Ultra-low-light CMOS biosensor helps tackle infectious diseases. Zhimin Ding Founder & CEO Anitoa Systems, LLC

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Ultra-low-light CMOS biosensor helps tackle infectious diseases Zhimin Ding Founder & CEO Anitoa Systems, LLC www.anitoa.com

Enable Point-of-care Molecular Diagnostics Rapid, precise diagnosis of infectious pathogens, so doctors can respond quickly with life-saving drugs and treatment 2

Today: Molecular Diagnostics (MDx) accurate, but not timely and accessible Sample Collection Transportation & Preservation Batch Testing in Centralized Lab Time to result: days to weeks 3

Point-of-care (POC) + MDx = Fast and actionable diagnostics Sample Collection On-site detection w/portable instrument, Time to result: 30 min ~ 1.5 hours Actionable diagnostics means: Distinguish bacterial vs. viral infections (flu, hepatitis) Detect drug-resistant mutations Quantitative when needed Fit into symptom to treatment timing window 4

Compact instrumentation is key Current generation of MDx instruments are too bulky, expensive Microfluidics alone fell short of enabling miniaturization Compact instrumentation with integrated and compact read out electronics is important > need better biosensors Microfluidics allow diagnostic reactions in compact chip format (Beckman Coulter s Ampligrid System) The instrument needs to be small too! 5

Landscape of molecular* bio-sensors Bio-optical sensors with ulux sensitivity for fluorescence and chemiluminescence detection PMT Size & cost CCD or Cooled CCD Electrochemical biosensors CMOS replacement for PMT or Cooled CCD? Sensitive and specificity * Molecular means nucleic acid (DNA, RNA) or protein molecules. 6

Comparison of molecular sensor technologies 1. Low-light optical sensors for fluorescence or chemiluminescence-based detection PMT CCD, cooled-ccd Avalanche diodes CMOS 2. Electrochemical sensors, integrated with assay Surface chemistry complicated and unstable. Can be very sensitive, but specificity is poor. 3. Optical sensors integrated with assay Better light collection efficiency, but increase per-use cost Why low light sensitivity? 1. Molecular probes emits very low level of light 2. Signal of interest is very narrow band Most successful electrochemical sensor is the Glucose sensor. 7

Introducing Anitoa ULS24 Ultra-low-light CMOS bioimager Ultra low-light sensitivity Detection threshold ~3.0 x 10-6 lux* Low dark current, high SnR (>13dB at detection threshold) Wide dynamic range (> 85dB) 12-bit ADC Digital interface through Serial Peripheral Interface (SPI) Built-in temperature sensor 3.3V and 1.8V power supply, 30mW max power 150um pixels in 24 x 24 format PMT or Cooled- CCD level sensitivity in CMOS * @ 550nm, 20nm bandwidth, 3s integration time Anitoa ULS24 CMOS Ultra-low-light bio-imager 8

Intelligent Dark Current Management (process improvement: Target raw sensitivity and dark current) (analog circuitry innovation: Target elimination of reset noise and signal conditioning) (novel DSP algorithm: Target reduction of readout noise and fixed pattern noise) Intelligent Dark-current Management: Starts with high responsivity/low dark current photo-diodes. The readout circuit performs multimodal sensing to capture signal and noise information, the ADC and DSP takes advantage of the multi-modal information to achieve better noise cancellation. 9

Integration of Anitoa ULS24 in an embedded system ULS24 can directly interface with the host processor through an SPI interface ULS24 just need a 12MHz clock and 3.3/1.8v supply Easily support multi-channel configuration Pixel array ULS24 Temperature sensor Pixel Ctrlr SPI ADC OSP LDO 3.3v/1.8v 30mW 12 Mhz OSC Reset command SPI Integration time SPI port Main Processor (OS + Drivers) Readout command Alternatively, ULS24 can go through a dedicated uc to interface with the host system. The dedicated uc provides timing control 10

Anitoa ULS24 application performance data: dsdna quantification DNA quantification test results: 500x more sensitive than absorptionbased (A260) techniques dsdna quantification with Qubit quantitation reagent (Life Technologies). Excitation light source: 470nm LED Filters: Chroma OD6 band pass filters SnR vs signal strength vs integration time 11

Combining CMOS biosensor with Microfluidics CMOS biosensor and Microfluidics innovations enable compact molecular diagnostic instrumentation Miniaturization of optoelectronic sub-systems is the key Ultra-low light CMOS biosensor complements Microfluidics Multichannel fluorescent imager powered by CMOS biosensor Microfluidics 12

