s Assurance Overview presented by Richard Dobson, NHS Digital Test Assurance Manager
Mini-Services Landscape (3rd Party) PDS / SCR / CPIS HSCIC SPINE2 Transaction Messaging Service (TMS) Transaction Messaging Service (TMS) LIE N3 Commercial Mini Services Primary Primary Primary MHS MHS GP System GP System GP System Secondary TIE Secondary TIE Secondary TIE Social IE MHS App Appp Appp App Appp Appp App Appp Appp Adult Child 3 rd Party PDS 3 rd Party SCR 3 rd Party CPIS 2
Mini-Services Landscape (NHS Digital) PDS / SCR / CPIS HSCIC SPINE2 Transaction Messaging Service (TMS) Transaction Messaging Service (TMS) LIE N3 HSCIC Mini Services Primary Primary Primary MHS MHS GP System GP System GP System Secondary TIE Secondary TIE Secondary TIE Social IE MHS App Appp Appp App Appp Appp App Appp Appp Adult Child 3 rd Party PDS 3
End to End Assurance A modular approach to assurance allows the and Client to be assured independently. Once assured this allows any provider to be connected to any client. As ITK Conformance has assured relevant interfaces against a single reference point the end to end assurance is already in place. ITK conformance acts as a universal join between any SMS and any. ANY TO ANY ITK Assurance Client Universal Join 4
ITK Assurance of both interfaces Assurance of and Client A modular approach to assurance allows the and Client to be assured independently. ITK assurance of the connecting interfaces enables the end to end assurance by using ToolKit Workbench (TKW) as a reference point. Client Tailored CAP Assurance for the Tailored Assurance for the Client 5
ITK Assurance of both interfaces PDS s First of Type PDS Client (No Smartcard) Tailored CAP Assurance for the Tailored Assurance for the Client PDS Mini-Service assurance - requires a partner Mini- Service Client. This can be provided by the SMS, or a 3 rd party. In addition there is a requirement for a First of Type care providing organisation. 6
ITK Assurance of both interfaces CP-IS s First of Type CP-IS Client (Optional Smartcard) Tailored CAP Assurance for the Tailored Assurance for the Client CP-IS Mini-Service assurance - requires a partner Mini-Service Client. This can be provided by the SMS, or a 3rd party. There is no requirement on the SMS to already offer PDS mini-services, although a traced NHS number is required. As with PDS mini-services, there is a requirement for a First of Type care providing organisation. 7
ITK Assurance of both interfaces SCR s First of Type CP-IS Client (Smartcard) Tailored CAP Assurance for the Tailored Assurance for the Client SCR Mini-Service assurance - requires a partner Mini-Service Client. This can be provided by the SMS, or a 3rd party. There is no requirement on the SMS to already offer PDS mini-services, although a traces NHS number is required. As with other mini-services, there is a requirement for a First of Type care providing organisation. 8
SCR SMS - First of Type (Under CAP) CAP First of Type ITK Conformance Process SMS ITK INTERACTIONS CAP Client ITK Conformance Process or an already ITK Conformant Client DEPLOYED TO NHS Trust or Deploying Organisation (FoT) Deployment documentation Update Target Operating Model (TOM)* ISB00129 Update Target Operating Model (TOM) Deploying Organisation* When a new SCR s comes through the assurance process, they do so with a client partner, so end-to-end integration (and associated service aspects) can be assured. 9
SCR Post Full Rollout Approval (FRA) After FRA using a Conformant system Client ITK Conformance Process SMS ITK Conformant ITK INTERACTIONS DEPLOYED TO NHS Trust or Deploying Organisation Update Target Operating Model (TOM)* ISB00129 Update Target Operating Model (TOM) Deploying Organisation* Post Full Rollout Approval (FRA) new SCR SMS client need to be centrally assured. Note: this is a change from the process for PDS. It is the client supplier gaining conformance. The deploying organisation still retains (as per other s) the Target Operating Model approach. 10
Post FRA Conformant & Client For a ITK Conformant and ITK Conformant Client SMS ITK Conformant ITK INTERACTIONS ITK Conformant DEPLOYED TO NHS Trust or Deploying Organisation Update Target Operating Model (TOM)* ISB00129 Update Target Operating Model (TOM) Deploying Organisation* * there is only one TOM it is first completed by SMSP and then passed to the SMSC and then the NHS Organisation. In the scenario where both SMS and have gained conformance, deploying organisations must complete a TOM evaluation Spreadsheet. 11
ITK Clinical Safety (SMSP) Assurance Process based on CAP NHS CAP Preparation Requirements Baseline (complete) Tailored CAP Approach (complete) A T P Scope Scope Defined A T P Design & Test Detailed Design Module & System Test A T P Integrated Test Integration Test (inc Witness) RFO/ V & P Test (managed services only) Dev Mac Deployment Live (post FRA) Patient Safety Assessment Clinical Safety Case Safety Closure Report Key CAP: Common Assurance Process ITK: Interoperability ToolKit ITK Conformance Engagement ATP: Authority To Proceed TOM: Target Operating Model ITK Conformance Achieved Target Operating Model s for FOT Deployment Notification for FOT Deploymen t Initiation Complete Dev MAC: Development Milestone Achieved Certificate (incl. Clinical Authority to Deploy) Go-Live Preparatio n A T P FOT: First Of Type Deployme nt Verificatio n (FOT) FRA: Full Rollout Approval (incl. Clinical Authority to Release) FR A SMS TOM each SMSP deployment or SMSC connection Deployment Notification - each SMSP deployment or SMSC connection Review Checkpoint Denotes SMSP responsibility 12
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