Nanotechnology Additives

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Substance for Success. Technical Information L-NI 1 Nanotechnology Additives www.nanobyk.com

Technische Information L-NI 1 Nanotechnology Additives Content Nanotechnology and Nano-based Additives Page 3 Synthesis of Nanoparticles Page 4 Nano-sized Zinc Oxide and Cerium Dioxide for UV Absorption Page 5 Nano-Alumina and Nano-Silica for Better Scratch Resistance Page 6

Technische Information L-NI 1 Nanotechnology and Nano-based Additives Nanotechnology deals with the fact that properties of materials can change drastically when the size falls below approximately 100 nanometers (1 nm = 10-9 m) in at least one dimension. Nano-scale materials have already found applications in paint and coatings. Nanoparticles can improve the properties of coating systems in several ways, but at the moment, the focus is clearly on the improvement of UV-stability (ZnO,Ceo 2 ) and scratch resistance. Alumina (Al 2 O 3 ) and silica (SiO 2 ) particles have been found useful for this application. Nanoparticle dispersion Most important is the perfect dispersion and stabilization of the nanoparticles in the coating. The advantage of the NANOBYK additives is, that they already come in form of a liquid additive where the nanoparticles are perfectly dispersed in a liquid carrier (water or organic solvents). The additives can be added to the coating system with moderate shear forces and in this way it is very easy to make use of nanotechnology in your coatings. Scratch resistance It is well known, that hard particles, such as alumina and silica, will improve scratch and abrasion resistance when they are brought into a coating film. However, when large particles of several microns in diameter are used, serious drawbacks are encountered: gloss and transparency of the (clear) coatings are markedly reduced and flexibility is lost. Therefore, this approach oftentimes cannot be used in practice. With nanoparticles, the situation is different. Nano-sized alumina and silica will also improve scratch resistance but these particles have a very minor influence on other coating properties. Specifically, gloss, transparency, flexibility remain unchanged. This combination of properties can only be achieved with nanoparticles (figure 1). Improved Scratch Resistance in a Coating with Nano-sized Alumina Particles. Control 1 mm 1 mm 2% 40 nm Alumina figure 1 UV Absorption Conventional organic UV absorbers are prone to degradation and do not provide long-term protection. Inorganic UV absorbers on the other hand, have excellent long-term efficiency and titanium dioxide as well as zinc oxide are used in various industries. Titanium dioxide requires special surface treatments to mask its inherent photoactivity. Zinc oxide as well as ceria exhibit no photoactivity, and their lower refractive index result in less impact on transparency. Nano-sized zinc oxide and ceria particles are therefore ideal UV absorbers (figure 2). UV Protection of a Clear Wood Stain without UV protection with 1% 20 nm ZnO on resin solids Test method: QUV-A, 2000 h figure 2 3

Technische Information L-NI 1 Synthesis of Nanoparticles Different Ways to Nanoparticles Top-down Bottom-up figure 3 Vapor Phase Plasma Synthesis of Nanoparticles Plasma energy applied Metal or metal oxide feedstock Nanoparticle Manufacturing Processes Plasma-based nanoparticle manufacturing Liquid-phase dispersion Nano-sized particles can be produced in a top-down process from larger particles (i.e., grinding) or a bottom-up process from smaller particles (atoms, molecules) (figure 3). For the synthesis of nanoadditives for coating applications, BYK has formed global partnerships with different nanomaterial manufacturers. One partner company, Nanophase Technologies Corporation USA, a technology leader in nanomaterials and nanoengineered products, uses a patented bottom-up vapor phase plasma synthesis: Physical Vapor Synthesis (PVS) and NanoArc TM Synthesis (NAS), which are shown schematically in figure 4. Metals or metal oxides (as powders or as solid rods) are fed into the reactor where plasma energy is used to generate a vapor at high temperature. A reactant gas such as oxygen (air) is added. Immediately afterwards, the vapor is cooled at a controlled rate and nanoparticles are formed. Reactive gas addition and particle condensation Vapor-phase coating Liquid-phase coating Products Unprocessed nanoparticles Dry-coated nanoparticles Nanoparticles Dispersed, coated nanoparticles Dispersed nanoparticles NANOBYK additives figure 4 figure 5 Nanoparticles are characterized by their Chemical composition, Size, Shape, Structure, Surface chemistry and it should be noted, that different methods of synthesis can lead to marked differences in the structure and properties of the nanoparticles. With different manufacturing processes nonporous particles are created with a mean particle size between 5 and 100 nm. The particles have a low aspect ratio, high chemical purity and a controlled surface chemistry. The surface characteristics become extremely important when the particles are introduced into a liquid medium such as water, organic solvents, or directly into aqueous or solvent-borne coatings. The ease of dispersion, dispersion stability (flocculation, segregation) and rheology of the systems depend heavily on the surface properties of the particles. Post treatment (coating) of the nanoparticles either in the vapor or liquid phase offer even more possibilities to modify and control the surface properties. Figure 5 shows the different nanoproducts and their corresponding processes. Due to their non-porous structure and controlled surface chemistry, nanoparticles synthesized by the vapor phase plasma process are easy to disperse in liquid media, and the resulting dispersions are highly stable, low viscosity (even at higher concentrations) and therefore easy to handle. Chemically there is a wide variety of nanoparticles that can be manufactured using the described methods. For coatings, the focus today is on alumina and silica particles (Al 2 O 3, SiO 2 ) to improve scratch resistance, and ZnO as well as CeO 2 particles for UV protection. Alumina and ZnO particles are produced by vapor phase synthesis and the silica and ceria nanoparticles are chemically synthesized colloidal particles. All these materials are currently produced in commercial quantities and additives making use of such nanoparticles in form of dispersions in water and organic media are now brought to market under the trade name NANOBYK. 4

