ENTEK Membranes LLC Lebanon, Oregon USA

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Structure-Property Relationships of Ceramic-Modified Separators W. Wood, D. Lee, J. Frenzel, D. Wandera, D. Spitz, A. Wimer, R. Waterhouse, and R.W. Pekala ENTEK Membranes LLC Lebanon, Oregon USA March 23, 2016

OUTLINE Ceramic-Modified Separators Inorganic filler distributed throughout bulk structure Inorganic coating on one or both sides of separator Coating chemistry Particle size Loading level Binder content Structure-Property Relationships High temperature dimensional stability Particle penetration Wicking rate Moisture content Future opportunities 2

CERAMIC-FILLED SEPARATORS Mix Preparation -Silica -UHMWPE -Process oil Extrusion Calendering Biaxial Orientation Extraction & Drying Heat Treatment Slit & Wind 3

SURFACE & FRACTURE SEM - SILICA 2.3:1 Silica:PE, Surface Polymer rich surface layer with open porosity 2.3:1 Silica:PE; XMD fracture Highly porous bulk structure with pore size < 1 um 4

SURFACE & FRACTURE SEM - AL2O3 2.7:1 Al2O3:PE, Surface Polymer rich surface layer with open porosity 2.7:1 Al2O3:PE, XMD Fracture Highly porous bulk structure with pore size < 1 um 5

CERAMIC-FILLED SEPARATORS Separator Properties High temperature dimensional stability ( < %5 Shrinkage @ 180 C) High porosity (> 70-80 %) Ultralow impedance Rapid wetting with electrolyte Low tensile modulus & strength No shutdown Battery Performance High voltage stability Improved cycle life High power demonstrated at low temperature 6

INORGANIC COATINGS Microporous coatings have commonly been used as ink jet receptive layers on paper or polymer substrates US 5,605,750 (Eastman Kodak) Filed December 29, 1995 Patent Date February 2, 1997 Claim 1 o An opaque image-recording element for an ink-jet printer which comprises an opaque substrate having on at least one surface thereof a lower layer of a solvent-a sor i g i roporous aterial a d a upper i agi g layer of porous, pseudo-boehmite having an average pore radius of from 10 to 80 Angstroms WO 1999007558 A1 (3M) Filed December 11, 1997 Publication Date February 18, 1999 Claim 1 o 7 An inkjet receptor medium, comprising: a microporous medium having one major surface an imaging layer comprising a coating of amorphous precipitated silica and binder

ENTEK COATING STRATEGY Water-based coatings Dip coating process Inorganic oxide nanoparticles Alumina Silica Inter-particle crosslinks Hydrogen bonding approach o Small molecule o Polymers Ultralow polymer content o < 5 wt. % 8 Inorganic chemical reactions

CERAMIC-COATED SEPARATOR PROPERTIES These data only show typical properties 9

SEM SILICA COATING / DOUBLE SIDE 10

SEM ALUMINA COATING / DOUBLE SIDE 11 Fracture Fracture Surface Surface Coated from aqueous dispersion with ~ 3% polymer

SEM ALUMINA COATING / SINGLE SIDE 12 Fracture Fracture Surface Surface

SURFACE SEM COMPARISON OF AL2O3-COATED SEPARATORS 13

MERCURY POROSIMETRY Description Basis Wt (g/m2) Thickness (µm) Bulk density (g/cc) Porosity (%) Ave. Pore Dia. (µm) Calculated coating porosity (%) 16 µm LP 9.0 16.1 0.59 42.5 0.052 - Coated Separator A, 1-side 16.0 22.0 0.77 48.7 0.032 65.6 Coated Separator A, 2-sides 15.2 18.9 0.76 45.9 0.031 65.5 Coated Separator B, 2-sides 16.1 20.7 0.75 49.7 0.034 74.9 Pore size distribution of base layer and ceramic coating can be differentiated. 14

THERMAL SHRINKAGE TEST - DRY Ceramic coated separators exhibit < 5% shrinkage in both the machine and transverse directions after being heated for 1 hr at 180 C. 15

SEM: X-SECTION AFTER 180C SHRINKAGE TEST 16

THERMAL SHRINKAGE TEST - WET Samples: Uncoated 97/3 Alumina/polymer A 90/10 Alumina/Box Wetted with Electrolyte DMC/EMC/LiPF6 Used Aluminum/PP seal to make pouches Sealed aluminum pouch for shrinkage testing in electrolyte Heated at 150 C for 30 minutes Sample Shrinkage (%) MD TD Uncoated 70 61 97/3 Alumina/polymer 2.6 1.6 90/10 Alumina/ BOx 2.1 0.6 Uncoated Alumina/polymer A Alumina/BOx 17

SHRINKAGE TESTING VARIOUS COATED SEPARATORS Alumina/ Polymer A Alumina/ Polymer B Ratio=0.53 Ratio=0.50 Ceramic coating/base separator wt ratio Alumina/ Sucrose Ratio~0.55 Ceramic coating/base separator wt ratio Ceramic coating/base separator wt ratio Alumina/ BOx Ratio~0.53? Ceramic coating/base separator wt ratio A critical [coat weight / PE basis weight] ratio has been identified for achieving high temperature dimensional stability, independent of the formulation used. 18

