Services for Medical Devices. Expert solutions for product development from concept to commercialization

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Services for Medical Devices Expert solutions for product development from concept to commercialization

Services for Medical Devices WuXi AppTec s comprehensive testing programs and expert guidance help speed devices and combination products to market. Our industry-recognized experts offer manufacturers the support they need to make smart development and regulatory testing decisions from product concept through commercial release. And our wide menu of R&D, GLP- and GMP-compliant testing programs can be tailored to suit particular needs at every stage of product development. For more information about WuXi AppTec s services for devices and combination products, contact your WuXi AppTec Account Manager. DEVELOPMENT REGULATORY SUBMISSION LOT RELEASE Materials Selection & Evaluation Product Efficacy & Materials Performance Materials Characterization Risk Assessment Biocompatibility Toxicology Sterilization / Inactivation Validation Package Integrity Validation Raw Material Verification Lot Release Testing This catalog is provided with the understanding that its contents remain the property of WuXi AppTec, and that it willl be kept confidential and used only by the company or person to whom it is addressed/provided, for no other purpose than accessing information regarding the service offerings of WuXi AppTec. 2017 WuXi AppTec. All rights reserved.

PAGE II Introduction to WuXi AppTec PAGE IV PAGE VI A Quick Guide to Working with Us Program Design Contacting Us BIOCOMPATIBILITY Cytotoxicity C MICROBIOLOGY Bacterial Endotoxin (LAL) Testing Contents Genotoxicology / Mutagenicity Bioburden Testing Hemocompatibility Controlled Environment Testing Implantation Growth Promotion Testing Irritation / Intracutaneous Inoculated Product Testing Pyrogenicity Microbial Identification Sensitization Sterility Testing Subacute / Subchronic Toxicity Systemic Toxicity Carcinogenicity Plastics Testing JMHLW Testing D ANTIMICROBIAL Antimicrobial Efficacy Testing In-Vitro Antimicrobial Efficacy Testing In-Vivo Biofilm Quantification Reference Information Industrial Product Antimicrobial Assays Guide to Assessing Biocompatibility Testing Needs [Chart] Device Categories Initial Evaluation Tests for Consideration [Chart based on ISO & FDA Guidelines] Quick Guide to Sample Requirements E PACKAGE TESTING Seal Integrity Testing Package Integrity Testing Transportation / Distribution Simulation Testing B CHEMISTRY Analytical Chemistry Programs Overview Analytical Chemistry Assays Ethylene Oxide Testing Extractables / Leachables Programs Physical Properties Testing Wet Chemistry F Accelerated Aging / Shelf-Life Studies VALIDATIONS Radiation Sterilization Validation EO Sterilization Validation Reprocessing Validations for Reusable Medical Devices In addition to the tests described in this catalog, other assays and custom testing are available. Contact your WuXi AppTec Account Manager for more information. CONTENTS WuXi AppTec I

Introduction to WuXi AppTec WuXi AppTec is a leading global pharmaceutical, biologics and medical device outsourcing company with operations in China and the United States. As a research-driven and customer-focused company, WuXi AppTec provides a broad and integrated portfolio of laboratory and manufacturing services across the discoveryto-commercialization spectrum. Our services are designed to help our worldwide customers shorten the discovery and development time and lower the cost of drug and medical device R&D through cost-effective and efficient outsourcing solutions. WuXi AppTec has evolved from four founders and a single laboratory in December 2000 to over 7,000 employees and more than 3 million square feet of laboratory and manufacturing space. The company continues to increase its capabilities and capacity through expansions in its global business. Capitalizing on the great advantage of conducting R&D services both in China and in the U.S., WuXi AppTec is building an alternative R&D engine to serve the global life-science industry. SERVICES Medical Devices GLP/GMP-compliant testing services for safety, efficacy and lot release include: in-vitro and in-vivo biocompatibility and toxicology, genotoxicology, hemocompatibility, chemistry, microbiology, sterilization validation, viral and bacterial clearance, reprocessing/reusable device validation, quality assurance support/monitoring of manufacturing processes, environmental testing, package testing, and custom studies. Combination Products (Device + Drug) To meet specific needs for combination products, WuXi AppTec s GLP/GMP- compliant testing services for efficacy, safety and lot release for medical device services are integrated with our services designed for the cell therapy, tissue, biologics and small-molecule pharmaceutical industries. Processed Tissue and Tissue-Based Products GLP/GMP-compliant testing services include: viral and bacterial inactivation studies, safety and lot release testing such as osteoinductivity (in-vitro and in-vivo), and custom efficacy studies. cgmp manufacturing services include tissue processing, R&D pilot projects, product assembly and final packaging. Cellular Therapeutics GLP/GMP-compliant development, testing and manufacturing services include: technology transfer, GMP cell banking, clinical and commercial-scale manufacturing/processing, process development/optimization, cell line characterization, biosafety testing, sterility, endotoxin assays, flow cytometry, adventitious agent testing, preclinical studies, lot release, and product stability. Biologics / Biopharmaceuticals GLP/GMP-compliant discovery, development, testing and manufacturing services include: novel MAb discovery, discovery biology and drug screening, cell line engineering, in-life and toxicology studies, assay and formulation development, cell culture and purification development, raw materials testing and supply chain assessment, product analytical characterization, GMP cell banking, cell line characterization, assay and process validation, viral clearance validation, lot release testing, stability studies, and formulation fill and finish. Small-Molecule Pharmaceuticals Laboratory services include discovery chemistry and biology, and preclinical development, including GLP toxicology and bioanalytical. Development and manufacturing services span from formulation and analytical R&D to GMP clinical drug product and API manufacturing. Synthetic chemistry also supports food, agrochemical, performance chemical, and other chemical industries. Other services include WuXi AppTec s Genome Center, and clinical and regulatory services supporting client needs in the Chinese healthcare market. II WuXi AppTec INTRODUCTION

