Biostimulants, Beneficial Substances & Plant Regulators: An EPA Perspective

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AAPFCO Industry Regulatory Council Meeting Denver, CO, 7August 2015 Biostimulants, Beneficial Substances & Plant Regulators: An EPA Perspective Russell S. Jones, Ph.D., Senior Biologist Chair, Biochemical Classification Committee Biochemical Pesticides Branch Biopesticides & Pollution Prevention Division Office of Pesticide Programs Office of Chemical Safety & Pollution Prevention U. S. Environmental Protection Agency 1

BIOSTIMULANT ISSUES No clear definition, statutory or otherwise Numerous products of uncertain composition Some product label claims may trigger State/Federal enforcement actions Uncertainty in the regulated community Uncertainty in the State/Federal regulating community FTE time devoted to enforcement issues Rapidly growing product category needing regulatory clarity

What is a Biostimulant? DEFINITIONS What is a Beneficial Substance? What is a Plant Regulator? What is a Vitamin-Hormone? What is a Biochemical Pesticide??? Plant Regulator = Vitamin-Hormone = Biostimulant Registration, Data Requirements, Label Claims 3

No Federal Statutory Definitions for Biostimulants or Beneficial Substances 4

BIOSTIMULANTS - US biological or naturally-derived additives and/or similar products, including but not limited to bacterial or microbial inoculants, biochemical materials, amino acids, humic acids, fulvic acids, seaweed extract and other similar materials. * - In small quantities, enhance plant growth and development - Improve nutrient uptake efficiency - Soil amendment * Biostimulant Coalition, 2015 (http://www.biostimulantcoalition.org/about/ ) 5

BIOSTIMULANTS - EUROPE A Plant Biostimulant is a material that contains substance(s) and/or microorganisms whose function, when applied to plants or the rhizosphere, is to stimulate natural processes to benefit nutrient uptake, nutrient efficiency, tolerance to abiotic stress, and/or crop quality, independent of its nutrient content. - No direct action against pests - Enhance crop quality and yield - Foster development of beneficial soil microorganisms *European Biostimulants Industry Council, 2015 (http://www.biostimulants.eu/wp- content/uploads/2015/07/ebic-pp-optimal-regulatory-framework-biostimulants-v4-270715.pdf )

Beneficial Substances - AAPFCO any substance or compound other than primary, secondary and micro plant nutrients that can be demonstrated by scientific research to be beneficial to one or more species of plants, when applied to the plant or soil. * does not include microbes *AAPFCO Official Terms T-73, AAPFCO Product Label Guide, 2015 http://www.aapfco.org/pdf/label_guide.pdf

Plant Regulators FIFRA Definition [Sec 2(v)]: any substance or mixture of substances intended, through physiological action, for accelerating or retarding the rate of growth or rate of maturation, or for otherwise altering the behavior of plants or the produce thereof Does not include: * plant nutrients/nutritional chemicals * trace elements, * plant inoculants, * soil amendments, * vitamin-hormone horticultural products 8

Plant Regulators Plant Hormones naturally-occurring growth substance Non-Hormonal Substances - not naturally-occurring - mimic or inhibit activity of plant hormones Induced Resistance Promoters? - stimulate natural defense mechanisms - no inherent fungicidal/bactericidal activity 9

Plant Regulators Plant Hormones naturally-occurring - Auxins, Cytokinins, Gibberellins, ABA, Ethylene, etc. - Signaling molecules, extremely low concentrations - Each cell of plant capable of producing plant hormones - Growth & development, abscission, ripening, dormancy, fruit set, plant architecture, etc. - Secondary metabolites in fungi and bacteria 10

Plant Regulators Non-hormonal substances do not occur naturally - 1-MCP (ethylene inhibitor) (B)* - Chlorocholine chloride (GA synthesis inhibitor) (CC)* - Paclobutrozol, Flurprimidol (GA antagonists) (CC) - Mefluidide (cell division inhibitor) (CC) - NAA (herbicide) (CC) *B = Biopesticide *CC = Conventional Chemical 11

