Standard Setting Procedure Invisible ISEAL Code [Version 6 December 2014] [A] = Aspirational criteria

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4.1.1 Standard Setting Procedure Invisible ISEAL Code [Version 6 December 2014] [A] = Aspirational criteria 1. Introduction 4.4.1 This document describes the general procedure by which the Standard is revised and further developed by. is responsible for revising the Standard. This procedure is designed in compliance with requirements of the ISEAL Standard Setting Code (ISEAL Code of Good Practice for Setting Social and Environmental Standards, version 6.0 December 2014 1 ). 4.4.1 5.3.1b The Standard Setting Procedure, and a summary of it, are made available through the LEAF website. welcomes feedback from all stakeholders on the Standard Setting Procedure at any time by contacting (info@leafmarque.com). 5.8.4a,b All comments and feedback received between revision periods are noted and where relevant, considered in subsequent revisions of the Standard. 4.1.2 The Standard Setting Procedure is reviewed at least every 5 years. Reviews may be conducted more frequently if a need is perceived, for example considerations before each review of the Standard, following feedback/complaints or as deemed necessary by. 2. Stakeholders 5.4.2a 5.4.2b [Future [A] 5.5.2 re: setting participation goals] Stakeholder engagement is a core part of. wants to ensure that all stakeholders have the option to be involved in the process of revising and further developing the LEAF Marque Standard (as well as with other areas of the system as detailed in wider LEAF Marque documentation). stakeholder engagement covers a wide range of representation including: those indirectly affected, geographic representation, gender, ecosystem representation, the scale of the facilities, and different types of organisations. Table 1 details a range of stakeholders actively involved / invited to be involved in the Standard Setting Procedure alongside their roles and the composition of groups mentioned. Stakeholder Role in the Standard Setting Procedure Composition Provide the strategic direction for Approves the frequency of revisions of the LEAF Marque Standard Approves the Final version of the Standard (contents), based on recommendation from the Technical Advisory Committee (TAC) and alignment with the strategy Multi-stakeholder group. Members do not represent the stakeholder group of which they are part, but rather act in the overall interests of. Includes: Independent consultant, 1 https://www.isealalliance.org/sites/default/files/iseal%20standard%20setting%20code%20v6%20dec%202014.pdf Standard Setting Procedure version 3 [July 2017] Page 1 of 5

Technical Advisory Committee (TAC) Additional Stakeholder Group LEAF Groups & Committees All Stakeholders Secretariat Approves the Standard Setting Procedure based on recommendation from the TAC Approves the Terms of Reference for the Standard based on recommendation from the LEAF Marque TAC Provides advice on the development and revision of the Standard to meet the strategic direction set by the May delegate work on standard development and revision to a Working Group Recommends the Final version of the Standard (contents) for approval by the Recommends the Standard Setting Procedure for approval by the Recommends the Terms of Reference for the LEAF Marque Standard for approval by the For urgent revisions and/or non-substantive changes the Chairperson may act on behalf of the TAC during public consultation periods and workshops (as appropriate) during public consultation periods and workshops (as appropriate) during public consultation periods and workshops Co-ordinates the revision and further development of the Standard including the Terms of Reference and Standard Setting Procedure Can approve non-substantive changes and urgent revisions with approval from the TAC Chairperson as appropriate Table 1: Standard Setting Procedure Stakeholders producer, members of LEAF of Trustees and LEAF staff. Extensive experience in food, farming and agricultural sectors. Multi-stakeholder group including a range of organisations. Includes: producers, supply chain, retailer, certification, academic, intergovernmental and nongovernmental. Multi-stakeholder group including a range of individuals and organisations who have contributed in previous consultation, and/or underrepresented groups. Multi-stakeholder groups including LEAF of Trustees, LEAF Advisory ; LEAF Policy and Strategic Development Group; LEAF Demonstration Farmers; LEAF Innovation Centres. 2 Producers, supply chain, retailers, brands, NGOs, governments, academics, certification bodies, accreditation bodies, consumers. LEAF & staff 2 see closing pages of LEAF Annual Reports for composition; http://www.leafuk.org/leaf/about/annualreports.eb Standard Setting Procedure version 3 [July 2017] Page 2 of 5

