Latest Trend of Drug Quality in Korea In-Kyu Kim, Ph.D. Division Director Drug Evaluation Department

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Latest Trend of Drug Quality in Korea 2008. 4.14 In-Kyu Kim, Ph.D. Division Director Drug Evaluation Department

Contents Status of KFDA CMC, GRP and CTD DMF GMP Quality Control on the market International Harmonization

History of KFDA 1945 National Chemistry Laboratory (NCL) 1959 National Institute of Health (NIH) 1987 The National Institute of Safety Research (NISR) 1996 Korea Food and Drug Safety Headquarter 1998 Korea Food and Drug Administration 2004 Reorganization of KFDA

Organization Chart of KFDA NITR* 6 regional KFDAs General Services Division Commissioner Deputy Commissioner Spokesperson Audit & Inspection Officer Director General for Planning & Coordination Food Safety Bureau Nutrition and Functional Food Bureau Pharmaceutical Safety Bureau Biologics Bureau Medical Device Safety Bureau Drug Evaluation Department Pharmaceutical Standardization S & Cardiovascular Drug Division Antibiotics & Oncology Division Gastrointestinal, Urinary & Metabolic Division Narcotic & Neuropharmacological Division Bioequivalence Division Pharmaceutical Equivalence Division Quasi-Drug Division Cosmetics Evaluation Team Herbal Medicine Evaluation Department Pharmaceutical Safety Policy Division Pharmaceutical Management Division Narcotics and Abused Drugs Division Clinical Management Division Herbal Medicine Quality Division Pharmaceutical Quality Division Total number of the staff : 1432 (Mar.2008)

Human Resources of KFDA Total : 1432 (Mar. 2008) - Main Campus : 665, NITR : 137 Regional : 630 Pharmaceutical Safety Bureau 175-6 Divisions - Drug Evaluation Department (8 Divisions)79 - Herbal Medicine Department (3 Divisions) 29 Biological Safety Bureau 84 Medical Devices Safety Bureau : 75

Life Science Complex at Osong Equal Development of the Country Localization of government agencies Moving in 2010

Bird s eye-view of New Complex Korea Food and Drug Administration (KFDA) National Institute of Toxicological Research (NITR) Center for Disease Control (CDC), National Institute of Health (NIH) The Korea Health Industry Development Institute (KHIDI) Korea Human Resources Development Institute for Health and Welfare (KHRDI)

History of Pharmaceutical Environment 1950-1970 1980s 1990s 2000s GMP(1994) cgmp(2008) GCP(1995) GSP GLP(1997) DMF(2002) IND (2002) GRP(2004) CTD(2009) Early Step of Pharmaceu tical Industry Concern of NME Development Start of NME Development NME Development

Pre-marketing Approval Post-marketing Review DMF CMC Quality Control of Products On the Market GMP

Regulatory Hierarchy Pharmaceutical Affairs Law Laws The Enforcement Regulation of the Pharmaceutical Affairs Law Enforcement 1. The Regulation for Approval of Manufacturer and Manufacture (Import) of Drugs 2. The Regulation for Evaluation on the Safety and Efficacy of Drugs 3. The Regulation for Specifications and Test Procedures of Drugs 4. The Regulation of Clinical study protocol approval process Regulations

Pharmaceutical Law and Regulations The Pharmaceutical Affairs Law The Enforcement Regulation of the Pharmaceutical Affairs Law The Regulation for Approval of Manufacturer and Manufacture (Import) of Drugs The Regulation for Evaluation on the Safety and Efficacy of Drugs The Regulation for Specifications and Test Procedures of Drugs The Regulation of Clinical study protocol approval process

Pharmaceutical Guidelines Guideline for nomenclature of drugs Guideline for test method validations Guideline for residual solvents Guideline for dissolution testing of solid oral dosage forms Guideline for preparation of specification and test method documents of narcotics diagnosis kit

Review of Chemistry, Manufacturing & Control (CMC)

Pharmaceutical Standards Korea Pharmacopoeia 9th Ed.(in Korean) 2007.12 Korea Pharmacopoeia 9th Ed.(in English) 2008.12 Korean Pharmaceutical Codex 3rd Ed. (2007) Antibiotics Standards (2007)

