Developing Herbaceous Energy Crops

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USDA - ARS - National Center for Agricultural Utilization Research Developing Herbaceous Energy Crops Michael A. Cotta Fermentation Biotechnology Research

Current Paradigm Corn Wheat Sugarcane

Potential of corn to replace oil for U.S. market Percent 20 % U.S. Corn Harvest Going to Ethanol 15 10 5 % Auto Fuel Replaced by Ethanol 0 2006 2008 2010 2012 Calendar Year (RFA & NCGA, 2006)

Sources of Biomass Cottonwoods Paper Switchgrass Bagasse Wood chips Corn stover

Long-term Goals of ARS Energy Crops Working Group Develop new cultivars of herbaceous perennials that give superior ethanol yields through breeding. Develop a better understanding of the interactions among species, maturity, and cell wall structure and the response to pretreatment and ethanol fermentation.

What can cellulosics do for us? Feedstocks Agricultural Land (selected) Million dry ton per yr Billion gal.s of ethanol per yr Corn Stover 75 4.50 Wheat Straw 11 0.66 CRP Biomass 18 1.08 Perennial Crops 156 9.36 Forestlands (selected) Logging & Processing residues 134 8.04 Total: 4,894 23.6 This is 17% of our total oil needs. Notes: (1) 60 gal/ton ethanol yield; (2) source: http://feedstockreview.ornl.gov/pdf/billion_ton_vision.pdf

Hypothesis: species (and plant type) and intra-species cell wall differences can influence enzymatic digestibility. Approach: Vary species (plant type): alfalfa (legume, dicot), reed canarygrass (C3 cool season grass), and switchgrass (C4 warm season grass) Vary cell wall structure: by evaluating different maturities for each species

Alfalfa Switchgrass Reed Canarygrass

Sample Set Species Maturity Alfalfa (Medicago sativa L.) Bud (A1) Full Flower (A2) Reed canarygrass (Phalaris arundinacea L.) Vegetative (CG1) Ripe Seed (CG2) Switchgrass (Panicum virgatum L.) Pre-boot (SG1) Anthesis (SG2) Post-Frost (SG3) Sample Description Stems, flower buds present, no open flowers Stems, open flowers on all stem shoots Leaf blades and sheaths, no stem elongation Whole herbage, ripe seed Leaf blades and sheaths, elongated stems Whole herbage, flower panicle on stems open Whole herbage, ripe seed, senescent, post-frost

Samples were analyzed as follows Complete chemical composition using the Uppsala fiber analysis system (and detergent fiber system) Fiber digestibility by treating w/ dilute acid pretreatment and cellulase enzymes (using modified methods developed by NREL, DOE) Ethanol yields with S. cerevisiae,, currently only for switchgrass

Overall composition of biomass (g/kg,dm( g/kg,dm) Species/ Ether Crude Klason Maturity Extracts Protein Total Carbo Lignin Ash Total Alfalfa Bud Full Flower 9 127 563 158 81 970 7 88 598 175 58 950 Reed Canarygrass Vegetative Ripe Seed 22 88 518 109 128 889 13 45 597 148 95 908 Switchgrass Pre-Boot 10 65 569 133 89 875 Anthesis Post-Frost 10 32 655 154 57 917 16 30 650 173 57 915

Break-down of carbohydrates Species/ Soluble Storage Cellulose Xylan Total Stage g/kg, dm Alfalfa Stems Bud 55 3 275 148 481 Full Flower 49 2 306 165 522 Reed Canarygrass Vegetative 81 35 209 171 496 Ripe Seed 45 54 265 212 576 Switchgrass Pre-Boot 40 5 273 231 549 Anthesis 76 39 283 238 636 Post-Frost 27 7 322 273 629

Theoretical ethanol yields broken down by carbohydrates Species/ Soluble Storage Cellulose Xylan Total Stage gallons per dry ton Alfalfa Stems Bud 10 1 48 26 84 Full Flower 8 0 53 29 91 Reed Canarygrass Vegetative 14 6 36 30 86 Ripe Seed 8 9 46 38 100 Switchgrass Pre-Boot 7 1 47 41 96 Anthesis 13 7 49 42 111 Post-Frost 5 1 56 48 110 Corn stover = 113 gal/ton

Comparison of Upsalla & Detergent Fiber systems (selected data) Species Cellulose Hemicellulose Lignin_ Stage Glucose ADF-ADL Sugars NDF-ADF KL ADL Alfalfa Flower 306 444 122 144 175 71 Reed Canarygrass Ripe Seed 265 356 218 305 148 20 Switchgrass Anthesis 283 340 245 301 154 23 DFS overestimates cellulose, hemicellulose and underestimates lignin

Measuring recoverable sugar yields Biomass Milling/drying Dilute-acid pretreatment Cellulase Treatment Products Glucose Other Sugars

Effect of Pretreatment Lignin Cellulose Amorphous Region Pretreatment Crystalline Region Hemicellulose

Severity of Dilute Acid Pretreatment of Cellulose for Enzymatic Digestion Combined Severity Factor (CSF): CSF = T 100 Log t exp 14.75 ph Factors for pretreatment: Time (at temperature) ph (or Acidity) Temperature (exponential effect!) The lower the severity the lower the cost of pretreatment, the higher the recovery of xylan associated sugars, and more fermentable the product.

