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Smarter Work Zones Webinar Series Webinar #11: Lane Closure and Permitting Systems Martha Kapitanov, Saud Khan, Elio Espino, Arshad Iqbal, and Yusuf Shatnawi March 23, 2016 1:00-2:30pm EST Efficiency through technology and collaboration

Smarter Work Zones INTRODUCTION AND TODAY S SPEAKERS 2

Today s Speakers Martha C. Kapitanov Transportation Specialist FHWA Office of Operations Saud Khan District Maintenance Specialist, District 6 Traffic Operations Office Florida DOT Elio Espino, Ph.D., P.E., PTOE Senior Project Manager A&P Consulting Transportation Engineers Arshad Iqbal, P.E. Senior Transportation Engineer Caltrans Division of Traffic Operations Yusuf Shatnawi, P.E. Transportation Engineer Caltrans Division of Traffic Operations 3

Smarter Work Zones (SWZ) Webinar Series This is the eleventh in a series of monthly SWZ webinars Topics based on what matters most to you! Previous Webinar topics include: Corridor-Based and Program-Based Project Coordination Queue Warning Systems Variable Speed Limits Dynamic Lane Merge Work Zone Project Coordination Guide and Examples Integrating Project Coordination & Technology Applications: Iowa DOT Designing ITS Based on Identified Needs Recordings and materials for previous webinars are available on The National Work Zone Safety Information Clearinghouse website: https://www.workzonesafety.org/swz/webinars Coming Up: Webinar #12: Integrating Technology Applications Massachusetts DOT Tuesday, April 26, 2016 1:00-2:30pm EDT 4

Purpose of Today s Webinar Provide a comprehensive overview of lane closure and permitting systems and discuss real-world examples of how different agencies have developed and use these systems for Project Coordination. Topics include: 1. SWZ Project Coordination Initiative Show how the SWZ Project Coordination initiative can be used by agencies to enhance their current work zone management practices 2. Lane Closure and Permitting Systems Examples Provide real-world examples of successful lane closure and permitting systems and how these systems have been used for project coordination. 5

Smarter Work Zones PROJECT COORDINATION INITIATIVE 6

What are Smarter Work Zones (SWZ)? Innovative strategies designed to optimize work zone safety and mobility Policies and practices used to incrementally and continuously improve WZ operations Tools to reduce WZ crashes and delays Tools to enhance WZ management strategies 7

Two Identified SWZ Initiatives: Project Coordination Coordination within a single project and/or among multiple projects within a corridor, network, or region, and possibly across agency jurisdictions Technology Application Today s Focus of Discussion Deployment of Intelligent Transportation Systems (ITS) for dynamic management of work zone traffic impacts, such as queue and speed management 8

Project Coordination What is it? Coordination within a single project and/or among multiple projects within a corridor, network, or region, and possibly across agency jurisdictions to minimize work zone traffic impacts. Benefits: For transportation agencies include: o Ability to reduce and manage traffic disruptions from road work o Earlier identification of project impacts o Dynamic adjustments to schedule o Improved communications within and cross agencies o Cost savings From the driver s perspective: o Fewer numbers of work zones and street cuts o Better quality road surfaces o Increased customer satisfaction Source: FHWA 9

SWZ Project Coordination Goals: Goal 1 By December 2016, 25 State DOTs have incorporated work zone project coordination strategies into agency documentation and business processes. What does this mean? Review of: o o Existing PC-related policies/practices to identify strengths and weaknesses Other agencies PC-related best practices Identify and implement of SWZ PC strategies Develop agency documentation and business processes 10

SWZ Project Coordination Goals: Goal 2 By December 2016, 5 State DOTs have volunteered to pilot the Work Zone Implementation Strategies Estimator (WISE) software. What does this mean? Use WISE tool to optimize project schedules and analyze mitigation strategies to minimize work zone traffic impacts Pilot, evaluate, suggest enhancements, and demonstrate WISE s value for work zone management 11

