Urinalysis and Body Fluids CRg. Laboratory Regulation. Laboratory Regulation for Quality Assessment. Unit 1 B. Quality Assessment

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Urinalysis and Body Fluids CRg Unit 1 B Laboratory Regulation Federal Regulations / Regulatory Organizations Laboratory structure / operation Quality test performed by qualified personnel to obtain quality results Safe work environment Protect environment from biohazards and pollution Payment for services rendered. Laboratory Regulation for Federal Regulations / Regulatory Organizations Public Health Service Act Department of Health and Human Services Centers for Medicare and Medicaid Services (CMS) Commission on Office Laboratory Accreditation (COLA) OSHA (Occupational Safety and Health Administration) Worker safety issues, MSDS sheets EPA (Environmental Protection Agency) Regulates medical laboratory waste

Laboratory Regulation for FDA (Food and Drug Administration) Approval of diagnostic tests CDC (Centers for Disease Control) Implements public health regulations, monitors reportable diseases and trends, categorizes lab tests DOT (Department of Transportation) Regulates packaging and transport of biological hazards and HAZMATS NRC (Nuclear Regulatory Commission) Regulates the handling and disposal of radioactive materials Laboratory Regulation for External accreditation agencies CAP (College of American Pathologists) COLA (Commission on Office Laboratory Accreditation) JCAHO (Joint Commission on Accreditation of Healthcare Organizations) / aka The Joint Commission Clinical Laboratory Improvement Act of 1988 (CLIA 88) (http://www.cms.hhs.gov/clia/) Actually implemented Sept 1, 1992 Mandated quality assessment and categorized levels of clinical lab testing: Provider performed microscopy (PPM) Waived testing (WT) Moderate complexity testing (MCT) High complexity testing (HCT)

Laboratory Regulation for A process for guaranteeing quality patient care Clinical laboratories must continually assess, update, and adjust services to achieve optimal patient outcomes. (QA) Program Use of qualified personnel Promotes effective communication Establishment of clearly written policies (QA) Urinalysis Procedure Manual Well written Readily available in the work area Covers all aspects of testing Patient preparation, Specimen type and collection, Specimen acceptability, rejection criteria

(QA) Urinalysis Procedure Manual Principle, clinical significance of test Reagents, standards, controls, procedure Normal / Reference values Critical Panic values How to record the results Instrument calibration, maintenance Limits of controls, corrective actions, procedure limitations, specific notes Effective date, author, review schedule (QA) Program (con t) Use of delta checks Timely verbal reporting of all critical values Participation in Proficiency Testing Mandated by CLIA 88 External proficiency testing The testing of unknown specimens Internal proficiency testing Factors Affecting Test Quality PRE-ANALYTICAL ERROR Patient was not prepared ANALYTICAL ERROR POST-ANALYTICAL ERROR Instrument not calibrated Results not correctly entered into computer Patient ID errors Deteriorated reagents Results do not get sent Wrong test ordered Control problems Results are delayed Wrong type of specimen Pipetting / dilution errors Results not properly interpreted Specimen contaminated, hemolyzed, etc. Instrument improperly operated Tech runs wrong patient sample Critical / panic values not noticed, or acted upon in a timely manner.

Quality Control (QC) Quality Control The methods utilized by the laboratory to ensure accurate test results QC is a set of procedures and practices to monitor the testing process QC monitors accuracy, precision, and reliability of tests All aspects should be evaluated, inc. controllable pre-analytical and analytical variables. Specimen collection & handling Testing process reagents, etc Personnel performing test are they qualified? Test reporting (QA) Program (con t) Use of delta checks Timely verbal reporting of all critical values Participation in Proficiency Testing Mandated by CLIA 88 External proficiency testing The testing of unknown specimens Internal proficiency testing Quality Control (QC) Standards and Controls Standard a solution with a known concentration of a substance; that can be used as a reference.

Quality Control (QC) Standards and Controls Control a solution with a determined range of values for one or more substances; used to determine validity of test results. Controls have the same matrix as does the patient specimen. Running Controls Control levels Level 1 control Best monitors patient samples that are normal Sometimes called the normal control Level 2 control Best monitors the patient samples that are in abnormal ranges Sometimes called abnormal control Running QC Using control material Record date of opening, manufacturer s lot number, expiration date each time control is run The person doing the testing, MUST be the one running the controls. Control results must be evaluated before releasing patient results If controls do not produce the expected result, no patient results released Must investigate reason

Levy Jennings Chart Levy Jennings Chart OBJECTIVE Given a series of quality control results evaluate the results for validity, state the corrective actions to be taken on results which are out of range as well as possible causes of invalid results. CRg Levy Jennings Chart OBJECTIVE Given a series of quality control results evaluate the results for validity, state the corrective actions to be taken on results which are out of range as well as possible causes of invalid results. CRg

Levy Jennings Chart OBJECTIVE Given a series of quality control results evaluate the results for validity, state the corrective actions to be taken on results which are out of range as well as possible causes of invalid results. CRg Corrective Actions