Regulatory Perspectives of Japan

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International Alliance for Biological Standardization (IABS) Challenge Toward Sound Scientific Regulation of Cell Therapy Products at Kyoto International Conference Center, Kyoto, Japan Regulatory Perspectives of Japan March 7, 2014 Tetsuya Kusakabe, PhD, MPH Office of Cellular and Tissue-based Products (PMDA), Japan 1

1. Government s Policy Integrated support from basic to clinical research Development of infrastructure to promote regenerative medicines Support utilizing ips cells as a drug-discovery tool Ministry of Health, Labour and Welfare (MHLW) Clinical trials Ministry of Education, Culture, Sports, Science and Technology Basic research Cabinet Office establishes basic strategy, and each ministry collaborates to promote regenerative medicines Ministry of Economy, Trade and Industry Establish industrial base Regenerative Medicine Promotion Law (Enacted in May 2013) Goals for the next 7 years Apply new drugs developed by ips cells technology in clinical trials Increase the number of approved cellular therapeutic products Expand the target of illness in clinical trials Develop equipment or devices related to regenerative medicines 2

2. Two Acts Regulating Regenerative Medicines Regenerative Medicines/ Regenerative Medicinal Products ips Cells Providing regenerative medicines within hospitals and clinics Producing regenerative and cellular therapeutic products in firms The Act on the Safety of Regenerative Medicines Amendment of Pharmaceuticals Affairs Act (PAA) * The Amended Pharmaceutical Affairs Act and the Act on the Safety of Regenerative Medicine were enacted in November 2013, and will be enforced within 1 year 3

3. Background of New Legislations 1. Current guideline is not based on the law 2. Growing need for collaboration between medical institutions and industry from the early stage of development New legislation is needed for prompt and safe regenerative medicine. Act on the Safety of Regenerative Medicine 3. The existing framework in Pharmaceutical Affairs Act does not fit for the characteristics of regenerative and cellular therapeutic products Definition of regenerative and cellular therapeutic products and establishment of new framework are needed Amend Pharmaceutical Affairs Act (name change to PMD Act) 4

4. Overview of the Act on the Safety of Regenerative Medicine I. Obligate hospitals and clinics to submit plans II. Enable to outsource cell processing Providing regenerative medicines Hospitals / Clinics Submit provision plans to MHLW, after the evaluation by the certified committee for regenerative medicine (Risk-Based Approach) Class I:High risk (e.g. ips cells, ES cells) Class II:Medium risk (e.g. Somatic stem cells) Class III:Low risk (e.g. Somatic cells) Certified committee for regenerative medicine Cell processors Cell processing Notification (Hospitals / Clinics)or Application for a license (Firms) Certification Minister of Health, Labour and Welfare (MHLW) The scope of the act is regenerative medicines in hospitals or clinics, including clinical trials and private practice 5

5-1. Amendment of Pharmaceutical Affairs Act Strengthen Safety Measures regarding Drugs, Medical Devices Specify relevant party s obligation to ensure quality, safety, and efficacy of drugs and medical devices. MAH s obligation to notify revised Package insert reflecting the latest findings Regulation suited specifically for Medical Devices Independent Chapter for Medical Devices Third party certification system Quality Management System (QMS) Other revisions related to medical devices Regulation suited specifically for Regenerative Medicinal Products Creation of the regulations for Regenerative Medicinal Products Introduction of approval system with condition/period 6

5-2. The Act on Pharmaceuticals and Medical Devices (PMD Act) Background of the amendment of Pharmaceutical Affairs Act Difficult to gather and evaluate the data for efficacy of regenerative and cellular therapeutic products in a short time To secure prompt and safe provision of regenerative medicine, new framework is needed Expedited approval system for regenerative medicinal products After the safety is confirmed and efficacy is assumed, products will be approved with conditions and a limited term in order to enable prompt provision of the products to patients. 7

