Ceramic MicroTurbine Program by Ingersoll-Rand Energy Systems

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Ceramic MicroTurbine Program by Ingersoll-Rand Energy Systems MicroTurbine and Industrial Gas Turbine - Peer Review 12-March 2002 Presented by James Kesseli, Ingersoll-Rand Energy Systems Jim_Kesseli@IRCO.com, 603-430-7116

IR: A Diversified Industrial Company Climate Control Transport refrigeration Display cases Industrial Solutions Stationary air compressors Bearings Industrial tools and lifting equipment DG, Microturbines Infrastructure Compact equipment Road pavers and compactors Drills Portable Compressors Golf cars and utility vehicles Security and Safety Locks Exit devices Steel doors Electronic access control systems

Market Leading Brands Climate Control Thermo King, Hussmann Infrastructure Ingersoll-Rand, Bobcat, Blaw-Knox, Club Car Industrial Solutions Torrington, ARO, IR ASG, PowerWorks Security and Safety Schlage, Von Duprin, Steelcraft

PowerWorks Specifications 70kWe model Has 140% peaking power capacity on cold days (98 kwe) High efficiency 30+% LHV electric Up to 80% total with cogen Built-in heat recovery with modulation capability Integrated gas booster, option Low emissions<5 ppmv NOx @ 15% ex.o2 (natural gas) Noise ~ 70 dba @1 m Remote monitoring 8,000 hour maintenance interval Up to 80,000 hour engine life Leasing through IR available IR service contract

PowerWorks 70 kw Microturbine Patented Recuperator/Combustor Critical to high efficiency Designed for 80,000 hour engine life Efficiency Electric - 31% demonstrated Up to 80% with cogeneration Gasifier turbocharger Generator Low Emissions Easily meets California standards Market leading efficiency

Shaft Power Loads Generators Chiller compressor Screw compressor PowerWorks - Cogen Heat To User Electric Power To User 400 F Counterflow Recuperator Waste Heat Recovery Combustor Exhaust Gearbox Gasifier Compressor Air Inlet Gasifier Turbine Power Turbine Generator Utility Power

Dresser-Rand KG2-1.7 MW Exceptional reliability (over 1000 units in the field) Single shaft, radial design Recuperated Efficiency >35% (projected)

Frame 4-250 kw PowerWorks TM 250kW Unit- scaled from Dresser-Rand Kongsberg KG2 Single Frame 4 recuperator core 33% target efficiency Beginning testing in 2002

Core Engine Rotor Assembly Rotor Turbine Bearings Tierod Turbine rotor 250 mm too large for today s ceramics Compressor

Ingersoll-Rand Recuperator Advanced Recuperator Design Three models offered to industry Customers: Northrop Grumman/Rolls Royce TurboMeca Kawasaki Heavy Industries GE/Honeywell (LV100)

Ingersoll-Rand s Ceramic Microturbine Plan Follow a low risk development path that will yield significant performance increase for PowerWorks products in 2003 Introduce ceramic turbine rotor to operate within proven limits of today s technology Size and manufacturing limits Temperature Stress Use metallic alloy for turbine housing and downstream section, including recuperator.

PowerWorks 70 kwe (Frame 3) is adaptable to today s ceramic rotor technology Silicon Nitride turbine rotors are currently in high volume production for the turbocharger industry up to 20,000 /mo. Moderate temp and stress Two shaft turbine helps keep (ceramic) rotor stresses manageable (roughly half that required for single shaft)

Two-Shaft Vs Single-Shaft Small Gas Turbine (70 kw Example) Two-shaft with free power turbine N ~ 70,000 RPM Utip = f (ER, TIT) Utip ~ 404 m/s Single-shaft turbine - compressor-alternator N ~ 70,000 RPM C Gasifier ( Turbocharger ) Load T T Power turbine N=44,000 RPM Load generator gearbox option centrifugal compressor pumps and other Utip ~ 570 m/s σ ~ Utip 2 σ 2-shaft σ 1-shaft ~ 0.5 Inverter C Load shaft speed alternator, inverter T AC-DC-AC

Two cases analyzed: Case 4 - Retain existing turbocharger/gasifier section (with SiN rotor) TIT limited by super alloy recuperator, Case 6 - TIT limited by stainless steel recuperator - Custom high pressure ration turbocharger

Preliminary Ceramic Rotor Design- case study Case 4 Case 6 Turbine inlet Temp, C 1039 1006 Recuperator inlet Temp (at 800 700 35 C ambient) Pressure ratio at ISO 3.5 4.8 Ceramic rotor diameter, mm 95 95 Efficiency, LHV electric 0.370 0.359 Max stress, MPa 208 160 Rotor max temp C(at inlet) 961 904

Ceramic Turbine Cycle Analysis 0.390 0.380 TIT = 1100 C, ISO 0.370 Case 4 Super-alloy Recup, TIT=1039, 15 C Ambient, Recup = 90% Efficiency, electric LHV 0.360 0.350 0.340 0.330 800 C Recup in Temp TIT = 1000 C, ISO 700 C Recup in Temp TIT = 900 C, ISO Case 6 Stainless Steel Recup, TIT=1007, 15 C Ambient, Recup = 91% Case 4 Super-alloy Recup, TIT=1039,35 C Ambient 0.320 Case 6 Stainless Steel Recup, TIT=1007, 35 C Ambient 0.310 0.300 2.80 3.00 3.20 3.40 3.60 3.80 4.00 4.20 4.40 4.60 4.80 5.00 5.20 5.40 5.60 5.80 6.00 Pressure ratio

PowerWorks CMT - Case 6 Case 6 at TIT = 1001 C (1833 F)

PowerWorks CMT Case 4 Case 4 at TIT = 1039 C (1902 F)

