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Characteristics Processing guidelines Negative Tone Photoresist Series ma-n 1400 ma-n 1400 is a negative tone photoresist series designed for the use in microelectronics and microsystems. The resists are available in a variety of viscosities. - well suitable as an etch mask exhibiting high dry and wet etch resistance - excellent for pattern transfer with PVD and lift-off processes - high thermal stability of the resist patterns - aqueous alkaline development Process flow for reactive ion etching (RIE) Process flow for pattern transfer with physical vapour deposition (PVD) and lift-off Physical properties of the resist solution Resist ma-n 1405 ma-n 1407 ma-n 1410 ma-n 1420 Film [µm] ± 0.08 0.7 ± 0.1 ± 0.1 ± 0.1 Thickness 1 Dynamic [mpa s] 9 ± 1 11 ± 1 13 ± 1 29 ± 1 Viscosity 2 Density [g cm -3 ] 32 ± 0.002 40 ± 0.002 53 ± 0.003 71 ± 0.003 1 Spin coated at 3000 rpm for 30 s 2 25 C, 0 s -1 ls.05.11.25.02 1

ma-n 400 and ma-n 1400 Negative Tone Photoresists GmbH Köpenicker Straße 325 12555 Berlin-Köpenick Germany Telephone +49 30 641670 Fax +49 30 641670200 E-Mail mrt@microresist.de www.microresist.com Conventional Pattern Transfer and Single-Layer Lift-Off ma-n 400, 2 μm thick 90 s, 0 μm undercut s, μm undercut Unique features High wet and dry etch resistance Good thermal stability of the resist pattern Tunable pattern profil: vertical to undercut Aqueous alkaline development Easy to remove Based on safe solvents Resists available in a variety of viscosities Standard and Lift-off process Photoresist Substrate (SiO 2 ) Substrate (Si) Coat, Softbake Applications Microelectronics and micro systems Mask for lift-off processes Etch mask for semiconductors and metals Well suitable for implantation Expose Standard Lift-Off 140 s, 1.5 μm undercut ma-n 1400, 2 μm thick Crosslinked Photoresist Develop Crosslinked Photoresist Metal Develop UV Flood Exposure (Optional) Etch PVD Remove Resist Lift-Off 65 s, 0.6 μm undercut 80 s, 0.8 μm undercut 120 s, 2.1 μm undercut Technical data Resist ma-n 400 μm ma-n 1400 μm Film thickness Spin coating / time ma-n 405 ma-n 415 ma-n 420 ma-n 440 ma-n 490 1.5 4.1 7.5 ma-n 1405 ma-n 1407 ma-n 1410 ma-n 1420 ma-n 1440 3000 rpm, 30 s Spectral sensitivity 300-380 nm 300-410 nm Thermal stability up to 110 C, for metal evaporation 0.7 4.0 up to 160 C, for metal evaporation and sputtering ls.09.13

Processing Best patterning results are obtained at temperatures of 20 25 C and a relative humidity of 40 46 %. The resist and unexposed resist films have to be processed under yellow light. The guidelines relate to standard processing of resist films spin coated on silicon or silicon dioxide. The specific process parameters to be applied depend on substrate, application and equipment. Processing conditions - STANDARD PROCESS Resist ma-n 1405 ma-n 1407 ma-n 1410 ma-n 1420 Film thickness [µm] 0.7 Substrate preparation Oven: 200 C, 30 min (HMDS for Si and SiO 2 substrates) Spin coating [rpm] [s] 3000 30 Prebake Hotplate [ C] [s] 60 60 90 120 Oven [ C] [min] 105 15 30 Exposure dose 1 [mj cm -2 ] 300 ± 20 350 ± 30 450 ± 30 550 ± 30 Development 2 (ma-d 533/S) [s] 20 ± 5 25 ± 5 30 ± 10 60 ± 10 1 broadband exposure, intensity measured at λ=365 nm 2 immersion development Substrate preparation: The substrates have to be free of impurities and moisture. They should be baked at 200 C and cooled to room temperature immediately before coating. Alternatively, oxygen or ozone plasma cleaning is recommended. For improving resist film adhesion to Si and SiO 2 substrates it is advisable to apply an adhesion promoter such as HMDS. Coating: Uniform coatings are obtained by spin coating of ma-n 1400 solutions in the thickness range indicated in the spin curves. Please select the appropriate resist type and spin speed required for the desired film thickness and application. 4.0 Film thickness [µm] 3.5 3.0 2.5 1.5 ma-n 1420 ma-n 1410 ma-n 1407 ma-n 1405 0.0 0 2000 3000 4000 5000 6000 Spin speed [rpm] Fig. 1: Spin curves of the ma-n 1400 series, 30 s spin time ls.05.11.25.02 2