MICRO-BUCKLING OF COATED SEPARATOR Coated separator with high shrinkage exhibits micro-buckling at the alumina-pe interface 19

THERMAL SHRINKAGE MODEL Critical coating weight required to resist residual stresses in the separator for high temperature dimensional stability Micro-buckling model: ℎ = => Critical coating weight is dictated by coating stiffness Implications: Critical coating weigh for ceramic/polymer mixtures can be predicted Surface contact between ceramic particles will strongly influence the critical coating weight 20

180 PEEL TEST A peel test was developed to quantify the adhesion strength of various ceramic-coated separators The load required to pull the ceramic-coated layer from the base layer was measured Peel strength of the ceramic coated layer can be modified as needed 21

PARTICLE PENETRATION: 1-SIDE VS 2-SIDE COATING Testing was performed under 3 different configurations: Single side coated separator, uncoated side against the particle Single side coated separator, with coated side against the particle Double side coated separator For single sided separators, when uncoated side is adjacent to particle, penetration strength is similar to the base material controls Coating is stressed under tension However, when the coating is adjacent to the particle, the penetration strength is significantly higher than controls The coating is largely compressed Double sided coated separator offers better protection against particle penetration 22

WETTING TEST METHOD Keyence microscope used for wetting experiment Separator suspended in air to prevent solvent wicking on glass Droplet placed on separator by micro-pipette. Wetted area measured over 5 minutes. Solvent: propylene carbonate/tri(ethylene glycol) dimethyl ether = 1/1 (vol.) 23

INCREASED WETTING RATE 160 140 120 Wetting area (mm2) 100 80 60 40 20 0 0 0,5 1 20 EPH 1,5 2 Time (min) 2,5 Coated, High Surface Area 3 3,5 4 4,5 5 Coated, Low Surface Area Electrolyte filling is often a bottleneck in cell manufacturing Separator coated with high surface area, alumina nanoparticles shows excellent wetting 24

NO IMPACT ON IMPEDANCE Coating PE separator with alumina nanoparticles increases Gurley values without increasing ionic resistance 25

STORAGE TESTING AT 70 C ENTEK alumina coated separator has been successfully used in large prismatic cells tested under demanding calendar life conditions (70 C; 4.2 V) 26

MOISTURE EVALUATION Coated with high surface area alumina nanoparticles Alumina coated separator was Tested for Karl Fischer moisture and TGA weight loss 25 C, Argon, 30min TGA Isotherms: 25 C isotherm, 30 minutes under argon 120 C isotherm, 30 minutes under argon No special drying prior to testing 120 C Argon, 30min Coating Weight g/m2 Sample Higher surface area coating 5.9 Weight Loss (ppm) KF moisture (ppm) 25 C, Argon 120 C, Argon Total Weight Loss 4951 3349 8300 8190 27

STRATEGIES FOR REMOVING MOISTURE Pre-dry coated separator and package with moisture-barrier films Dry wound jelly roll prior to electrolyte filling Mixed particle alumina Modify formulation to tailor thermal shrinkage and moisture properties 28

PARTICLE SIZE COATING IMPLICATIONS High surface area alumina Very thin, uniform coatings can be applied Improved energy density Reduced cost Excellent dimensional stability, improved safety Higher moisture content Low surface area alumina Thicker coatings required for low shrinkage Low moisture content => More expensive 29

THERMAL SHRINKAGE: HIGH VS. LOW SURFACE AREA Alumina coated separators with higher surface area, nanoparticles require much lower loading levels in order to achieve <5% shrinkage @180 C 30

MIXED ALUMINA - THERMAL SHRINKAGE VS. MOISTURE 70 4000 60 3500 3000 2500 40 2000 180 C Shrinkage (MD%) 30 1500 120 C Weight Loss (ppm) 20 1000 Linear (120 C Weight Loss (ppm)) 10 500 0 120 C Weight loss (ppm) 180 C Shrinkage (MD%) 50 0 0 10 20 30 40 50 60 70 80 90 100 Nano-alumina concentration (wt%) Nominally 7g/m2 coating onto 16um base material Combining high surface area and low surface area particles allows a compromise in critical coat weight and moisture content while maintaining excellent high temperature dimensional stability 31

SUMMARY Continued growth of xevs and portable electronics will increase demand for thinner separators with good oxidation resistance and excellent safety, i.e. thermal stability at high temperatures. Nanoparticle coatings offer excellent high temperature dimensional stability at the lowest coat weights, thereby allowing battery manufacturers to achieve higher energy densities at lower cost. While nanoparticle coatings have very high surface areas and high moisture content, cycle life data at extreme conditions (70 C, 4.2V) indicate that moisture is sequestered in nanopores and inaccessible to the electrolyte. Further benefits of nanoparticle coatings include rapid cell-fill times and minimal impact on impedance. 32

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