FACILITIES The WuXi AppTec U.S. facilities described below are all FDA registered. Additional qualifications include ISO certification, AAALAC accreditation, FDA registration for HCT/Ps, and accreditation by AATB. St. Paul, Minnesota This 83,000-square-foot facility houses laboratories for in vivo and in vitro biocompatibility/toxicology testing and materials characterization, as well as laboratories for cgmp contract manufacturing and pilot projects for cell/tissue-based products and processed tissue. STAFFING Our staff prides itself on being the vital, dedicated human resource for expertise that enhances every service we offer. All personnel are qualified and experienced professionals. Senior technical staffing includes experts who are nationally recognized in their fields. All division directors and laboratory supervisors are highly trained with many years of experience. A well-organized and experienced reporting unit is staffed by personnel skilled in data transfer, and proficient in handling both high-volume reporting and the demands of rapid turnaround times. Atlanta, Georgia Located in facility space of 51,000 square feet, this laboratory performs routine and custom microbiology, chemistry, and package testing, with additional specialized expertise in reprocessing validation, sterilization validation, and dose audits. Philadelphia, Pennsylvania This 75,000-square-foot building houses testing laboratories for biopharmaceuticals, as well as cell therapy manufacturing services, including cell banking and cell expansion. Testing laboratories include virology, cell biology, molecular biology, analytical, and viral clearance. QUALITY ASSURANCE Every aspect of WuXi AppTec s operations is governed by a focus on quality assurance and quality control. A highly trained, internal quality assurance unit monitors all testing to assure accuracy, precision, reliability and timeliness. A continuous quality improvement process is in place to review any discrepancies and make improvements that will consistently enhance the quality of our service. Global / Corporate Sites WuXi AppTec's global headquarters are located in Shanghai. Primary China-based facilities include: an R&D center, a GLP/GCP bioanalytical laboratory, a clinical & regulatory office, and a GMP formulation and manufacturing plant in Shanghai; a toxicology center and a biologics reagent center in Suzhou; R&D chemistry centers in Tianjin and Wuhan; a biologics manufacturing plant in Wuxi city; and a small-molecule manufacturing plant in Jinshan. A marketing and distribution center for reagents is located in San Diego, California. INTRODUCTION WuXi AppTec III

Quick Guide to Working with Us The following is intended to be a quick guide for answers to frequently asked questions. Please contact your WuXi AppTec Account Manager for more information regarding these subjects or any other questions you may have about our services. CLIENT AUDITS We welcome the opportunity for clients to see first hand our scientific expertise and laboratory capabilities. Audits of any of our facilities may be arranged by contacting your Account Manager or the Quality Assurance Manager at the appropriate facility. CONFIDENTIALITY WuXi AppTec s entire staff is sensitive to our clients need for confidentiality regarding products, testing, and laboratory reports and data. All such information is held in strictest confidence and will be released only to persons or agencies authorized in writing by the client. Confidentiality agreements, to be signed by the client and WuXi AppTec management, can be provided. Contact your Account Manager for more information. SAMPLE SUBMISSION / SAMPLE HANDLING Sample Submission Samples sent to WuXi AppTec for testing should be accompanied by the appropriate paperwork for testing to be initiated. (See note below on Test Request Forms.) Where you will be submitting your sample depends on the test. As a general rule, samples for biocompatibility/in-life and related testing should be sent directly to the St. Paul facility. Samples for most other services described in this catalog should be sent directly to the Atlanta facility. For more information, contact your Account Manager or Client Services. Test Request Forms / Client Portal WuXi AppTec s test request forms to accompany your samples are available on our website, as is a link to our Client Portal. Go to: us.wuxiapptec.com. For more information, contact your Account Manager or Client Services. Sample Transportation How a sample is shipped (e.g., overnight air) is dependent on the nature of the sample and the type of testing. Some tests may require that samples receive special shipping and handling. See individual test listings or contact Client Services. Sample Retention and Return Samples are discarded following completion of testing unless their return is requested by the client on the test request form. NOTE: Clients should be mindful of FDA and EPA GLP regulations regarding retention of samples. Meeting these regulations is the responsibility of the Sponsor. IV WuXi AppTec WORKING WITH US