Technische Information L-NI 1 Nano-sized Zinc Oxide and Cerium Dioxide for UV Absorption UV protection of coatings A coating must withstand various environmental conditions, and light, especially UV radiation (short wavelength, high energy) plays an important role in the deterioration of coating films. UV radiation experienced during exterior exposure is strong enough to break the covalent bonds of the polymeric backbone of coating systems. Free radicals formed by the UV degradation destroy the polymer matrix. To improve the light-fastness of coating systems, it is essential to protect the paint film from UV radiation with UV stabilizers. Basically, there are two methods for stabilization: Absorption of the UV radiation before free radicals that damage the polymer structure (filter effect) are formed; compounds that adsorb UV radiation, called UV absorbers are used. Trapping the initially formed free radicals before they can further destroy the polymeric matrix; free radical scavengers, or hindered amine light stabilizers (HALS) are used. In practice, combinations of both additives types are typically used together. Comparison of Organic and Inorganic UV Absorbers Property ZnO CeO 2 TiO 2 Organic Absorbers Transparency o + + Long-term Stability + + + No Migration + + + No Photoactivity + + + UV-Absorption Edge < 370 nm < 350 nm < 370 nm varies Influence of Particle Size on Film Transparency Haze 300 250 200 150 100 50 0 92 97 113 228 Influence of Refractive Index of Particles on Film Transparency Haze 300 250 200 150 100 50 0 92 97 262 figure 6 UV absorbers Conventional UV absorbers are organic molecules with various chemical structures. They have the drawback that they do not exhibit long-term stability in coatings. Inorganic compounds such as titanium dioxide, ceria and zinc oxide also absorb radiation in the UV region and they have the additional advantage of greater long-term protection (figure 6). Their disadvantage is, that because they are solid particles they can reduce the transparency of the coating film. This effect can be minimized by reducing their particle size to nanometers; the smaller the particle size, the greater the transparency (figure 7). In addition to particle size, refractive index will also impact transparency. The smaller the difference between the refractive index of the polymer matrix (typically around 1.5) and the solid particles, the greater the transparency. Therefore, zinc oxide with a refractive index of 2.0, outperforms titanium dioxide with a refractive index of 2.7 (figure 8). Control figure 7 20 nm ZnO 40 nm ZnO 60 nm ZnO Control figure 8 20 nm ZnO, refractive index 2.0 20 nm TiO 2, refractive index 2.7 5

