Compounding Pharmacies and the USP <71> Sterility Tests

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Compounding Pharmacies and the USP <71> Sterility Tests Scott Sutton, Ph.D. scott.sutton@microbiol.org 49 41 Disclaimer I am making this presentation as an independent agent I am not making this presentation as a representative of USP, PDA, PMF, SCA or any other organization with which I am currently associated. The views expressed in this presentation are offered as mine alone. 2 2014 Microbiology Network, Inc. 1

Overview of Presentation Who Cares? What are the compendial Sterility Tests? Product Requirements Method Suitability Alternate Methods 3 FDA Sutton, S. 2013. GMP and Compounding Pharmacies. Amer Pharm Rev. 16(3):48-59. http://www.americanpharmaceuticalreview.com/featured -Articles/135985-GMP-and-Compounding-Pharmacies/ 4 2014 Microbiology Network, Inc. 2

Frequent 483 Citations - Initial 31 Reports 4/25/13 5 Frequent 483 Citations - Current 74 Reports 3/15/14 6 2014 Microbiology Network, Inc. 3

Frequency of Issue Cited Topic Frequency Inadequate/ Improper EM 81.1% Validation of Sterilization - Media Fills 79.7% Stability Program 78.4% Lab Procedures: Testing/ Contract Lab Control 74.3% SOPs to Prevent Microbial Contamination Non-existent or Not Followed 73.0% Inadequate Gowning 70.3% Batch Release 60.8% Inadequate Cleaning/ Disinfection 60.8% Control of Equipment 60.8% Inadequate Facility / Smoke Studies 54.1% Investigations 50.0% Control of Pyrogenic Contamination 47.3% QAU Not Effective/ Production SOPs not followed/effective 43.2% Separation of Clean and Dirty Operations/Storage of Materials 31.1% Inadequate Raw Material Control 27.0% Container Preparation 18.9% SOP/Control of Production 17.6% Safeguard Against Penicillin/Cephalosporine Cross Contamination 14.9% Labelling Issues 13.5% Records not Available 12.2% Personnel not Trained/ Inadequate 5.4% 7 Obvious Product Contamination (Micro/Particulate) 4.1% Change Control 4.1% 483 issued 12/20/23 8 2014 Microbiology Network, Inc. 4

483 Issued 4/17/13 9 483 Issued 1/9/14 10 2014 Microbiology Network, Inc. 5

Overview of Presentation Who Cares? What are the compendial Sterility Tests? Product Requirements Method Suitability Alternate Methods 11 Sterility Testing Two separate tests Membrane Filtration Direct Transfer 20 Units, 2 media & temperatures Requires Growth Incubation period - 14 days Moldenhauer, J and S. Sutton. 2004. Towards an Improved Sterility Test. PDA J of Science and Technology 58(6):284-286. 12 2014 Microbiology Network, Inc. 6

Membrane Filtration Filter required amount of product through two filters Neutralize/Rinse 3 100 ml volumes suggested Formulations for dilution fluids suggested One filter into Soybean Casein Digest Broth (SCDB or TSB) incubate at 20-25 o C for 14 days One filter into Fluid Thioglycollate Medium (FTM) incubate at 30-35 o C for 14 days 13 Direct Inoculation Place required amount of product into sufficient recovery medium (with neutralizers?) Soybean Casein Digest Broth (SCDB or TSB) incubate at 20-25 o C for 14 days Fluid Thioglycollate Medium (FTM) incubate at 30-35 o C for 14 days 14 2014 Microbiology Network, Inc. 7

Product Requirements Minimum Quantity per Unit for Each Medium Liquids Minimum Quantity < 1 ml The whole contents of each container 1-40 ml Half the contents of each container, but not less than 1 ml >40 - <100 ml 20 ml per container >100 ml 10% of the contents of the container, but not less than 20 ml Antibiotic Liquids 1 ml 15 Product Requirements Minimum Quantity per Unit for Each Medium Solids Minimum Quantity < 50 mg The whole contents of each container 50 - <300 mg Half the contents of each container, but not less than 50 mg 300 mg 5 g 150 mg per container >5 g 500 mg per container Insoluble preparations, creams, and ointments to be suspended or emulsified - Use the contents of each container to provide not less than 200 mg 16 2014 Microbiology Network, Inc. 8

Number of Units to be Tested 17 Example 1-84 units of 10 ml 10 ml is between 1 and 40 ml Table 2 tells us to use ½ volume or 5 ml per unit 84 units is less than 100 Table 3 tells us to use the greater of 4 units or 10% of the batch = 8 units per medium We therefore must test at least 5 ml from each of 8 units for each medium 18 2014 Microbiology Network, Inc. 9