5-3. Regulatory Framework Marketing authorization of the products derived from processed human cells/tissues are regulated by the PMD Act and related regulatory documents. 1. Pharmaceuticals & Medical Devices Act 2. MHLW Ministerial Notification - Japanese Pharmacopoeia (JP), PAA 41 - Standards for Biological Ingredients, PAA 42 - Minimum Requirements for Vaccines, Antitoxins and Blood Products, PAA 42 3. MHLW Ministerial Ordinance 4. MHLW Administrative Letters - Good Clinical Ordinance (GCP) - Good Post-Marketing Surveillance Practices (GPMSP) - Notifications 8

5-4. Guidelines Good Tissue Practice (GTP) Standards for Biological Ingredients (2003) General Principles for the Handling and Use of Cellular/Tissue-based Products (2000) Guidelines on Ensuring Quality and Safety of Products Derived from Processed Cell/Tissue Autologous (2008) Allogeneic (2008) Guidelines on Ensuring the Quality and Safety of Products Derived from Processed Human Stem Cells Product Evaluation Autologous Somatic Stem Cells (2012) Autologous ips-like Cells (2012) Allogeneic Somatic Stem Cells (2012) Allogeneic ips-like Cells (2012) Embryonic Stem Cells (2012) Points to Considers for the Evaluation of Specific Products Cell sheet for heart failure (2010) Corneal epithelial cell sheet (2010) Corneal endothelial cell sheet (2010) Articular cartilage repair (2010) Cell sheet for periodontal tissue regeneration (2011) Autologous induced pluripotent stem cells-derived retinal pigment epithelial cells (2013) GMP/ QMS Standards for Manufacturing Control and Quality Control for Drugs and Quasi-drugs (2004) Medical Devices and In-vitro Diagnostic Reagents (2004) Standards for Manufacturing Control and Quality Control of Investigational Products (2008) Points to Consider on Manufacturing and Quality Control of Autologous CTBPs (2008) 9

5-5. Definition of Regenerative Medicinal Products in PMD Act <Chapter 1 Article 9> The term Regenerative Medicinal Products (as SAISEI-IRYOU-TOU- SEIHIN in Japanese) used in this law refers to the articles (excluding quasi-drugs and cosmetics) specified in the following items which are specified by the government ordinance. (1) These articles specified in the following items which are intended to use in the treatment of disease in humans or animals, and are cultured and/or processed human or animal cells. A To reconstruct, restore or reproduce the structure or functions of human or animal body. B To treat or prevent disease in humans or animals. Provisional Translation Regenerative Medicinal Products Cell Therapy Products (2) The articles which are intended to use in the treatment of disease in humans or animals, and are transgened to express in human or animal cells. Gene Therapy Products 10

5-6. Definition of Cell/Tissue Processing Provisional Translation Any processing of a cell or tissue with the aim of treating a patient, repairing or regenerating tissue, which includes - propagation and/or differentiation of a cell or tissue, - production of a cell line, - pharmaceutical or chemical treatment to activate cell, - altering a biological characteristic, - combining with a noncellular component, - manipulation by genetic engineering. The isolation of tissue, disintegration of tissue, separation of cells, isolation of a specific cell, treatment with antibiotics, sterilization by washing or g-irradiation, freezing, thawing, and such similar procedures regarded as minimal manipulations are NOT considered to be processing. Guidelines on Ensuring Quality and Safety of Products Derived from Processed Cell/Tissue (PFSB/MHLW Notifications, 2008 ) 11

5-7. New Approval System in PMD Act Previous Pathway of Approval System Clinical Research Clinical Trial (confirmation of efficacy and safety) Approval On Market New Pathway of Approval System Leading to Earlier Patient Access! Clinical Research Clinical Trial (confirmation of probable benefit* and safety**) Conditional Approval (Approval with condition and period) On Market (further assessment of efficacy and safety) Re-Application Approval or Expiration of Conditional Approval On Market * Probable benefit: Assumption of efficacy with small patient population. ** Safety: Earlier detection and evaluation of adverse events. Informed Consent through the explanation of possible risk with taking post-market safety measures 12

For more information, Please visit the PMDA website http://www.pmda.go.jp 再生医療製品 13

Thank you for your attention! 14