Technische Information L-NI 1 Nano-Alumina and Nano-Silica for Better Scratch Resistance Improving Scratch Resistance by Combining Alumina Nanoparticles with Silicone-based Surface Additive. Gloss readings at 60 98 96 94 92 90 88 86 84 82 80 initial values Without Nanoparticles: Gloss Reduction after Scrub Test. With Nanoparticles: Nearly no Gloss Reduction. Gloss readings at 20, abrasion scrub tester, dry, 500 cycles after 500 cycles ofscrub test Control 1% 40 nm Alumina 1% 40 nm Alumina + 0.1% Polysiloxane figure 10 90 80 70 60 50 40 Before testing After testing Control 2% 40 nm Alumina figure 9 One of the main applications of nanoparticles in coating materials is their incorporation to improve scratch and abrasion resistance. This application is interesting for automotive clearcoats, wood and furniture coatings and industrial coatings. Using NANOBYK additives containing nano-sized alumina particles is an easy way to improve scratch resistance. This concept of additives containing dispersed and stabilized nanoparticles was evaluated in different aqueous and solvent-free UV clearcoat systems as well as solvent-borne baking formulations. Scratch resistance was evaluated using a dry scrub abrasion tester and measuring the gloss after testing. The appearance of the surface without and with nanoparticles in the clearcoat was previously shown in figure 1 while figure 9 shows typical gloss values. Various test methods for evaluating scratch resistance are available and they are often application specific. Test results depend to a large extend on the method and equipment employed. Results show that the combination of nanoparticles and conventional silicone surface additives (organically modified polysiloxanes) can enhance the performance of the nano additives. This effect is shown in figure 10. This synergistic effect between nanoparticles and silicone-based surface additives is not yet entirely understood. It is evident that the specific combination of nanoparticles and silicone additives gives the best scratch resistance, the extent of this effect depending on the chemical nature of the matrix and on the additive structure and composition. Obviously a type of core-shell-structure is formed that controls the compatibility between the nanoparticles, resin matrix, and at the same time optimizes stabilization in the coating system. Therefore the general recommendation is: NANOBYK additives that contain unmodified nanoparticles should always be used in combination with polysiloxane-based surface additives to enhance their efficiency. 6

Technische Information L-NI 1 Surface-modified Nanoparticles As previously shown, the effect of nanoparticles on scratch resistance can be enhanced, when they are combined with modified polysiloxanes. The next step is to use silicone-modified nanoparticles, where the polysiloxane is chemically linked to the particle s surface. Figure 11 shows the typical result of such surface-modified nanoparticles in an automotive refinish clearcoat (2-pack acrylic / isocyanate). The control sample, in practice, often uses an additive blend of 0.1% silicone additive and 1% acrylate leveling additive. The sample with nanoparticles contains only these particles as additives, no additional silicone or acrylate additives. Additionally, these nano-additives have no negative influence on viscosity, potlife (in case of 2-pack systems), flow and leveling of the liquid coating as well as gloss, haze, adhesion, flexibility, recoatability and water resistance of the final coating. Alumina vs. silica particles Alumina and silica nanoparticles can both be used for the improving scratch resistance. Oftentimes alumina particles are preferred for its higher hardness (Mohs hardness of alumina: 9, silica: 7). Because silica particles are softer, considerably higher dosages are required to achieve the same level of scratch resistance. However, silica particles have a distinct advantage: they have less influence on the transparency of clearcoats. The haziness that is created by solid particles in a clearcoat depends on their size and the refractive index of the particles. Nanoparticles between 20 and 40 nm are already small enough so that they only have a minor effect on haze. However, there remains a difference between alumina and silica particles because of their different refractive indices. Important here, is the difference of the refractive indices between the particles and the resin of the coating system. The greater the refractive indices difference, the greater the haze. Alumina has a refractive index of 1.72 and silica of 1.55, while most resins are in the range of 1.5. This explains why silica nanoparticles have less influence on the haze of clear coatings. So alumina particles are better for scratch resistance, while silica particles give less haze in highly transparent coatings. This statement is true for unmodified nanoparticles; the situation changes when nanoparticles with silicone surface-modifications are considered. The silicone-modification improves the performance of the nanoparticles considerably and brings silica particles into the same range of efficiency as the unmodified alumina particles. This is demonstrated in figure 11: a small amount of surface-treated silica nanoparticles giving excellent scratch resistance. Silicone-modified silica nanoparticles are ideally suited for applications where extremely transparent coatings are required (such as automotive refinish systems or other industrial applications) as well as excellent scratch resistance. These surface modified NANOBYK additives normally need no additional silicone or acrylate surface additives in the formulation. Improved Scratch Resistance with Silicone-modified Silica Nanoparticles 0,5 mm 0.1% silicone surface additive 1.0% acrylate leveling additive 0.0% nano-based additive 0,5 mm 2.2% nano-based additive 0.0% silicone surface additive 0.0% acrylate leveling additive System: 2K Acrylate / NCO Test method: Dry abrasion test Mohs Hardness and Refractive Indices of Alumina and Silica Particles Hardness (Mohs) Alumina 9 1.72 Silica 7 1.55 Refractive index figure 11 figure 12 7