Smarter Work Zones FLORIDA DOT (FDOT) DISTRICT 6 (D6) LANE CLOSURE INFORMATION SYSTEM (LCIS) 12

Outline LCIS Overview LCIS history Department Needs Main Features User Roles How it works Integration Project references Future Goals I-95 Case Study Segment Characteristics Scope of project Benefits of LCIS 13

Source: FDOT District 6 Lane Closure Policy Public Demand for Information Account for lane closures on State Facility Adopted in 1989 Notification of lane closures or temporary detours shall be accomplished 14 working days prior to closure, detour, or MOT phase change by submitting the required Anticipated Roadway Closure Form, sketches, calculations, and other data through the Engineer to the District Traffic Operations Office. Lane Closure Request Form V1.0 Hard Copy implementation tool 14

Source: FDOT Lane Closure Request Form V2.0 Lane Closure Request Form V2.0 Digital Form (PDF), 2008 Fields refined 15

FDOT D6 LCIS - 2010 D6 Management challenge and support Determined the need for a paperless lane closure system Wanted the system to provide more accurate information to the public and allow for all lane closures to be published on a map Needed to form a development team for the system 16

Development of the LCIS Collaboration between FDOT and Florida International University (FIU) Developed a Master University Agreement Work Order FDOT requires hosting services from FIU to host the D6 LCIS Budget and Method of Compensation The budget assigned to this order is $0 and in exchange for hosting the LCIS, the Department will allow FIU full access to all information contained in this program s Database for educational purposes. 17

LCIS Roles and Responsibilities Administrator Setup of users Change approval sequences Maintains the system Requester Make lane closure requests Reviewer Reviews lane closure requests Public Information Officer (PIO) Receives notifications of approved lane closure requests Guest Default user Guest User Requester Administrator Public Information Officer Reviewer 18

Source: FDOT Source: FDOT FDOT D6 LCIS Main Features Coordinates simultaneous lane closures Application Cost: $70,000 Capabilities Approved lane closures are available for public viewing Smart notification and approval system Internet access to apply and approve Web-based map application Functionalities Request for road closures Manage approval process Notifications request status Mapping requests Integration with other systems Search Area Results Map Visualization 19

Source: FDOT Roadway/Closure Request Form 1) Select category of work. Examples include permit or construction contractor. 2) Select the road for the lane closure from drop down or by drawing on the map. 3) Select the dates the work will begin and end. 4) Select the times the work will begin and end. 20

Source: Waze LCIS Integration The LCIS is integrated with the following systems: Florida DOT partnership with Waze App FDOT 511 Travel Information FDOT D6 Geographic Information System (GIS) portal LCIS Integration District 6 GIS Portal Source: Google Source: Google 21

LCIS Reference in Documents Language in Request for Proposal (RFP) requiring contractors to submit lane closure information via the LCIS. Request for Proposal I-95 Express DMS and Toll Sign Panel Replacement Project, Miami-Dade County March 15, 2015 The Design-Build Firm shall submit all required lane closure information to the Department s Project Manager and the District Six MOT specialist for approval a minimum of fourteen (14) days in advance of the proposed lane closure via the District Six Lane Closure Information System (LCIS) (www.fdotlcis.com). The Design-Build Firm shall follow the MDX lane closure requirements and procedures provided as an attachment with this Project for performing any lane closures on SR 112. Source: FDOT 22

Source: FDOT FDOT D6 Standard Operating Guidelines Use of the LCIS is required by the ITS Maintenance contractor during Maintenance of Traffic (MOT) services 23