3. Review and Further Development of the Standard 5.8.1a 5.8.1b The Standard is revised at least every 5 years for continued relevance and effectiveness in meeting its objectives. Upon approval by the, the Standard may be revised more frequently, such as upon request or through internal recommendation (for example following receipt of a complaint, through monitoring and evaluation of the system). A review can lead to no revision, revision of part or revision of all of the Standard. 5.4.4a,b 5.3.1a 5.3.1.b 4.2.1c 5.4.2a 5.4.3 5.4.1a [60 days] 5.4.5a 5.5.1[A] 5.8.4b 5.4.5b 5.4.5c,d 5.4.6[A] 3.1 Revision Preparation and Planning Preparation and planning for revision of the Standard includes: Review of stakeholders identified and addition of further interested stakeholders as appropriate (including identifying groups that are not adequately represented) Confirmation of the Standard Terms of Reference 3. A Time Plan 4. 3.2 Consultation Public consultation is carried out using the existing version of the Standard or a draft of a new version of the Standard. The consultation is: Sent directly to all identified stakeholders Published on the LEAF website Publicised through LEAF media channels as appropriate Open for 30 days (unless otherwise decided 5 ) In addition, may arrange in-person meetings or workshops with stakeholders. collates and reviews all comments received from the consultation. incorporates the consultation feedback in a (revised) draft Standard. The (revised) draft Standard also, if applicable, incorporates the results from additional research, for example from testing the feasibility and auditability of requirements in the draft Standard. Where the consultation is carried out using the existing version of the Standard, feedback from prior to the consultation period will also be considered. The TAC reviews the revised draft Standard. Additionally, summarises the comments received during the public consultation along with how they have been addressed and the main changes in the revised version. This is shared with stakeholders who responded to the consultation and made available through the LEAF website. LEAF Marque ensures that no confidential information is disclosed through the summary. Where possible, considering the confidentiality of stakeholders, original comments can be made available upon request. 3 A summary of which is made publicly available. 4 A summary of which is made publicly available. 5 In most cases, a minimum total of 60 days of consultation is utilised. This is either be a minimum of 2 separate 30 day consultations or 1 consultation of 60 days. Standard Setting Procedure version 3 [July 2017] Page 3 of 5

5.4.1c can repeat the consultation cycle if deemed necessary to resolve relevant issues, or if insufficient feedback was received, in conjunction with advice from the TAC. 3.3 Approval A draft Final version of the Standard is recommended by the TAC for approval by the. 5.7.1a 5.9.1 5.7.3a,b,c, d 5.7.1b 5.7.5a [A] 5.7.5b [A] 3.4 Publication The revised Standard is published on the LEAF website at least three months before it becomes effective. A shorter period is suitable for non-substantive changes. The Standard includes the date the document is issued and the date on which it becomes effective (i.e. status of the document) as well as contact information for LEAF, official language(s) and a version history. Draft and Final Standards are published in English, on the LEAF website, free of charge. The publication of a new version of the Standard is also publicised through LEAF media channels as appropriate. seeks to make the Standard available in other languages where this supports the use of the Standard. The English version of the Standard is the definitive version and therefore any issues of interpretation from other translations need to be referred to the English version. 3.5 Evaluation of Revision project Once a revision of the Standard is complete, the project is evaluated by. Improvement actions may be identified, for example relating to procedures, templates, documentation, project planning etc. These lessons learnt are shared with appropriate teams/individuals within and noted for future developments. 5.8.5 6.3.1a 5.8.6 5.8.6b [develop] 5.8.6a 3.6 Non-substantive Change(s) From time-to-time, non-substantive change(s) may be required to the Standard (for example to clarify language). In this case, there is no need for a formal revision process. A notification of the changes will be made in the Version History in the subsequent Standard. 3.7 Urgent Changes Where urgent revisions are required to the Standard, will define the appropriate procedure which include at least consultation with the Chairman of the TAC and/or. The TAC and will be informed of any such changes made and the reasons for these changes. Urgent revisions may be required to meet changes in the conditions of production or for other urgent matters. Standard Setting Procedure version 3 [July 2017] Page 4 of 5

5.3.1c 5.6.3a 5.6.3b 4. Decision Making Where possible, all decisions are reached by consensus. A consensus is considered to be a lack of sustained opposition. In order to reach a consensus, the TAC (and/or Working Group) utilises the following processes to establish whether there is opposition: a) A face-to-face meeting where there is a verbal yes/no vote, show of hands for a yes/no vote; a statement on consensus from the Chair where there are no dissenting voices or hands (votes); a formal balloting process; etc. b) A telephone conference meeting where there is a verbal yes/no vote a statement on consensus from the Chair where there are no dissenting voices. c) Electronic communication where a request for agreement or objection is provided to members (a proxy for a vote). d) Or, combinations of the above. When consensus cannot be met, for example when there is a sustained opposition, the issue shall be resolved using alternative process as appropriate including the following: a) Discussion and negotiation within the group in order to find a compromise. b) Direct negotiation between the stakeholder(s) submitting the objection and stakeholders with different views on the disputed issue in order to find a compromise. c) Dispute resolution process. d) Where consensus/compromise cannot be reach, the issue will be escalated to the LEAF Marque (or LEAF of Trustees as appropriate). 5. Records 5.10.1a 5.10.1b keeps records relating to each revision of the Standard on file for at least five years. All electronic storage is regularly backed up. This includes: Policies and procedures Stakeholders contacted Stakeholders involved in each stage of the process Comments received Summary of how comments received were taken into account Draft and Final versions of the Standard If a publicly available document is removed from the website (e.g. documentation relating to a previous revision process), documentation is still available to stakeholders upon request. 6. Version History Version 1 March 2013 Version 2 June 2016 Version 3 July 2017 Standard Setting Procedure version 3 [July 2017] Page 5 of 5