Technical Information L-NI 1 Products and Applications BYK Additives Additives are used during the production of coatings, printing inks and plastics to optimize the production process and to improve the quality of the final product. Product Range Additives Additives to improve surface slip, leveling and substrate wetting Adhesion Promoters Defoamers and air release agents Foam stabilizers Processing additives Rheological additives UV-absorbers Viscosity depressants Waxes Wetting and dispersing additives for pigments and extenders BYK-Chemie GmbH P.O. Box 10 02 45 46462 Wesel Germany Tel +49 281 670-0 Fax +49 281 65735 info@byk.com www.byk.com/additives Application Areas Ambient curing resins (FRP) Architectural coatings Automotive OEM Automotive refinishes Can coatings Coil coatings Color masterbatches Industrial coatings Leather coatings Marine paints Molding compounds Paper coatings Pigment concentrates Polyurethane foams Powder coatings Printing inks Protective coatings PVC plastisols Thermoplastics Wood and furniture coatings BYK Instruments BYK offers a complete line of testing instruments to solve your needs in many application areas: Gloss/Appearance Color Portable or stationary laboratory equipment including easy to use quality control software. BYK instruments the complete solution for the coatings and plastics industry. BYK-Gardner GmbH P.O. Box 970 82534 Geretsried Lausitzer Strasse 8 82538 Geretsried Germany Tel +49 8171 3493-0 +49 800 427-3637 Fax +49 8171 3493-140 info.byk.gardner@altana.com www.byk.com/instruments ANTI-TERRA, BYK, BYK -DYNWET, BYK -SILCLEAN, BYKANOL, BYKETOL, BYKOPLAST, BYKUMEN, DISPERBYK, DISPERPLAST, LACTIMON, NANOBYK, SILBYK, and VISCOBYK are registered trademarks of BYK-Chemie. AQUACER, AQUAFLOUR, AQUAMAT, CERACOL, CERAFAK, CERAFLOUR, CERAMAT, CERATI, and MINERPOL are registered trademarks of BYK-Cera. This information is given to the best of our knowledge. Because of the multitude of formulations, production, and application conditions, all the above mentioned statements have to be adjusted to the circumstances of the processor. No liabilities, including those for patent rights, can be derived from this fact for individual cases. This brochure replaces all previous issues printed in Germany. 11/2007

Substance for Success. Product Guide L-G 4 NANOBYK Additives Improved Scratch Resistance UV Protection

Product Guide L-G 4 Surface Additives for Improved Scratch Resistance Nanoparticles Nonvolatile matter (%) Nanoparticle carrier Liquid content (%) Particle size D50 (nm) Recommended for UV systems Aqueous Solventfree Non UV systems Aqueous Solventborne Applications NANOBYK-3600 Alumina 55 50 Water 40 Parquet and furniture coatings NANOBYK-3601 Alumina 97 30 TPGDA* 40 Parquet/furniture and industrial coatings NANOBYK-3602 Alumina 97 30 HDDA** 40 Parquet/furniture and industrial coatings NANOBYK-3610 Alumina, surface modified with polysiloxane (linear, non-polar) 37 30 Methoxypropylacetate 20 Wood and furniture coatings, industrial coatings, plastic coatings NANOBYK-3650 Silica, surface modified with polysiloxane (linear, non-polar) 31 25 Methoxypropylacetate/ Methoxypropanol 6/1 20 Wood and furniture coatings, industrial coatings, automotive refinish and OEM coatings NANOBYK-3651 Silica, surface modified with polysiloxane (branched, polar) 34 20 Methoxypropylacetate/ Methoxypropanol 6/1 20 Wood and furniture coatings, industrial coatings, automotive refinish and OEM coatings NANOBYK-3652 Silica, surface modified with polysiloxane (linear, medium polar) 31 25 Methoxypropylacetate/ Methoxypropanol 6/1 20 Wood and furniture coatings, industrial coatings, automotive refinish and OEM coatings * TPGDA = tripropylene glycol diacrylate ** HDDA = hexanediol diacrylate figure 1 Our complete range of additives for coatings can be found in the Product Guide L-G 1. Further Product Guides for special topics: Additives for Radiation Curing Systems (L-G 5) Additives for Aqueous Coatings (L-G 6) 2

