Preface Preface to First Edition

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Contents Foreword Preface Preface to First Edition xiii xv xix CHAPTER 1 MEMS: A Technology from Lilliput 1 The Promise of Technology 1 What Are MEMS or MST? 2 What Is Micromachining? 3 Applications and Markets 4 To MEMS or Not To MEMS? 7 Standards 8 The Psychological Barrier 8 Journals, Conferences, and Web Sites 9 List of Journals and Magazines 9 List of Conferences and Meetings 10 Summary 11 References 11 Selected Bibliography 12 CHAPTER 2 Materials for MEMS 13 Silicon-Compatible Material System 13 Silicon 13 Silicon Oxide and Nitride 19 Thin Metal Films 20 Polymers 21 Other Materials and Substrates 21 Glass and Fused Quartz Substrates 21 Silicon Carbide and Diamond 22 Gallium Arsenide and Other Group III-V Compound Semiconductors 22 Polymers 23 Shape-Memory Alloys 23 Important Material Properties and Physical Effects 24 vii

viii Contents Piezoresistivity 24 Piezoelectricity 26 Thermoelectricity 29 Summary 31 References 31 Selected Bibliography 32 CHAPTER 3 Processes for Micromachining 33 Basic Process Tools 34 Epitaxy 34 Oxidation 35 Sputter Deposition 35 Evaporation 36 Chemical-Vapor Deposition 37 Spin-On Methods 40 Lithography 40 Etching 44 Advanced Process Tools 55 Anodic Bonding 55 Silicon Direct Bonding 56 Grinding, Polishing, and Chemical-Mechanical Polishing 57 Sol-Gel Deposition Methods 58 Electroplating and Molding 58 Supercritical Drying 60 Self-Assembled Monolayers 61 SU-8 Photosensitive Epoxy 61 Photosensitive Glass 62 EFAB 62 Nonlithographic Microfabrication Technologies 63 Ultraprecision Mechanical Machining 64 Laser Machining 64 Electrodischarge Machining 65 Screen Printing 65 Microcontact Printing/Soft Lithography 66 Nanoimprint Lithography 67 Hot Embossing 67 Ultrasonic Machining 68 Combining the Tools Examples of Commercial Processes 68 Polysilicon Surface Micromachining 69 Combining Silicon Fusion Bonding with Reactive Ion Etching 71 DRIE of SOI Wafers 71 Single Crystal Reactive Etching and Metallization 72 Summary 74 References 75 Selected Bibliography 77

Contents ix CHAPTER 4 MEM Structures and Systems in Industrial and Automotive Applications 79 General Design Methodology 79 Techniques for Sensing and Actuation 81 Common Sensing Methods 81 Common Actuation Methods 82 Passive Micromachined Mechanical Structures 85 Fluid Nozzles 85 Hinge Mechanisms 88 Sensors and Analysis Systems 89 Pressure Sensors 89 High-Temperature Pressure Sensors 93 Mass Flow Sensors 94 Acceleration Sensors 96 Angular Rate Sensors and Gyroscopes 104 Carbon Monoxide Gas Sensor 114 Actuators and Actuated Microsystems 116 Thermal Inkjet Heads 116 Micromachined Valves 119 Micropumps 126 Summary 128 References 129 Selected Bibliography 131 CHAPTER 5 MEM Structures and Systems in Photonic Applications 133 Imaging and Displays 133 Infrared Radiation Imager 133 Projection Display with the Digital Micromirror Device TM 135 Grating Light Valve Display 139 Fiber-Optic Communication Devices 141 Tunable Lasers 142 Wavelength Locker 151 Digital M N Optical Switch 154 Beam-Steering Micromirror for Photonic Switches and Cross Connects 156 Achromatic Variable Optical Attenuation 161 Summary 165 References 165 Selected Bibliography 167 CHAPTER 6 MEMS Applications in Life Sciences 169 Microfluidics for Biological Applications 169 Pumping in Microfluidic Systems 170 Mixing in Microfluidics 171 DNA Analysis 172

x Contents The Structure of DNA 172 PCR 174 PCR on a Chip 174 Electrophoresis on a Chip 176 DNA Hybridization Arrays 180 Microelectrode Arrays 182 DNA Addressing with Microelectrodes 183 Cell Cultures over Microelectrodes 185 Summary 185 References 186 Selected Bibliography 187 CHAPTER 7 MEM Structures and Systems in RF Applications 189 Signal Integrity in RF MEMS 189 Passive Electrical Components: Capacitors and Inductors 190 Quality Factor and Parasitics in Passive Components 190 Surface-Micromachined Variable Capacitors 192 Bulk-Micromachined Variable Capacitors 195 Micromachined Inductors 197 Microelectromechanical Resonators 200 Comb-Drive Resonators 201 Beam Resonators 203 Coupled-Resonator Bandpass Filters 206 Film Bulk Acoustic Resonators 208 Microelectromechanical Switches 211 Membrane Shunt Switch 213 Cantilever Series Switch 213 Summary 214 References 214 Selected Bibliography 216 CHAPTER 8 Packaging and Reliability Considerations for MEMS 217 Key Design and Packaging Considerations 218 Wafer or Wafer-Stack Thickness 219 Wafer Dicing Concerns 219 Thermal Management 220 Stress Isolation 221 Protective Coatings and Media Isolation 222 Hermetic Packaging 223 Calibration and Compensation 224 Die-Attach Processes 225 Wiring and Interconnects 227 Electrical Interconnects 227 Microfluidic Interconnects 231 Optical Interconnects 232

Contents xi Types of Packaging Solutions 233 Ceramic Packaging 233 Metal Packaging 237 Molded Plastic Packaging 240 Quality Control, Reliability, and Failure Analysis 243 Quality Control and Reliability Standards 244 Statistical Methods in Reliability 246 Accelerated Life Modeling 248 Major Failure Modes 249 A Reliability Case Study: The DMD 254 Summary 256 References 257 Selected Bibliography 259 Glossary 261 About the Authors 271 Index 273