Data Requirements for Quality Evaluation of NDA, ANDA Origin or discovery & pharmaceutical development Data on use in local or foreign countries Data on drug substances Structural characterization Physical and chemical characterization Manufacturing process Justification of specification & analytical procedures Batch analysis Reference standards and reagents Data on drug products Components of drug product (including control of excipients) Manufacturing process Justification of specification & analytical procedures Batch analysis Reference standards and reagents

KFDA s Good Review Practices After 2004.2.4., KFDA has engaged in the Good Review Practices Objective Recognize that format influences content by imposing a logic to the review Builds in quality by shaping both the conduct of the review and the presentation of the review results Guarantee of quality, efficiency, clarity, transparency, consistency of the review results

KFDA s Good Review Practices Review template for CMC, DMF, Pharm/Tox and clinical data review Training programs for reviewer Clinical Trial Course Seminar Workshop Symposium Disclosure of Review Results Dialogues between customers and the KFDA Internal experts meeting External advisory committee

Dialogues between customers and the KFDA Teleconference E-mail & SMS Explanatory meetings Face to face meeting Workshop

Introduction of CTD CTD March 2009 : New chemical entities March 2010 : A drug product that is not new but subject to review of safety and efficacy New formulation, new combination of 2 or more active ingredient, increase or decrease in strength, new salts or isomers, new indication

CTD Organization: Diagrammatic Representation 5 Modules Module 2 2.3 Quality Overall Summary Module 1 Regional Administrative Information 2.1 CTD TOC 2.2 CTD Introduction 2.4 Non-Clinical Overview 2.6 Summary 2.5 Clinical Overview 2.7 Summary Module 3 Module 4 Module 5 Quality Non-Clinical Clinical Not part of CTD CTD Module 1 Regional Requirements (EU/FDA/MHLW) Module 2 Summary Module 3 Quality Module 4 Non-Clinical Module 5 Clinical Note: Additional regional requirements are also specified in each Module 2-5.

CTD related to Quality 3.1 Table of Contents 3.2 Body of Data 3.2.S Drug Substance 3.2.S.1 General Information 3.2.S.2 Manufacture 3.2.S.3 Characterization 3.2.S.4 Control of Drug Substance 3.2.S.5 Reference Standard 3.2.S.6 Container Closure System 3.2.S.7 Stability

CTD related to Quality 3.2.P DRUG PRODUCT 3.2.P.1 Description & Composition 3.2.P.2 Pharmaceutical Development 3.2.P.3 Manufacture 3.2.P.4 Control of Excipients 3.2.P.5 Control of Drug Product 3.2.P.6 Reference Standard 3.2.P.7 Container Closure System 3.2.P.8 Stability 3.2.A Appendices 3.2.A.1 Facilities and Equipment 3.2.A.2 Adventitious Agents 3.2.A.3 Novel Excipients 3.2.R Regional Information 3.3 Literature References

Drug Master File (DMF)

KDMF Introduction KDMF : API registration system (effective as of July 1 st, 2002) Background Concerns about using low quality of drug substances Quality control of drug substances Scope New chemical entities used as APIS Phase-in of other APIs registration # Only drug substances registered can be used.

Chronology 2002 : API for new chemical entities 2005 : added 77 APIs : gliclazide etc 2006 : added human placenta 2007 : added 22 APIs : domferidone etc 2008 : added 14 APIs : norfloxacin etc

Standard Review Procedure DMF application No inspection Inspection Review of Submitted Data 13wk 17 wk Site Inspection Internet Notification

Data Requirements for DMF Review 1. Data on facilities of manufacturing site 2. Data on physico-chemical properties and stability 3. Manufacturing process, packaging, containers and cautions, etc. 4. GMP certificate or documents required for GMP application 5. Data on batch analysis, analytical methods, and used solvents 6. Samples For the detail requirements, please see here Microsoft Word Document

Ratio of APIs (Domestic vs Foreign) (35 %) 218 404 (65 %) Domestic Foreign 77 APIs (Total 622 items)