Product Guide L-G 4 Inorganic UV Absorbers Nanoparticles Nonvolatile matter (%) Nanoparticle content (%) Liquid carrier Particle size D50 (nm) Recommended for Aqueous systems Solvent-borne systems Applications NANOBYK-3810 Cerium oxide 23 18 Water 10 Architectural coatings (wood care) NANOBYK-3812 Cerium oxide 47 30 Aromatic-free white spirits 10 Architectural coatings (wood care) NANOBYK-3820 Zinc oxide 45 40 Water 20 Wood and furniture coatings, wood stains NANOBYK-3821 Zinc oxide 44 40 Methoxypropylacetate 20 Solvent-borne wood, furniture and industrial coatings NANOBYK-3840 Zinc oxide 44 40 Water 40 Wood and furniture coatings, wood stains NANOBYK-3841 Zinc oxide 44 40 Methoxypropylacetate 40 Solvent-borne wood, furniture and industrial coatings NANOBYK-3842 Zinc oxide 44 40 Aromatic-free white spirits 40 Architectural coatings (wood care) NANOBYK-3860 Zinc oxide 55 50 Water 60 Architectural coatings (wood care) Typical usage level: 2-6% additive (as supplied) based upon resin solids. figure 2 Optimal dosage of UV absorbers depends on coating thickness. Thin films require higher dosages whereas for thicker films lower dosages are sufficient. All UV absorbers can be used in combination with radical scavengers (HALS). Have a Look at our NANOBYK Website www.nanobyk.com 3

Product Guide L-G 4 Products and Applications BYK Additives Additives are used during the production of coatings, printing inks and plastics to optimize the production process and to improve the quality of the final product. Product Range Additives Additives to improve surface slip, leveling and substrate wetting Adhesion promoters Defoamers and air release agents Foam stabilizers Processing additives Rheological additives UV-absorbers Viscosity depressants Waxes Wetting and dispersing additives for pigments and extenders BYK-Chemie GmbH P.O. Box 10 02 45 46462 Wesel Germany Tel +49 281 670-0 Fax +49 281 65735 info@byk.com www.byk.com/additives Application Areas Ambient curing resins (FRP) Architectural coatings Automotive OEM Automotive refinishes Can coatings Coil coatings Color masterbatches Industrial coatings Leather coatings Marine paints Molding compounds Paper coatings Pigment concentrates Polyurethane foams Powder coatings Printing inks Protective coatings PVC plastisols Thermoplastics Wood and furniture coatings BYK Instruments BYK offers a complete line of testing instruments to meet your needs in many application areas: Gloss/Appearance Color Portable or stationary laboratory equipment including easy to use quality control software. BYK instruments the complete solution for the coatings and plastics industry. BYK-Gardner GmbH P.O. Box 970 82534 Geretsried Lausitzer Strasse 8 82538 Geretsried Germany Tel +49 8171 3493-0 +49 800 427-3637 Fax +49 8171 3493-140 info.byk.gardner@altana.com www.byk.com/instruments ANTI-TERRA, BYK, BYK -DYNWET, BYK -SILCLEAN, BYKANOL, BYKETOL, BYKOPLAST, BYKUMEN, DISPERBYK, DISPERPLAST, LACTIMON, NANOBYK, SILBYK, and VISCOBYK are registered trademarks of BYK-Chemie. AQUACER, AQUAFLOUR, AQUAMAT, CERACOL, CERAFAK, CERAFLOUR, CERAMAT, CERATI, and MINERPOL are registered trademarks of BYK-Cera. This information is given to the best of our knowledge. Because of the multitude of formulations, production, and application conditions, all the above-mentioned statements have to be adjusted to the circumstances of the processor. No liabilities, including those for patent rights, can be derived from this fact for individual cases. This brochure replaces all previous issues printed in Germany. 12/2008