The refractive index of the resist film depending on the wavelength and the Cauchy equation are given in Fig. 2. This information is needed for ellipsometric or other optical thickness measurement. 1.80 n(λ) = 10-3 n 0 + 10 2 n 1 / λ 2 + 10 7 n 2 / λ 4 Refractive index 1.75 1.70 1.65 n 0 = 1602 n 1 = 149 n 2 = 0 1.60 300 400 500 600 700 800 Wavelength [nm] Fig. 2: Refractive index vs. wavelength, Cauchy coefficients of unexposed ma-n 1400 Prebake: Resist films are baked on a hotplate at 120 C. The prebake temperature has to be adapted to the respective substrate material. Recommended prebake temperatures for ma-n 1400 on different substrates Substrate Si Au Si 3 N 4 GaAsP/GaAs Prebake temperature [ C] 120 120 120 If required, the etch resistance and thermal stability of the resist can be increased by applying a higher prebake temperature (max. 160 C) or a longer prebake time. The developing time will increase in this case. Exposure: The resists are effective for broadband or i-line exposure. Absorption coefficient [µm -1 ] 4.0 3.5 3.0 2.5 1.5 ma-n 1400. unexposed ma-n 1400. exposed i - line h - line 0.0 200 250 300 350 400 450 500 Wavelength [nm] Fig. 3: UV/vis absorption of unexposed and exposed ma-n 1400 ls.05.11.25.02 3

The exposure dose has to be adapted to the respective substrate material due to its reflectivity. For patterning ma-n 1400 on glass it is recommended to cover the backside of the transparent substrate with a black foil, which absorbs the radiation and prevents light scattering. Recommended relative exposure doses for ma-n 1400 on different substrates Substrate Si Au Si 3 N 4 GaAsP/GaAs Relative exposure doses 1 x dose (Si) 1 1.5 x dose (Si) 1 1.2 x dose (Si) Develop: Ready-to-use developer ma-d 533/ S is recommended. The temperature of the developer should be 20 25 C. The developed resist films are thoroughly rinsed with deionized water and then dried. Hardbake (optional): If required, the etch resistance and the thermal stability of the resist can be further increased. Hardbaking of the developed resist patterns is suggested in an oven at C for approximately 30 min. A temperature ramp is beneficial in order to reduce pattern reflow. Removal: Ready-to-use removers mr-rem 660 (solvent based) and ma-r 404/ S (strongly alkaline) are recommended. Acetone, N-methylpyrrolidone (NMP) or oxygen plasma is also suitable for the residue free removal of the resist. Processing conditions - LIFT-OFF For patterning metal layers by physical vapour deposition (PVD: evaporation, sputtering) undercut pattern profiles are beneficial. Undercut patterns are easily achieved using ma-n 1400. For clean lift-off processing, the film thickness should be 1.5 to 2 times that of the metal deposition layer. The resist films should be stabilized for the PVD process as follows: 1. Prebake at higher temperatures up to 160 C and/ or prolonged prebake time and 2. Deep UV flood exposure of the resist patterns at wavelengths of 200 300 nm with twice to fivefold the patterning exposure dose at 365 nm. Generation of undercut patterns: The standard lithographic process of ma-n 1400 results in nearly vertical pattern profiles. Undercut patterns can be attained by reducing the exposure dose and/ or increasing the developing time. An increase in the developing time is preferred for ma-n 1400. The exposure dose should correspond to that of the standard process. Undercut pattern of ma-n 1400 on silicon substrates Film thickness [µm] Prebake [ C, s], 120 550 65 80 120 Exposure dose (365 nm) Development with ma-d 533/S [mj cm -2 ] Time [s] Undercut [µm] 0.6 0.8 1.7 2.1 160, 120 550 130 170 190 0 4.5 (double coat), 300 1500 220 3.0 ls.05.11.25.02 4

Examples Undercut patterns of 2 µm thick ma-n 1400 Prebake: C, 120 s Exposure dose: 550 mj cm -2 (365 nm) Develop with ma-d 533/S: time undercut 65 s 0.6 µm 80 s 0.8 µm s 1.7 µm 120 s 2.1 µm Note: Higher prebake temperatures, prolonged prebake times and increased exposure doses lead to an increased developing time and reduce the undercut. Physical vapour deposition (PVD) - evaporation, sputtering: Patterns of ma-n 1400 exhibit high thermal stability and can be used for evaporation and sputtering of metals, such as silver, tin, gold, copper and aluminium. Note: In dependence on the conditions of metal evaporation and especially when the metals are sputtered, a thermal stabilization by increased prebake and/ or UV flood exposure of the patterned resist is necessary. Besides, short breaks in the sputtering process for reducing resist heating lead to clean lift-off results. Lift-off: Remover mr-rem 660 or N-methylpyrrolidone (NMP) at temperatures of 40 60 C assisted by ultrasonics is suitable for residue free removal of the resist after the PVD process. The use of acetone assisted by ultrasonics is also recommended. Storage Storage at temperatures of 18 25 C is recommended. Do not store ma-n 1400 resists in a refrigerator. Resists and unprocessed resist films have to be stored under yellow light. Keep the bottle closed when not in use. Under these conditions a shelf life of 6 months from the date of manufacture is ensured. Disposal Unexposed resist: dispose of as halogen free solvent Exposed resist: dispose of as resist/ old resist Environmental and health protection ma-n 1400 resist series contains safe solvents. Ensure that there is adequate ventilation while processing the resists. Avoid contact of the resists with skin and eyes and breathing solvent vapours. Wear suitable protective clothing, safety goggles and gloves. Equipment ma-n 1400 resists are compatible with most commercially available photoresist processing equipment. The data given in these guidelines were obtained using: - Convac spin coater or Suss RC 5 spin coater without cover - contact hotplate/ convection oven - Suss MA 56 mask aligner (UV 400) - immersion development ls.05.11.25.02 5