Example 2 6 units of 1.5 ml 1.5 ml is between 1 and 40 ml Table 2 tells us to use ½ volume but not less than 1 ml therefore we test 1 ml ml per unit 6 units is less than 100 Table 3 tells us to use the greater of 4 units or 10% of the batch = 4 units per medium We therefore must test at least 1 ml from each of 4 units for each medium. 19 483 Issued to Testing Lab #1 20 2014 Microbiology Network, Inc. 10

483 Issued to Testing Lab #2 21 483 Issued to Testing Lab #2 (cont) 22 2014 Microbiology Network, Inc. 11

483 Issued to Lab #3 23 483 Issued to Lab #3 (cont) 24 2014 Microbiology Network, Inc. 12

Overview of Presentation Who Cares? What are the compendial Sterility Tests? Product Requirements Method Suitability Alternate Methods 25 Method Suitability Test Can we neutralize any antimicrobial properties of the medication? Use specified challenge organisms Use specified total amounts of products 26 2014 Microbiology Network, Inc. 13

Method Suitability Test for Each Challenge Organism Filter maximal amount of medication to be tested Filter 2 volumes (100 ml?) of diluting fluid Add third volume, inoculate with <100 CFU challenge organism Filter Show microbial growth from filter in relevant medium at relevant temperature in 5 days 27 Method Suitability Test 6 challenge organisms FTM C. sporogenes P. aeruginosa S. aureus SCDB A. brasiliensis B. subtilis C. albicans 28 2014 Microbiology Network, Inc. 14

Method Suitability Examples Example 1-84 units of 10 ml 5 ml from 8 units = 40 ml for each organism; there are 6 6 x 40 ml = 240 ml total for Method Suitability Example 2 6 units of 1.5 ml 1 ml from 4 units = 4 ml for each organism 6 x 4 ml = 24 ml total for Method Suitability 29 483 Issued to Testing Lab #1 30 2014 Microbiology Network, Inc. 15

483 Issued to Lab #2 31 483 Issued to Lab #3 32 2014 Microbiology Network, Inc. 16

483 Issued to Lab #4 33 483 Issued to Lab #4 (cont) 34 2014 Microbiology Network, Inc. 17

Review of Presentation Who Cares? What are the compendial Sterility Tests? Product Requirements Method Suitability Alternate Methods 35 Alternate Sterility Tests Clearly allowed by USP Must be demonstrated as equivalent or better than USP <71> o Specificity The test s ability to detect a range of microorganisms in the sample o Limit of Detection The lowest number of microorganisms that can be detected by the test o Ruggedness The performance of the test under a variety of normal test conditions o Robustness The capacity of the test to give consistent results under different method parameters 36 2014 Microbiology Network, Inc. 18

483 Issued to Lab #3 37 483 Issued to Lab #4 38 2014 Microbiology Network, Inc. 19

483 Issued to Lab #4 (cont) 39 483 Issued to Lab #4 (cont) 40 2014 Microbiology Network, Inc. 20

483 Issued to Lab #4 (cont) 41 483 Issued to Lab #4 (cont) 42 2014 Microbiology Network, Inc. 21

Review of Presentation Who Cares? What are the compendial Sterility Tests? Product Requirements Method Suitability Alternate Methods 43 BEFORE WE HAVE THE QUESTIONS Thank you to our sponsor for this webinar - 44 2014 Microbiology Network, Inc. 22

Considerations for Choosing a Sterility Testing Vendor Karen Cronholm Director Regional Marketing BioMonitoring EMD Millipore karen.cronholm@emdmillipore.com (978)715-1748 5 Important Considerations Choosing a Sterility Testing Vendor 1) Look for high quality products and standards Leads to consistent and accurate results, reliability Documentation (Certificate of Quality or Analysis) Minimizes risks of false positives and false negatives 2) Competence in regulatory requirements - vendor should: Have complete understanding of USP <71> Help you understand how to comply with regulations Have products which support compliance 3) Look for variety Different applications (i.e. membrane filtration, direct inoculation, closed systems and rapid sterility testing) Sampling configurations designed for your product container www.emdmillipore.com 2014 Microbiology Network, Inc. 23

5 Important Considerations Choosing a Sterility Testing Vendor 4) Consider the Vendor s Services Ensure vendor has a comprehensive program to repair, calibrate and maintain any equipment Provide help designing the right test method 5) Ask for Support the vendor should: Provide product training service and knowledge Have experts to help you implement your sterility test Provide continued support via phone & email Good service and support should have you up and running quickly It should be easy! www.emdmillipore.com Upcoming Webinars April 24 th - Compounding Pharmacies and Contract Testing Lab May 22 nd - Compounding Pharmacies and the Bacterial Endotoxin Test 48 2014 Microbiology Network, Inc. 24

THANK YOU FOR YOUR ATTENTION QUESTIONS? Scott Sutton, Ph.D. scott.sutton@microbiologynetwork.com +1 585-298-0767 (cell) http://www.rx-gcp.com 2014 Microbiology Network, Inc. 25