VITAMIN-HORMONES Statutory Definition: 40 CFR 158.6(f) A product consisting of a mixture of plant hormones, plant nutrients, inoculants, or soil amendments is not a plant regulator under section 2(v) of FIFRA, provided it meets the following criteria: (1) meets the criteria for Toxicity Category III or IV; and (2) is not intended for use on food crop sites, and is labeled accordingly. 12

BIOCHEMICAL PESTICIDES* STATUTORY DEFINITION: CFR 158.2000(a)(1)(i), (ii), & (iii) Naturally-Occurring Substances Non-Toxic Mode of Action to Target Pest(s) History of Exposure to Humans and Environment with Minimal Toxicity *Plant Hormones are Biochemical Pesticides 13

Plant Regulators, Vitamin-Hormones & Biostimulants Plant Regulator Vitamin-Hormone Biostimulant Biochemical Yes and No Some components Some components Microbial No Some components Some components Hormonal Yes Some components Some components Non-hormonal Yes No* No* Food Use Yes No Yes Non-food Use Yes Yes Yes Statutory Definition Exempt From Registration Under FIFRA Yes Yes No No Yes? * Does not contain synthetic non-hormonal plant regulators

To be registered as a biopesticide... Must contain a Biochemical, Microbial, or PIP active ingredient Must contain only approved inerts CANNOT contain a Conventional Chemical a.i. 15

DATA REQUIREMENTS Biochemical pesticides: 40 CFR 158.2000 Tables under 40 CFR 158.2030 Product Chemistry 40 CFR 158.2050 Human Health 40 CFR 158.2060 Non-target Organism & Env. Fate http://www.ecfr.gov/ OCSPP Harmonized Guideline study protocols Series 830 Product Chemistry Series 870 Human Health Series 850 Non-target Organism & Env. Fate 16

DATA REQUIREMENTS Product Chemistry, Product Analysis, Product Characterization Mammalian Tests Tier I: Acute, subchronic, in vitro mutagenicity, pre-natal developmental testing Non-Target Organisms Tier I: Short-term avian, aquatic organism, plant, insect testing Mammalian Tests Tier II: In vivo mutagenicity, immunotoxicity, prenatal developmental, applicator/user exposure Non-Target Organisms Tier II: Environmental fate: soil and water leaching & degradation studies Mammalian Tests Tier III: Non-Target Organisms Tier III: Chronic, repro/fertility, carcinogenicity, Chronic aquatic/terrestrial, immune response, teratogencity reproduction, field studies17

Plant Regulators and Biostimulants Microbes that produce plant hormones The microbe would be regulated, not the plant hormone Similar to over-the-top Bt products - endotoxin is not the regulated article 18

Label Claims for Plant Regulators Plant Regulator claims trigger regulation under FIFRA What is a Plant Regulator claim? - Gray area without a statutory definition - Viewed in context of intended use of product and other claims on label - Vitamin-hormones/biostimulant claims reviewed case-by-case (product specific) - Talk to us first!

Label Claims for Plant Regulators What does EPA Evaluate? - Food use? - Proposed use rate vs. intended result - Actual fertilizer benefit? - Known Biochemical/Microbial a.i present? - Overt/implied plant regulator claims? - Valid, significant alternative use 20

Where Do We Go From Here? EBIC Proposal (2015)* Safety data requirements for biostimulant substances - a registered composition - product physical/chemical properties - human health & environment risk assessments (for EU and non-eu producers *EBIC Position Paper, Towards an Optimal Regulatory Framework for Biostimulants (http://www.biostimulants.eu/wp- content/uploads/2015/07/ebic-pp-optimal-regulatory-framework- Biostimulants-v4-270715.pdf)

Where Do We Go From Here? Exempt/Exclude from Federal regulation? - Highly unlikely Light-Touch regulatory pathway? Align with proposed EU Fertilizer Law Business as usual FIFRA Section 3 Registration? 22

Questions For You 23

AAPFCO Industry Regulatory Council Meeting Denver, CO, 7 August 2015 Thank You! Questions?