IR/NREC has worked with Kyocera since 1999 Performing feasibility machining trials of various green bisque ceramics IR/NREC has worked with Schwitzer and IHI throughout the PowerWorks program. Kyocera rotor - designed for Schwitzer in 1990 s We prefer to demonstrate production-like manufacturing methods, rather than quick prototyping (bisque machining)

Dt Dimensional comparison of ceramic turbine candidates PowerWorks Product Dt, status mm PowerWorks air 78 Feasible compressor 30 RT chiller-ceramic 62 Feasible Frame 3-100 kweceramic 112 Future Frame 3-70 kweceramic 95 Recommended for new focus Frame 4 250 kw - ceramic 228 Too challenging

Ceramic rotor design: Recession and environmental effects Aerodynamic analysis Constrained by special ceramic design rules Finite element analysis Ceramic design rules Surface temperature prediction CARES life prediction model Mechanical interface

Special ceramic design issues have been Implemented into IR design process: Ceramic turbine designed for durability and low cost manufacturing Blade thickness allowable Mold pull-ability in single piece CARES kv coefficient to establish stress/temperature allowables Shaft attachment - maximum temperature Turbine hub nut for torqueing rotor group; method, geometry, and limits

Case 4 - Low pressure ratio (PRc=3.5) with Super-alloy Recuperator Gasifier Turbine D=95-mm. The stress distribution at 88,700 rpm (rated power) TIT = 1019 C Back face-to-blade max stress = 102 MPa Peak Stress =150 MPa

NASA CARES Program Strength and Failure Mechanisms in in Ceramics CARES/Life *G. D. Quinn, Journal of Material Science, 1990.

Ceramic Rotor Design and Material Allowables 1000 900 800 700 SN237 Tensile Stress Data Blade Trailing Root Stress (Symbol) Blade Leading Edge Stress Profile (locus of points) DoE AGT101 (Reference Point) Stress (MPa) 600 500 400 300 SN237 Design Allowable for 10^5 hours-- PRELIMINARY AS800 "Design Allowable" (unverified) 200 100 0 Case 6 Case 4 400 600 800 1000 1200 1400 Wall Temperature (C)

Blade Recession Analysis Initial Ingersoll-Rand Recession Model based on Oak Ridge National Laboratory/NASA Results for SiC: Recession µ m Rate hr = 108 512 exp RT v P 2.0 0.5 H 2O 0.5 Ptotal

Comparison of Test Results to Model For Kyocera s conditions: Temperature = 1250 o C Velocity = 110 m/s P total = 1.5 MPa P H2O = 120 kpa P O2 = 200 kpa Weight Loss (mg/cm2) 8 6 4 2 0 Weight Loss vs. Time (Kyocera Experimental Results) 0 5 10 15 20 25 30 35 Time (hours) After 30 hours, a 6-7 mg/cm 2 weight reduction was measured; this corresponds to a ~25 µm recession (based on density data provided for SN237) The IR model, for the same conditions used by Kyocera, predicts an 8.9-11.7 µm recession after 30 hours (depending on the adiabatic wall temperature of the tested sample)

Blade Recession Analysis (spec. pt) PM3A, PM3C and Frame4 Blade Recession Rates 15 C, 60% Relative Humidity Ambient Conditions Ingersoll-Rand Model 40% Blade Recession (% recession per 10,000 hrs) 35% 30% 25% 20% 15% 10% 5% PM3A Case 4 PM4 0% 1000 1050 1100 1150 1200 1250 1300 1350 Turbine Inlet Temperature (C)

Blade Recession Analysis (worst case) PM3A, PM3C and Frame4 Blade Recession Rates 46 C, 100% Relative Humidity Ambient Conditions Ingersoll-Rand Model 50% Blade Recession (% recession per 10,000 hrs) 45% 40% 35% 30% 25% 20% 15% 10% 5% PM3A PM4 0% 1000 1050 1100 1150 1200 1250 1300 1350 Turbine Inlet Temperature (C)

Mechanical and Aerodynamic Details of Ceramic Turbine - RITDAP Analysis TURBINE DESIGN STATE POINT: Mass Flow Rate = 0.414 kg/s Inlet Total Temperature = 1007 Expansion Ratio = 2.1 Shaft Speed = 98,600 rpm

Aero design details Turbine total-to-total efficiency = 0.83 COMPONENT EFFICIENCY DECREMENTS ------------------------------- SCROLL + VLS 0.06118 ROTOR TOTAL 0.09917 DIFFUSER (DIFFUSER + DISCHARGE) 0.02817 BREAKDOWN OF EFFICIENCY DECREMENTS ---------------------------------- SCROLL FRICTION 0.05791 ROTOR INLET VANELESS SPACE FRICTION 0.00327 ROTOR FRICTION 0.00587 ROTOR LOADING 0.07637 ROTOR CLEARANCE 0.01686 ROTOR INCIDENCE 0.75821E-04 DIFFUSER 0.00311 DISCHARGE 0.02506 DISC FRICTION (WINDAGE) 0.00317 APPROXIMATE 0.5% efficiency decrement per each blade removed

PowerWorks 70KW Gasifier Assembly Overview Turbine Inlet, -circular Intake Air Turbine Exhaust to Free Turbine Bellmouth Compressor Cover Bearing Cartridge Speed Pick Up Turbine Housing

CMT Development schedule Task Month 3/ 02 Rotor (95-mm) FEA -complete analysis Turbine housing design Design and make rotor tooling Fabricate turbine hoiusing Fabrication, rotor & shaft attachment Section and test sample rotors at ORNL Full Engine Test 4 5 6 7 8 9 10 11 12 1/ 03 2 3