Everything Matters for Reaching ASM HTS s Vision 2020 Goals: Lean-Integrated Heat Treating Solutions for Lean Manufacturing

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Everything Matters for Reaching ASM HTS s Vision 2020 Goals: Lean-Integrated Heat Treating Solutions for Lean Manufacturing ASM Heat Treating Society Conference Columbus, Ohio By Joseph A. Powell, President Integrated Heat Treating Solutions, Ltd. + Akron Steel Treating Company October 24, 2017 10/20/2017 2016, J A Powell 2017 Joseph A Powell 1

A Leaner + Greener Heat Treating Future: ASM Vision 2020 Issued from ASM R&D Committee Feb. 2001 10/20/2017 2016, J A Powell 2

3-D Heat Treating + LEAN Part Design = WASTE Better parts at a lower cost... 10/20/2017

Lean-Integrated Heat Treating is the controlled application and removal of Heating + Cooling to OPTIMIZE* the crystalline grain structure + the compressive surface stress state of the least costly (Optimal Hardenability) metal alloy to consistently obtain the desired changes while minimizing undesirable changes* in the part. (* Distortion/size change, non-uniform Hardness + Ductility, etc.) Hardness + Strength Ductility + Toughness = (Stress State + Part Size Change) Balanced Part Properties 10/20/2017 2016, J A Powell 4

Lean Part Making Value Chain: Collaborate + Optimize @ Each Step! FEA Model (DANTE) Fit + Function + Mechanical Properties Consider the Optimal Compressive Stress States (thru All Processing) Part Designer Part Manufacturer Material Preparation Machining + fabrication steps prior to heat treat Machining, Grinding after HT Minimal or No post-ht processing is the Goal + Near Net Shape Parts Material Supplier Lean Heat Treater Alloy Cost and Availability Wrought, Forged or Cast (IQDI) Optimize Mechanical + Physical properties for a given alloy Consider the optimal intended Heat Treat Process to Be Used DFIQ 3-D Heat Treat Process for Optimal Hardness + Ductility + Stress State* = (Modelled) Optimal Grain Refinement for a given Alloy + Predictable Distortion (Manageable Size Change) Better Parts for End-User @ Lower Cost 10/20/2017 2016, J A Powell 2016, Joseph A. Powell

Lean-Integrated Heat Treating Quenching Solutions for Uniform Hardness + Predictable Size Change Kettering studied the solutions to problems he or others had already solved and reached the conclusion that solutions lie within the problem. He noticed solutions were merely a change in perception, since the solution to the problem existed all along, within the problem itself. A problem solver s role was not to master a problem but to make it generate its solution. So in your pursuit of simplicity, when you encounter a problem, recognize that your solution likely is right along side the problem itself.

Five Case Studies Demonstrating Lean-Integrated Heat Treat Benefits: 1. IQ d S-5 Tool Steel Punches (2 to 9X more holes) 2. Shorter (Complete Elimination) of Batch Carburizing Cycle for Case Hardened + Core Toughened Parts 3. Field Reparable 4130 Gear Racks (not 4330) 4. Intensively Quenched Ductile Iron (IQDI ) 5. Direct from the Forge Intensive Quench Processes (DFIQ ) 10/20/2017 2016, J A Powell 7

Probability of cracking Traditional Heat Treat Theory: Quench Cooling Rate vs. Probability of Distortion Two Types of Quench Size Change = 1. Thermal Shrinkage (@Ac3 to Ms) + 2. Phase Change Volume Expansion (@ Ms to Mf Temperatures) Air Oil-Polymer Hot Salt Water CS Zone Quench Cooling Rate 10/20/2017 2016, J A Powell 8 2016, Joseph A. Powell