Other Stipulations TCP Notes attached to all District Plans General: 1. Notification of lane closures or temporary detours shall be accomplished 14 working days prior to closure, detour, or MOT phase change by submitting the required Electronic Lane Closure Form (www.fdotlcis.com), sketches, calculations, and other data through the Engineer to the District Traffic Operations Office. District Utility Permit 1. Permit APPROVAL IN NO WAY CONSTITUTES THAT THE PERMITTED HAS AN APPROVED LANE CLOSURE. Please coordinate a pre-construction meeting with MR. ANTHONY GOLDBERG at (305) 640-7249, (786) 512-0075, Email: Anthony.Goldberg@dot.state.fl.us a minimum of two (2) weeks prior to beginning of work within the FDOT right-of-way. 2. Submit a detailed lane closure form, noting work and time phases thru the Lane Closure Information System (LCIS) at https://www.fdotlcis.com. The lane closure request shall be approved by the Department at least 2 weeks prior to beginning work within the FDOT right of way. There shall be no lane closures (unless approved by the District Maintenance Engineer /or the District Maintenance of Traffic Specialist) from Thanksgiving Day to New Year s Day, due to Moratorium. 24

Improvements Future Directions and Goals for LCIS Make it Active -Develop an LCIS mobile application for lane closure activation and deactivation Make the LCIS web application mobile friendly Allow reviewers to assign a request to specific reviewer Florida Statewide Lane Closure Application launch July 2016 Modifications may be implemented in next update 25

Source: Google I-95 Case Study (1 of 2) Location: I-95 Northbound, between the Golden Glades Interchange and State Route 112. Scope of Project: 1. FDOT D6 Construction Concrete Pavement Replacement 4 of 6 lanes were closed including 2 express lanes Removal and replacement of concrete slabs Closures from 10:00pm to 5:00am 2. FDOT D6 Regular Maintenance by Asset Maintenance Contractor Express Lanes Delineator Replacement (3 lanes closed) Weekly replacement of damaged delineators Closures from 10:00pm to 5:00am 2 1 26

Source: Google I-95 Case Study (2 of 2) Scope of Project: 3. Miami-Dade Expressway Authority ORT Sign Replacement Drilled shaft installation 3 lanes closed including express lanes Closures from 10:00pm to 5:00am 4. Florida Turnpike Toll Maintenance Repaired Express Lane tolling equipment 2 express lanes were closed Closures from 10:00pm to 5:00am 5. FDOT D4 Express Lanes Phase II Project Construction Lane Closures for Phase II project extended into this corridor 2 express lanes were closed Closures from 10:00pm to 5:00am 4 3 5 27

Benefits of LCIS for Project Coordination Management and coordination of several lane closures simultaneously Reduce traffic impact during construction and maintenance Time and cost savings result Allow mapping visualization of the MOT areas Generate notifications to PIOs for social media/press release 28

Source: FDOT/Facebook Source: FDOT/Twitter Public Outreach for I-95 Projects (1 of 2) Lane closures were communicated to the traveling public via Facebook and Twitter 29

Source: FDOT Public Outreach for I-95 Projects (2 of 2) Press releases were also used to communicate the lane closures to the traveling public 30

For More Information: Saud Khan, Project Manager Florida DOT saud.khan@dot.state.fl.us Elio Espino, Ph.D., P.E., PTOE A&P Consulting Transportation Engineers eespino@apcte.com Florida DOT Lane Closure Information System: www.fdotlcis.com 31

Smarter Work Zones CALTRANS LANE CLOSURE SYSTEM 32

Caltrans Districts Transportation Management Center (TMC) Adjust to field conditions Operate field elements Provide traveler information Help with Incident Management Located in all 12 districts Source: Caltrans 33

Caltrans Transportation Management Plan (TMP) Policy Construction Deputy Directive 60 (DD-60; Effective 2000) Deputy Directive 60-R1 (Effective 2009) Deputy Directive 60-R2 (Effective 2015) TMPs are required for all planned construction, maintenance, and encroachment permit activities on the statewide highway system to minimize work related traffic delays while reducing overall duration of work activities. Special Events Encroachment Permits Caltrans commitment: Minimize motorist delays for ALL planned activities on the state highway system without compromising: Public or worker safety Quality of the work Maintenance 34