77 APIs filed No. of Filing (No. of site) 250 200 150 100 50 0 219 (45) 130 118 (54) 65 (50) 37 31 (24) (17) 한국인도중국이탈리아스페인일본기타 Korea India China Italy Spain Japan Others Unit : APIs (Manufacturers) 22 (18) (73)

Manufacturing Plant Inspection Before a drug substance is registered, KFDA officers conduct inspections of domestic and foreign plants Inspection waiver before a drug registration Manufacturing plant previously accepted by KFDA DMF inspection Submitting GMP certification (or US FDA EIR, etc) including the drug name of ICH countries Submitting GMP certification of international authorization Organization (ex: EDQM, WHO, EMEA) Inspection report including the drug name * Exception a sterile drug, a drug manufactured by fermentation process and etc.

Good Manufacturing Practice (GMP)

Milestone of GMP in Korea KGMP for BULK (BGMP) KGMP for Biologics product-based KGMP was required by the law (mandatory) 1994 2002 Established & Notified KGMP Recommended by WHO 1969 1977

Flow Chart of GMP Approval in Korea Applicant KFDA External experts Interview Applicant and Reviewers Inquiry and conformation from KFDA Presentation from applicant and Response Compliance review Manufacturing site GMP audit Review report Expert discussion on review Reviewers and External experts Discussion of main issues and conclusion Document-based discussion possible GMP audit result Report on review result Approval KFDA

Current status 120 days for review and inspection GMP management by formulation (Not by product) Optional GMP education for manufacturer (Not mandatory) Authorization of GMP facility & operation system by document review & inspection Lack of GMP rules for herbal medicine Lack of GMP rules for clinical trial medicine Validation (Recommendation)

Revision of KGMP Regulation Background To improve the current KGMP to the international level Korean pharmaceutical companies could be internationally competitive International collaboration on GMP like PIC/S Major Changes Pre-approval KGMP (Product-based) Process Validation

Road Map for GMP Upgrade January 2010 January 2008 New Drug Process Validation on Product Base July 2008 Prescription Drug Process Validation on Product Base July 2009 Nonprescription Drug Process Validation on Product Base Drug Substance Quasi-Drug Process Validation on Product Base Cleaning Validation Validation of Analytical Methods Support System Validation Computer validation

Process Validation Prospective Validation for critical processes of each product that could impact on the product quality Concurrent or Retrospective validation could be considered in limited cases. Categories Prospective Validation Consecutive 3 lots manufactured in a full scale Conducted before marketing Concurrent Validation Consecutive 3 lots manufactured in a full scale Conducted while marketing is continued in limited cases Retrospective Validation Consecutive 10-30 lots manufactured in a full scale, including deviated lots Review of batch records and stability data, etc. No change of composition, manufacturing process & equipment Re-validation Conducted periodically or for major changes in drug substance, process, equipment, etc.

IND GMP Guideline General-KGMP Pharmacist Limited to Contract Unit Authorized manufacturer Range of quality unit IND-KGMP Pharmacist or Nonpharmacist Not Limited Mandatory Validation Optional Mandatory Qualification Optional 3 Lot Quantity Not available

Quality Control of Products on the Market

Annual Plan Monitoring the quality of pharmaceutical products on the market 2007 : 2,000 products 2008 : 2,400 products Pharmaceutical Bureau : 300 products 6 Regional KFDAs : 2,100 products

International Harmonization Japan-China-Korea Director-General Level Meeting 2008.4.14 Japan, Tokyo 2008 East Asian Pharmaceutical Regulatory Symposium 2008.4.14-15 Tokyo, Japan 13th ICDRA meeting in Switzerland, Bern 2008.9.16-21 44th DIA Meeting in USA, Boston 2008.6.21-28 US FDA's CDER Forum for International Drug Regulatory Authorities APEC Meeting ICH Meeting in USA, Oregon

Internationally Harmonized Quality System Improvement of Pharmaceutical Quality System Facilitation Science-based Quality Assessment Comprehensive Understanding of Manufacturing Process and Products

ありがとうございます 谢谢감사합니다. Thank you Inkyu Kim, Ph.D. Drug Evaluation Department, KFDA Phone : 82-2-380-1716 Email : inkyukim123@yahoo.com, ikkim@kfda.go.kr