TESTING GLP WuXi AppTec operations are performed according to applicable good laboratory and good manufacturing practices. Certain studies for submission to regulatory bodies must be performed according to GLP (Good Laboratory Practices) regulations. GLP services are available at the client s request and entail additional fees. NOTE: For GLP tests, a protocol signed by the client must be in place at WuXi AppTec prior to test initiation. Contact your Account Manager for more information. Turnaround Time Except where noted, turnaround times listed in this catalog are for testing that does not include GLP compliance. GLP testing requires additional time and clients will be notified as to the date they can expect to receive final reports. STAT Requests Arrangements can be made with the testing facility to accommodate STAT testing whenever possible. Additional fees will be charged for this service. For more information, contact Client Services at the testing facility. REPORTS TEST RESULTS REPORTING Test reports include sample description, reference to a protocol or procedure, calculation methods when applicable, data summaries and a conclusion as applicable. Unexpected test results are reported promptly to the client. In the interest of accuracy, and to avoid possible miscommunication, we advise clients to rely on written reports for routine testing rather than requesting results by phone. Amended or Re-Issued Reports If, at the client's request, a test report is amended and a new report is issued, or if the client requests that WuXi AppTec re-issue a report, additional fees will apply. An electronic (PDF) copy of the original can be provided at no additional charge. Contact Client Services at the testing facility. Record Retention Copies of test reports and related documentation are retained in a secure archive managed by WuXi AppTec s Quality Assurance department. Customized Testing WuXi AppTec is uniquely qualified to assist clients with special testing needs. Our global organization draws on scientists with many years of industry and academic experiences who provide exceptional expertise in building customized programs and performing assays in accordance with FDA, ISO, GMP, GLP, JMHLW and other guidelines. Consultation Services WuXi AppTec's expert scientific staff is available for client consultations in such areas as efficacy, safety, sterilization validations, biocompatibility, viral clearance, environmental monitoring, quality systems, risk assessments, materials characterization, and regulatory testing requirements. Contact your Account Manager for more information regarding rates and availability. PAYMENT Pricing Clients should contact their Account Manager regarding all pricing information. Purchase Orders / Billing Submitted samples should be accompanied by a purchase order (P.O.) number. Testing projects of unusual length or complexity may require initial, partial and/or interim payment. Credit applications may be required of new clients and WuXi AppTec may require new clients to make a payment in advance of test initiation. Invoices are billed and payable in U.S. dollars only. Payment for all invoices is net 30 days. WORKING WITH US WuXi AppTec V

Program Design Many of WuXi AppTec s services entail custom protocol and assay development. We have standardized the program design process to make it easy and efficient. Step 1 Step 2 Step 3 Step 4 Step 5 Consultation to identify the goals of the study or program Draft study designs and protocols Protocol finalization and study execution Draft data discussion Finalized data package U.S. FACILITIES / CLIENT SERVICES How to Contact Us St. Paul Atlanta Philadelphia 2540 Exectuive Drive 1265 Kennestone Circle 4751 League Island Blvd. St. Paul, MN 55120 Marietta, GA 30066 Philadelphia, PA 19112 888-794-0077 888-847-6633 800-622-8820 651-675-2000 770-514-0262 215-218-5500 ACCOUNT MANAGERS Your Account Manager serves as the primary contact for inquiries regarding testing programs and pricing. Call 888-794-0077 OR 651-675-2000 EMAIL WuXi AppTec personnel can be emailed at: firstname.lastname@wuxiapptec.com Or use our general mailbox: info@wuxiapptec.com INTERNET Visit our website at: us.wuxiapptec.com VI WuXi AppTec WORKING WITH US