Amount of acid that needs to be added to reach similar ph s ph of hydrolysate 1.6 Alfalfa Reed Canarygrass Switchgrass 1.2 0.8 0.4 Target ph 0.0 0.0 0.5 1.0 1.5 2.0 2.5 H2SO4 concentration (%w/v)

Detailed Protocol for Measuring Sugar Yields Milled Biomass Dilute sulfuric acid treatment at ph 1, 150 C for 20 min Cellulase treatment with 50 FPU/g cellulose at ph 4.5, 50 C for 72 hr (note: Celluclast + Novo188 (Novozymes, Inc.) Measured released glucose and non-glucose sugars by HPLC Calculate sugar yields (g/g dry biomass) & % recovery as free sugars

Changes in glucose yields with maturity and species 350 Switchgrass Glucose Yields (mg sugar / g biomass, db) 300 250 200 150 Alfalfa RCG 100 A1 A2 CG1 CG2 SG1 SG2 SG3 Crop & Maturity

Changes in Cellulose Digestion with Species and Maturity 100 90 CRG Switchgrass Error bars = 95% CI % Glucose Recovery 80 70 Alfalfa 60 50 A1 A2 CG1 CG2 SG1 SG2 SG3 Crop & Maturity

Lignin vs. glucose conversion efficiencies 100 Glucose Release (%) 90 80 70 60 50 100 125 150 175 200 Klason Lignin (g kg -1 DM)

Increasing severity for alfalfa stems Cellulose Digestibility 85 80 75 70 65 60 55 150C 165C 180C 50 A1 Stage of Harvest A2

Recovery of other sugars 100 % Non-glucose Recovery 90 80 70 60 Alfalfa CRG Switchgrass 50 A1 A2 CG1 CG2 SG1 SG2 SG3 Crop & Maturity

Pretreating Biomass at 121 C C vs. 150 C 100 121C 150C 90 % Recovery of Sugars 80 70 60 50 A1 A2 CG1 CG2 SG1 SG2 SG3 Crop & Maturity

Role of fructose in reducing yields Reduced Non-Glucose Yield (g /kg, DM) 60 40 20 0 0 20 40 60 80 100 Fructose (g/kg, DM)

Inhibitors formed during hydrolysis Hemicellulose HO Pentoses (Ara, Xyl) OH O HO OH O H 3 C O O OH Acetic, HO O Ferulic O OH CH 3 Galactose HO O OH HO OH OH HO Furfural O O OH Formic Cellulose O Glucose OH H OH O OH H H H OH OH HMF H 3 C O O Lignin Phenolics OH Levulinic

Treatment of sugars at ph 1, 121 C C for 1 hr Recovery % HMF/Furfural (mm) 25 100 HMF or Furfural (mm) 20 80 15 60 10 40 5 20 Sugar Recovery (%) 0 0 Xylose Glucose Galactose Fructose Arabinose Pretreated Sugar

Future work Developing a screening method capable of evaluating hundreds of cultivars for relative cellulose fermentation efficiencies that will allow us to select the best for further development (discussed today) Selecting other pretreatment methods for treating forage type material (not discussed today)

Proposed SSF screening method Milled Biomass Dilute sulfuric acid treatment at 121 C C for 1hr & Neutralize to ph 4.8 with Ca(OH)2 Ferment w/ S. cerevisiae in presence of cellulase (5 FPU/g, DM) at 35 C C for 72 hr Measure ethanol and non-glucose sugars by HPLC Calculate Ethanol yields (g/g( dry biomass) & % of theo.. yield

Effect of Maturity of Switchgrass on Ethanol Yield Ethanol Yield (g ethanol/ kg SG, db) 120 100 80 60 40 20 0 error bars = 95% CI SG1 SG2 SG3 Maturity Stage

Effect of Maturity of Switchgrass on Glucan Conversion Efficiency to Ethanol Glucan Conversion Efficiency (% of max) 70 60 50 40 30 20 10 0 Maturity Stage error bars = 95% CI SG1 SG2 SG3

Conclusions Recoverable sugars (& ethanol yields) varies with species and maturity w/ in species Available glucose varied inversely with maturity and lignin content. However, total glucose yield increased with maturity due to higher cellulose contents. Cell wall polysaccharides, as determined by the widely applied detergent fiber system are inaccurate. Overestimates cellulose and hemicellulose and underestimates lignin. Soluble sugar content can be significant and may be problematic for dilute acid pretreatment, especially fructose

What s next? Expand scope of samples to include additional cultivars. Conduct actual fermentations using conventional yeast as well as recombinant yeasts and bacteria capable of fermenting pentoses as well as hexoses. Develop screening tools to handle greater throughput evaluations

Acknowledgements Peoria, Illinois Bruce S. Dien Loren Iten Lincoln, Nebraska Kenneth P. Vogel Robert B. Mitchell Gautum Sarath St. Paul, Minnesota Hans-Joachim G. Jung JoAnn F. S. Lamb Madison, Wisconsin Michael D. Casler