transfer coefficient of the coils A C is the total area of the coils in contact with the broth ΔT is the log-mean temperature difference between the broth and the cooling water T T in T Tout T lnt T / T T in out

Offgas Analysis

Offgas composition is an indicator of culture activity Bug: glucose + NH 3 + 2O 2 C 4 H 7 O 2 N (bug) + 4H 2 O+ 2CO 2 Respiration: glucose + 36 Pi + 36 ADP + 6 O 2 6 CO 2 + 6 H 2 O + 36 ATP Based on this simple description of the chemistry, we can see that production of CO 2 is an indicator of living cells. A high rate of CO 2 production coupled to O 2 consumption is an indicator of growth.

Offgas analysis Offgas analyzer Condenser Flowmeter Air out is <79% N 2 and <21% O 2 and 0.033% < CO 2 < 6% Air compressor Air in is 79% N 2 and 21% O 2 and 0.033% CO 2 Sparger

Offgas composition is an indicator of culture activity Carbon dioxide Evolution Rate (CER) is the rate of production of CO 2. CO 2, out CO 2, in Time interval Is the CER Since we know the concentration of CO 2 in the air is 0.033%, by measuring the CO 2, out we can determine CER. Note that this is measured for the whole culture volume so Note that this is measured for the whole culture volume, so we can divide out the culture volume for a more meaningful value.

Offgas composition is an indicator of culture activity Likewise, O 2, out O 2, in Time interval Is the OUR We can measure the CER and OUR on line using a mass spectrometer. The mass spectrometer measures concentrations, and we need to know total amounts. By comparing the O 2 and CO 2 concentrations with the N 2 we can determine what the flow rate out is, since N 2 is neither produced or consumed by the bugs.

Calculation of OUR & CER Handout example problem

Best practice: design your feeding strategy such that O 2 is not the limiting nutrient Depending on your product, you may choose Carbon or Nitrogen to be your limiting nutrient, and you can choose different limiting nutrients during different phases of the run. When the cells are growing, the feed rate can be determined from: F S = Y F S is the substrate feed rate, X S X (t) μ is the specific growth rate of the organisms Y X/S is the yield coefficient (rate of cell production/rate of substrate uptake) X(t) is the time dependent concentration of organisms in the bioreactor. Can we estimate the cell growth rate and cell concentration from on-line measurements?

Best practice: design your feeding strategy such that O 2 is not the limiting nutrient, cont d Since we know (we can measure) the yield of cells on oxygen, we can estimate the cell concentration ti by dx ( t) dt Y X O OUR ( t) Together with an estimate of X(t) we can estimate μ from 1 X ( t) dx dt OUR can be measured on-line ( t) X ( t Y X O OUR( t) ) t OUR( t) dt 0 ) 0 IOUR - can be measured on-line

Best practice: design your feeding strategy such that O 2 is not the limiting nutrient, cont d Putting everything back into our Feed rate calculation, we have F S = Y X S X (t) F S 1 Y OUR( t) X ( t0 ) IOUR Y Y IOUR X ( ) X S X t ( O 0 X O If the cells have everything they need (balanced growth), the μ you are estimating may be close to μ max. If your feed rate should exceed the amount needed for the growth of the cells, you will accumulate substrate and it will result in the formation of byproducts. It solves the problem to choose some fraction of μ max, such as 0.7μ max

Off-line analysis methods used for fermentation

Advantages: Off line analysis No interfacing required Flexibility Low cost Small sample volumes Disadvantages: Requires removing samples Requires tracking the sampling time Requires operator interaction, potential for bias error from operator

Glucose Offline Analysis Methods Glucose concentration is measured by a glucose analyzer. For E. coli fermentations, ti glucose should be kept above about 5 g/liter and below about 20 g/liter for optimum growth. The Yellow Springs Instruments (YSI) Bioanalyzer is a standard instrument for fermentation analysis. It can measure other sugars, ethanol and methanol, as well. A small sample from the fermentor is centrifuged to settle the bacteria and the supernatant is fed through a sipper tube into the analyzer. It is automatically calibrated. High Performance Liquid Chromatography (HPLC) HPLC is useful for measuring fermentation by-products, such as ethanol, organic acids acetic acid, succinic acid, lactate, etc., and specific amino acids and virtually all small molecules and proteins. Each molecule should have a specific method to be analyzed.

Offline Analysis Methods Determining cell mass concentration Direct methods: Dry Weight Solids-free medium. Packed Cell Volume Optical Density Method Spectrophotometer. 550 or 600 nm wavelengths. light absorbance cell mass/volume OD 0.3 need to measure dry-weight of the cells.

Typical Off line analyses Optical density (OD) analysis of cell concentration Glucose can be measured off line NH 3 can be measured by chemical analysis Phosphate and other macro nutrients Protein activity assays HPLC everything else