New Heat Treat Specification for Quench Uniformity 3.X.A - Parts shall be quenched with the maximum possible severity that can be achieved without quench cracking, to produce the maximum expected as-quenched surface hardness and depth of hardening. A uniform martensitic structure shall be produced on all surfaces, below the MAD, to a depth commensurate with material hardenability and section size. Spotty hardening shall not be permitted and is evidence of insufficient quench flow velocity (Figure 1 gives a schematic of spotty hardening shown by a mixture of light and dark etching at the part surface, and a uniform martensitic structure shown by light etching at the part surface). 3.X.1 Achieving this microstructure specification typically requires an impingement quench flow velocity on the entire surface of a part in excess of 0.76 m/s (2.5 ft/sec) for water and 1.07 m/s (3.5 ft/sec) for oil. 10/20/2017 2016, J A Powell 9

Hardenability of Quench + DISTORTION Part Properties Integrated 3-D Heat Treat Distortion Control: Optimal Steel + Traditional Quenching Uniform Quench Cooling Rate + Alloy Additions Uniform + Intensive Uniform Gas or Hot Salt Quench For Uniform Grains Uniform + Intensive Water Quench Controls Size Change for Predictable Air Hot Salt Oil Water Quench Cooling Rate Distortion 10/20/2017 2016, J A Powell 4

Modes of Heat Transfer During Quenching 10/20/2017 2016, J A Powell

Temperature Modes of Heat Transfer During Quenching Tcore Tsurface Film boiling Nucleate boiling Convection I II III Time I. Film boiling a vapor blanket develops on the part surface due to a very high rate of vapor bubbles formation. This is a sporadic and non controllable mode of heat transfer resulting very often in part excessive distortion. II. Nucleate boiling vapor bubbles do not merge. This mode of heat transfer is characterized by very high heat extraction rate. III. Convection (no boiling). 10/20/2017 2016, J A Powell 12

Uniform + Intensive Quench = Consistently Predictable Distortion Intensive water quenching Uniform hardened layer with current + residual COMPRESSIVE stresses holds part together reducing part distortion and eliminates cracking Conventional oil quenching Non-uniform hardened layer with residual TENSILE stresses results in excessive part distortion and possible quench cracking Ø25x300mm key-way shaft distortion data Batch oil Single oil Single IQ 0.25-0.51mm 0.20-0.36mm 0.08-0.12mm 10/20/2017 2016, J A Powell 13

Improvement of Microstructure for Through-Hardened Steels Core microstructure for Ø27mm rod made of 43XX steel after IQ and oil quenching (data provided by Benet Labs) Intensively quenched X1000 Oil quenched X1000 Martensite structure was obtained for both rods. Micrographs clearly indicate significant grain refinement* and smaller grains from the IQ process versus traditional oil quenching. 10/20/2017 2016, J A Powell 14

Thermal + Grain Phase Changes Distortion = Part Cracking 10/20/2017 2016, J A Powell 15

Lean-Integrated Heat Treating is the controlled application and removal of Heating + Cooling Cycles to OPTIMIZE* the crystalline grain structure + the compressive surface stress state of the least costly, Optimal Hardening, metal alloy to consistently obtain the desired changes, while minimizing undesirable changes* in the part. (* Distortion/size change, non-uniform Hardness + Ductility, etc.) Hardness + Strength Ductility + Toughness = (Stress State + Part Size Change) Balanced Part Properties 10/20/2017 2016, J A Powell 16

Optimized Hardness + Ductility + Compressive Surface Stresses = Better Mechanical Properties from the OHIQ Material + Longer Part Service Life = LEAN TOTAL LOWER COST OF MFG. Hardness Ductility Stress State Optimized Part Properties 10/20/2017 2016, J A Powell 17 2016, Joseph A. Powell

Three Types of Grain Size Change In Heat Treating (AKA Distortion) 1. Thermal Expansion (Heating) + Shrinking (Quench Cooling) 2. Phase Change Expansion on Austenite (FCC) to Martensite (BCT) Grain Transformations 3. Latent size change stress state changes from retained austenite to untempered martensite phase changes over time 10/20/2017 2016, J A Powell 18