Highlights of DD-60 District Traffic Manager (DTM): Responsible for coordination of all planned activities on State Highway System (SHS) Responsible for the day-to-day decisions pertaining to traffic impacts from planned activities requiring lane/ramp/connector closures on the state highway Recommends termination or modification of lane closure activities without compromising the safety of the public or workers when traffic impact becomes significant Approves lane closure requests Coordinates with TMC staff when significant delays occur on our highways 35

Other highlights of DD-60 Major Lane Closures are closures that are expected to result in significant traffic impacts despite the implementation of TMPs. Significant Traffic Impact is defined as being an individual traffic delay of 30 minutes or more above normal recurrent travel time on the existing facility or the delay time set by the DTM, whichever is less. District Lane Closure Review Committee (DLCRC) is composed of the Deputy District Directors of Construction, Design, Maintenance and Traffic Operations, and the District Public Information Officer (PIO). Headquarters Lane Closure Review Committee (HLCRC) is composed of the Division Chiefs of Construction, Design, Maintenance, Traffic Operations, and the Deputy Director of External Affairs. The California Highway Patrol may be called upon to participate as appropriate at the district or headquarters level. 36

Project Coordination - Specification 37

Utility Permits Caltrans general policy is to allow utilities within conventional highway rights-of-way subject to reasonable conditions to provide for the safety of the traveling public. Caltrans policy with regard to freeways and expressways is to exclude utilities from within access controlled highway rights-of-way, to the extent practicable. Requests for utility encroachments or utility access within freeway or expressway right-of-way are considered an exception to policy and are to be submitted to the Division Chief of the Division of Design (DOD, Chief) for approval. The Project Manager, in conjunction with the Project Development Team will agree to a set of map delivery dates at the Project Initiation Document kick-off meeting. These dates will define when the responsible unit will deliver the information and may include: Estimate Maps Positive Location Maps Relocation Plans R/W Data Sheet Report Positive Location Final Utility Maps Verification Maps Document Facilities Utility Relocation Owner Response Conflict Maps Utility As-Builts The Utility Coordinator is responsible for coordinating the requirements of this policy with all Utility Owners, and must work with the Project Engineer in accomplishing this coordination. 38

Lane Closure System (LCS; 1 of 2) Caltrans uses the LCS to report and monitor the status of lane closures on the California State Highway System. LCS is up approximately 99% of the time and is down for 15 minutes of daily routine maintenance. The LCS disseminates construction information to QuickMap, Commercial Wholesale Web Portal (CWWP), Performance Monitoring System (PeMS), and Caltrans Highway Information Network (CHIN). 39

Lane Closure System (LCS; 2 of 2) LCS provides: Access to lane closure information statewide through the internet. The ability to check for conflicts and restrictions on routes that may impede traffic across the districts. Coverage between districts in the event of a major incident or catastrophe. Prior to implementation of the LCS, Information on lane closures varied between each district, Information was often times inaccurate, No centralized access or procedures. 40

Lane Requirement Chart Development Charts are developed using the latest available traffic volumes from: Reports Traffic Volume Reports Truck Traffic Reports Ramp Volume Reports Peak Hour Volume Reports TSN Transportation System Network PeMS Performance Measurement System District 04 Database Special Counts Charts are based on actual volume and allowable capacities. Each project is analyzed to balance the needs of the work hour requirements and the safety of the motoring public. 41

Basic Lane Requirements Charts: PeMS Replaced with by hand method with automatic method in PeMS. Can be done instantly for any location that has data (doesn t tie to a lane closure record). Source: Caltrans Source: Caltrans 42

Lane Requirement Chart (1 of 2) Source: Caltrans 43

Lane Requirement Chart (2 of 2) 44

Source: Caltrans Maintenance Lane Requirement Chart 45

Delay Damages Specification 46

Standard Specifications 47

Specifications (1 of 2) 48

Specifications (2 of 2) 49

Source: Caltrans Request Closure 50

Source: Caltrans Roles and Access Rights Certain Roles can only do certain Tasks... 51

The Path of a Request Requester SUBMITS Returned Maintenance Supervisor or RE Rejected Saved DTM REVIEWS Pending CLOSURE Approved 52