Putting it together - Anitoa s portable Nucleic-Acid- Test (NAT) platform targeting infectious disease Battery backed up Handheld instrument Features and benefits Microfluidics reaction bay Low-cost*, miniaturized design Reliable. Great reproducibility Low power, no moving parts, can be battery backed. High sensitivity, high level of integration Single chip* fluorescent and bioluminescent imaging (* 1 chip per channel) Connect to bioinformatics cloud (* low instrument cost and low consumable cost important, this means no active component in consumable) 13

Putting it together(2) Integrated optoelectronics, thermal and fluidic system Achieving portable MDx solution Multichannel fluorescent imaging Multi-channel LED based excitation source Miniature thermal cycler Support standard qpcr tube or microfluidic chip with flexible well format No internal moving parts* Optional sample-to-answer configuration with integrated Microfluidics * Unless motion control needed for fluidic pumps or valves (not shown) 14

Real time quantitative PCR with Anitoa ULS24 CMOS biosensor qpcr test results: Detection and quantification of E. coli and HBV (incl. wild-type and drug-resistant variations:rtm204i, rtl180m) w/ 4 copies/reaction sensitivity, 10^9 dynamic range. 15

HBV drug-resistant mutations diagnostics with Anitoa ULS24 CMOS biosensor Important advantage of MDx is detection of drugresistance mutations and predict drug reaction Avoid further development of drug-resistance Fluorescent wavelength multiplex instrument offers advantage HBV mutations Lamivudine Adefovir Clevudine Sebivo Entecavir Tenofovir Wild-type S S S S S S rtm2041 R S R R I S rtl180m R S R R I S rta181t/v I I R I S I rtn236t S R S S S I rti169t R S R R R S RtT184G R S R R R S RtA194T* R R R R n/a R S: Sensitive R: resistant I: Intermediate HBV treatment options* (* There is also the Interferon method, which show broad sensitivity, but has more side effects, need injection.) No more shot-gun approach in drug prescription. 16

POC MDx benefits to target applications Short symptom to treatment window (Actionable results on site) Influenza A,B, H1N1 Swine Flu) ICU urgent need (Avoid life threatening complications) MRSA Short Viral Sample Life (Use sample right away to Avoid false negative) Hepatitis 17

Business case of POC MDx powered by Anitoa CMOS biosensor CMOS biosensor enabled POC MDx 1st gen POC (e.g. Cepheid GeneXpert, Biofire etc.) Traditional MDx (Life Technology, Roche, Qiagen) Deployment Point of Care Point of Care Reference Lab Size Handheld Bench top Central Lab Equip. Equip Cost $ $$$ $$$$ Cost / test $ $$ $ Sample to result 30min - 1.5hr 1-2 Hours days to weeks 18

Costs important for adoption Per-test cost has to be competitive with centralized lab model Labs reduce cost/test by high throughput batch operation Hospitals and doctors want a share of revenue from consumable use Especially in developing countries. Instrument BOM needs to be low Instrument supplier can achieve profitability without significant dependence on consumable profit Bio-informatics applications and services potential revenue source Democratize Molecular Diagnostics 19

Other identified applications of ultralow light CMOS biosensor 1. Fluorescence Images Guided Surgery (FIGS) 2. Fluorescence or chemiluminescence-based Immunoassay/ELISA 3. Food safety, environment safety or bio-threat detection. 4. DNA or Protein microarray 5. Pyro-sequencing 6. Capillary electrophoresis 7. Cell sorting/imaging flow cytometry /Circulating tumor cell detection 20

Development timeline and status Dec. 2013: ULS24 MPW taped out Feb. 2014: Validated with dsdna quantification using Qubit assay. June, 2014: Validated with qpcr using SYBR Green Chemistry for E Coli detection. Aug. 2014: ULS24 development kit introduced and available. Along with engineering samples of ULS24. May, 2015: Validated with qpcr with Hepatitis B, C including drug resistance strands, with 4 copies sensitivity, using Taqman chemistry. Up to now: 3 rd party evaluation started in areas (FIGs, ELIZA, Cell sorting etc. Quantum dots measurement). Dec. 2015 (Projected): Commercial release of ULS24 Ultra-lowlight bio-imager chip. Anitoa ULS24 Solution Kit ULS24 Testing and characterization setup 21

Summary Summary and future plan Ultra-low-light CMOS biosensor enables compact and low-cost instrumentation for point-of-care molecular diagnostics. Future plan 1. Further miniaturization of opto system Smaller camera system for mobile integration Direct coating and patterning of thin film filters on chip to achieve truly single chip multi-channel fluorescent imaging. 2. Create high speed variation of the chip Targeting cell sorting and cancer screening applications 3. Further refinement of integrated opto-thermal-fluidic system platform For handheld sample-to-answer MDx system 22

THANK YOU! Contact: Anitoa Systems, LLC 1717 Embarcadero Rd. Palo Alto, CA zhimin.ding@anitoa.com 23