TTT Diagrams: The Road Map for Hardening 1035 10/20/2017 2016, J A Powell 20

TTT Fractals for Each 1035 Grain TTT Diagram shows the proper cooling rate to obtain martensitic structure. For low distortion AND uniform hardness, you must cool all the grains within the boundaries set forth by the alloy s TTT diagram. Uniform cooling on the surface translates into uniform cooling of the subsurface cells. NO Boiling = Uniform Cooling 10/20/2017 2016, J A Powell 21

Direct Convection Cooling NO Boiling 10/20/2017 2016, J A Powell

Surface stresses, σ Dynamics of Temperature, Structural and Stress Conditions (by DANTE modeling) Ø25mm cylinder made of AISI 1045 steel (Ms=320 o C) Intensive quenching Oil quenching Τ = 0 seconds A 835 o C Start of martensite formation IQ A 835 o C Oil quenching A 400 o C Τ <0.2 seconds Τ = 18 seconds +σ -1,000Mpa Final steel microstructure B M >50%M Surface stresses, σ +σ -200Mpa -σ 10/20/2017 2016, J A Powell 23 -σ

Hardenability of Quench + DISTORTION Lean + Green Integrated in 3-D Heat Treating Optimal Grains + Compressive 10/20/2017 Surface Stress State + Predictable Size Change Uniform Q = Low Current Stress State Quench Air Hot Salt Oil Water Uniform + Intensive Q = High Current Stress State Quench Cooling Rate 2016, J A Powell OHIQ Steel Alloy + Predictable Distortion Uniform Gas or Hot Salt Quench or Uniform + Intensive + OHIQ Steel Alloy + Optimal Surface Shell or Uniform Through-Heating or Optimal DAT Through- Heating

Martemper or Austemper Process with Molten Salt Quenching on Small + Thin Parts Uniform Thermal + Grain Phase Changes (NO Boiling) 10/20/2017 2016, J A Powell 25

Hardness, HRC Hardness, HRC Carbon content, % 0.9 IQ Reduces Carburization Cycle Time Versus Oil Quenching Correlation Between Steel Hardness And Carbon Content 70 65 0.2 60 60 55 50 ASM Handbook data 50 ECD -OIL IQ 45 40 35 Extrapolation of IQT experimental data ECD - IQ Oil quench 30 10 20 30 40 50 60 Carbon content, % Depth from surface IQ process provides greater hardness for the same carbon content in the case carburized layer compared to oil quenching, resulting in a deeper ECD for the same carburizing cycle. 10/20/2017 2016, J A Powell 26

Post-Heat Treat Hard Machining New CNC machining techniques + standard carbide tooling allow holes and slots in 59 HRC part without heating part heat goes into chip... No change to mechanical properties. 10/20/2017 2016, J A Powell

Shock Resisting S5 Steel Punches Steel chemistry: C-0.55; Mn-0.8; Si-2.0; Mo-0.4 Compressive Stresses at Work: Punch mechanical properties Property Oil Quench Intensive Quench Hardness, RC As-quenched 62-63 63-64 As-tempered 60-61 60-61 Impact @20 o C 1.0 3.0 strength, ft lb @100 o C 2.5 4.5 Residual surface stresses, MPa (PSI) 200 (29,007) -900 (-130,534) *Study conducted by Case Western Reserve University of Cleveland, Ohio 10/20/2017 2016, J A Powell 28

S-5 Punches Intensively Quenched In Batch IntensiQuench System Distortion Map of Oil Quenched Punch Distortion map of Intensively Quenched Punch Barrel shape is due to residual surface tensile stresses. Concave shape is due to residual surface compressive stresses. 10/20/2017 2016, J A Powell 29

Residual Stress, MPa Residual Stress, MPa Compressive Surface Stresses = Punch Lasts Longer Hoop stresses Axial stresses 400 400 200 200 0 0 0.1 0.2 0.3 0.4 0.5 0.6 0 0 0.1 0.2 0.3 0.4 0.5 0.6-200 -200-400 -400-600 -800-1000 Depth, mm Oil Quenching Intensive Quenching -600-800 -1000 Depth, mm Oil Quenching Intensive Quenching 10/20/2017 2016, J A Powell 30

Examples Of S5 Steel Punches Processed In Batches In IQ Water Tank Round punches Square punches Intensively quenched punches make up to 9 times more holes compared to oil quenched punches due to high residual surface compressive stresses and improved material mechanical properties. Punch failure mode changed from chipping/ spalling to wearing.