Source: Caltrans Search (1 of 2) 53

Source: Caltrans Search (2 of 2) 54

Source: Caltrans Search: View Detail 55

Source: Caltrans Project Coordination 56

Source: Caltrans Extreme Maintenance Operations District 10 State Route 12 57

Details of Closure Closure in 3 of 12 Caltrans Districts 16-miles closure Between SR-160 and I-5 28-mile detour Closed 7:00am-4:00pm daily Three consecutive mid-week days Closed once yearly Other work accomplished during full closure: Crack sealing Bridge serviced Herbicide Application Litter pick-up Pavement Markings Shoulder Backing Misc. AC placed Source: Caltrans 58

Source: Caltrans Planned Lane Closures (1 of 2) 59

Source: Caltrans Planned Lane Closures (2 of 2) 60

QuickMap (1 of 2) Public Information: Gives Travelers Choice and Control Caltrans uses QuickMap to report real-time traffic information to the public regarding lane closures. QuickMap, a web page that is updated every five minutes with real-time traffic information feeds from other data sources including: Caltrans Commercial Wholesale Web Portal (CWWP) Changeable Message Signs (CMS) content Caltrans Highway Information Network (CHIN) Transportation Management Center Activity Log (TMCAL) LCS 61

Source: Caltrans QuickMap (2 of 2) 62

Source: Caltrans Caltrans Highway Information Network (CHIN) 63

Source: Caltrans LCS Status Updates The current method of changing the status of a closure requires a Caltrans field staff or the contractor to call the district TMC who will then enter the information into the LCS. The LCS mobile application allows Caltrans field staff and contractors to change the status of the closure themselves via mobile devices, such as a cell phone or tablet, without calling the TMC. 64

Source: Caltrans Source: Caltrans Source: Caltrans Public Coordination Social Media Facebook YouTube Twitter Instagram 65

Source: Caltrans Public Coordination Example District 3 - Sacramento, US Highway 50 Camellia City Viaduct Project Effectiveness of Fix50 Outreach Campaign Transit ridership increased 10 to 15 percent Traffic counts fell 24.5 percent Average delays were under 30 minutes or non-existent The campaign website received 737,864 hits over 5 months Paid media delivered over 91 million impressions, with over 25 percent added value (Six-month outreach campaign from January-June) 66

For More Information: Arshad Iqbal, P.E. Caltrans arshad.iqbal@dot.ca.gov Yusuf Shatnawi, P.E. Caltrans yusuf.shatnawi@dot.ca.gov 67

Smarter Work Zones FHWA RESOURCES 68

SWZ Interactive Toolkit Available! https://www.workzonesafety.org/swz 69

Other Resources Project Coordination Resources FHWA FHWA Work Zone Mobility and Safety Program Project Coordination http://www.ops.fhwa.dot.gov/wz/construction/crp/index.htm FHWA Work Zone Mobility and Safety Program Peer-to-Peer Program http://www.ops.fhwa.dot.gov/wz/p2p/index.htm TRB SHRP2 WISE Software Users Guide http://onlinepubs.trb.org/onlinepubs/shrp2/shrp2_s2-r11-rw-2.pdf NCHRP NCHRP Synthesis 413: Techniques for Effective Highway Construction Projects in Congested Urban Areas http://onlinepubs.trb.org/onlinepubs/nchrp/nchrp_syn_41.pdf Others Highway Construction Coordination to Minimize Traffic Impacts http://planning.transportation.org/documents/8-36/nchrp8-36(56)finalreport.pdf 70

Thanks for joining us! Upcoming Events Webinar #12: Integrating Technology Applications Massachusetts DOT Tuesday, April 26, 2016, 1:00-2:30pm EST Registration: Coming Soon! Check The National Work Zone Safety Information Clearinghouse website for updates https://www.workzonesafety.org/swz Questions or Comments? Jawad Paracha (FHWA Operations, WZ Team) Jawad.Paracha@dot.gov 73