Improving Performance through a Systemic Human Capital Approach

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Module 4 Ongoing Performance Management: Evaluation & Professional Development LEAD Connecticut Leadership Institute Improving Performance through a Systemic Human Capital Approach J U N E 2 0 1 3 2013 THE DISTRICT MANAGEMENT COUNCIL

An integrated approach to developing talent and managing people can improve performance. DMC s Human Capital Framework Defining & Redefining Success through Human Capital Preparation & Background Recruiting & Hiring Processes Induction Ongoing Performance Management Education & Training (Course-based & Clinical) Interview processes Timeline management Subjects covered Duration Evaluation approaches Career tracking Personality & Ambition Certification Messaging Intensity Mentoring structure Staffing models Professional development Geographic reach How do you evaluate staff and plan for succession? Source: DMC 2

A robust performance management system can develop and support educators to become more effective. DMC s Human Capital Framework FRAMEWORK SAMPLE Defining & Redefining Success through Human Capital Preparation & Background Recruiting & Hiring Processes Induction Ongoing Performance Management Education & Training (Course-based & Clinical) Personality & Ambition Certification Geographic reach Interview processes Timeline management Messaging Subjects covered Duration Intensity Mentoring structure Ongoing Performance Management Career Tracking & Succession Planning Staffing & Allocation Models Compensation & Rewards/ Recognition Professional Dev t & Leadership Dev t Access & Delivery Evaluation: Tool & Process Qualitative: Skill/will or Perf./Potential Observation/360s Evaluation rubrics Quantitative: Growth/Value-added data Achievement data Formative assessments Source: DMC Data Tools & Support 3

Frequency An evaluation system should be used to improve systemic performance. Differentiated Strategy for Teachers based on Performance FRAMEWORK SAMPLE High Does our system need to improve how it exits the most ineffective teachers? Does our system need to improve how it develops and supports the moderately effective and less effective teachers? How should we differentiate our interventions? Does our system need to improve how it retains and leverages the most effective teachers? Low Low Source: DMC Teacher Performance Level High 4

The focus for top performers must be retention as well as continued professional development and career advancement opportunities. Differentiated Strategy for Teachers based on Performance Strategy Top performers are those who consistently exceed expectations and are viewed as leaders within their respective cohorts. Retain top performers by ensuring that they are supported by appropriate career advancement and recognition opportunities Key Questions: Are top performers being provided with a view of a potential career ladder within the district? Are top performers currently being rewarded or recognized for their contributions in the classroom or within the district? Does the district have an understanding of trends for retention of high performers? Are top performers benefiting from professional development opportunities? Does the district survey top performers to identify what types of PD opportunities they are interested in? 5

Strategies around professional development for the average performer should center around helping those teachers become high performing. Differentiated Strategy for Teachers based on Performance Strategy Average performers typically make up the majority of staff in a district. Most of them have the potential to become top performers if developed. Enhance the skills of average performers and enable them to perform at a higher level for both their benefit and the district s Key Questions: Based on performance evaluations, what are the most common development areas of average performers? Are these development areas components of ongoing training or coaching programs in the district? What separates the top performers from the average performers? Can these characteristics be taught or integrated into professional development programs? How can we leverage top performers to mentor or coach the average performers? 6

Understanding teacher potential is important in determining whether a low-performing teacher must be trained further or dismissed. Differentiated Strategy for Teachers based on Performance Strategy Low performers as identified according to the state s rubric may even prevent a district or school from fostering the best environment for student achievement. Improve the quality of the teacher pool through development opportunities or dismiss / non-renew low performers Key Questions: What resources or supports have been given to help your lower performers? Do you ask your low performers which resources they need to succeed? How can professional development opportunities be better aligned with key areas of concern? Is the appropriate documentation in place to support a dismissal or non-renewal? Do you track performance year over year to understand progress made (or not) by low performers? 7

The state s evaluation rubrics provide a powerful tool to identify key areas of job-embedded development. Connecticut s System for Educator Evaluation and Development Source: SEED website 8

Development programs entail on-the-job leadership development. Complete Development Program A comprehensive development program contains four components that address both learning and ongoing management. The categories of activity, including on-the-job development, coaching and mentoring and formal training, address the major areas of where learning occurs. The fourth component, Ongoing Management of Program, addresses the ongoing management needed to sustain the overall program. Focus in this module On-the-Job Leadership Development + Coaching & + Mentoring Formal Induction Training + Ongoing Management of Program Covered in the Induction phase of the Human Capital Framework 9

Many on-the-job development opportunities come at no incremental cost to the district. On-the-Job Development Examples Enlargement Widening the scope of the job: - Adding additional responsibilities for operations or finance staff - Adding additional grade levels or geographies to responsibilities - Coaching, data team, or curriculum leadership positions for teachers (perhaps with stipends) Rotation Taking on new tasks (perhaps temporarily): - School rotation - Geographic rotation - Grade level rotation Enrichment Increasing the depth of job content: - Grade-level expansion (for instance, from K-5 to K-8) - Operations expansion (for instance, from food service operations to procurement or finance) 10

Regular assessment and adjustment of the actual Development Program is essential for continued progress and evolution. Components of Effective Ongoing Management of Development Programs Management of the development program should combine objective measures, like the following: One or more well-qualified internal candidate prepared and ready to be promoted to key district jobs A record of successful promotions (or lateral placements) based on the development program Few high performers leaving the organization because of lack of opportunity And subjective measures as well. Perception of discrimination ethnic, gender, age, etc. Perceptions of fairness Transparency of the promotion and placement process Morale & employee satisfaction scores Perceptions of a clear career path, development options Perceptions of managerial and executive competence Confidence in primary and alternative candidates Perceptions of bench strength for key positions 11