Intensively Quenched Ductile Iron IQDI Products vs. ADI IQDI = Carbide Hard Martensite Structure Under Residual Compressive Surface Stress for added Toughness * Versus * Austempered Ductile Iron (ADI) = Softer Bainite Structure Under Neutral Stress State Continuously Cast Ductile Iron has consistently high quality + is less expensive than D-2 Tool Steels + Lubricity of Graphite Particles = Self-lubricating parts + Allows part to be machined 3X faster than 1045 steel

Deeper Hardness Depth: IQDI* vs. Oil Quench * Hardness Results from Batch IntensiQuench System

Grain Refinement: IQDI vs. Oil Quench

Stress State: IQDI (Compressive) vs. Oil (Tensile)

Lubricity: IQDI vs. D-2 Tool $teel

Field Tested IQDI Products HPIQ + IQDI = Machinable Carbide tooling?

Integrated Heating + Single-Part IntensiQuench System = 1. Distort to Fit A/Q Parts ~ 50 microns average predictable distortion (Less grinding + straightening) 2. Shortening of Carburization Cycle by 33% to 50% (less energy use) 3. Low cost water based quenchant + No oil quenchant hazards + cleaner parts 4. Allows use of less costly alloy steels yield needed mechanical properties (OHIQ Materials) 10/20/2017 2016, J A Powell 38

Direct from the Forge IntensiQuench (DFIQ) Unit (Patent Pending, 2017) 10/20/2017 2016, J A Powell 39

Direct from the Forge IntensiQuench (DFIQ ) = Lean 3-D HT 10/20/2017 2016, J A Powell 40

Key Pintle adapter Tine Lug DFIQ Test Parts (2017) 10/20/2017 2016, J A Powell 41

Proven IntensiQuench Applications 1. Automotive parts. 2. Heavy trucks and offhighway vehicles. 3. Aerospace parts. 4. Mining equipment. 5. Steel mill rolls (IQDI) 6. Railroad equipment. 7. Agricultural equipment. 8. Weapon systems. 9. Tools and dies. 10. Industrial gears 10/20/2017 2016, J A Powell 42 Ø(864mm)

Commercialized Parts - IQ Batch Process S5 steel punches 1040 steel shafts Ø2 x 26 Ductile iron steel mill rolls Intensively quenched punches make 2 to 9 times more holes compared to oil quenched S-5 tool steel punches. Gear rack Shaft distortion reduced by 3 times. 1045 steel forged rings of 9.5"OD Service life of IQDI (Ductile Iron) rolls is more than two times longer than rolls quenched in oil; equal to the service life of rolls made of more expensive D-2 alloy tool steel. Lower cost 4130 steel + IQ = performance 10/20/2017 of 4330 steel + Field Reparability Quality defects due to excessive ring distortion reduced from 18% to 1%. 2016, J A Powell

Integrated Heat Treating Solutions Both Traditional + Advanced Methods full collaboration with Part Designers + End-Users + Material Makers (OHIQ Alloy Selection) + All the Members of the Lean Part Manufacturing Team 10/20/2017 2016, J A Powell

For more about different IQ Equipment... ASTM International s Intensive Quenching Systems: Engineering and Design by N.I. Kobasko, M.A. Aronov, J.A. Powell and G.E. Totten For more about different IQ Process Methods... ASM Handbook Series * Steel Heat Treating Fundamentals and Processes by N.I. Kobasko, M.A. Aronov, J.A. Powell and G.E. Totten Chapter on Intensive Water Quenching of Steel with IntensiQuench Theory, Practice Methods + Equipment *(Volume 4A, December 2013 Edition) 10/20/2017 2016, J A Powell