Integrated, Flexible, High- efficiency Solar Cells:
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1 Integrated, Flexible, High- efficiency Solar Cells: Epitaxial Li>- Off GaAs Solar Cells and Enabling Substrate Reuse Jeramy D. Zimmerman a, Kyusang Lee a, and Stephen R. Forresta, b, c a Department of Electrical Engineering and Computer Science, b Department of Physics, and c Department of Materials Science and Engineering, University of Michigan Supported by Army Research Laboratory MAST Program Global Photonic Energy Corpora<on
2 Report Documentation Page Form Approved OMB No Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE AUG REPORT TYPE 3. DATES COVERED to TITLE AND SUBTITLE Integrated, Flexible, High-efficiency Solar Cells: Epitaxial Lift-Off GaAs Solar Cells and Enabling Substrate Reuse 5a. CONTRACT NUMBER 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) University of Michigan,Department of Electrical Engineering and Computer Science,Ann Arbor,MI, PERFORMING ORGANIZATION REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited 11. SPONSOR/MONITOR S REPORT NUMBER(S) 13. SUPPLEMENTARY NOTES Presented at the 2nd Multifunctional Materials for Defense Workshop in conjunction with the 2012 Annual Grantees /Contractors Meeting for AFOSR Program on Mechanics of Multifunctional Materials & Microsystems Held 30 July - 3 August 2012 in Arlington, VA. Sponsored by AFRL, AFOSR, ARO, NRL, ONR, and ARL. U.S. Government or Federal Rights License 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT a. REPORT unclassified b. ABSTRACT unclassified c. THIS PAGE unclassified Same as Report (SAR) 18. NUMBER OF PAGES 23 19a. NAME OF RESPONSIBLE PERSON Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18
3 MoLvaLon Numerous uses for lightweight, high-efficiency, flexible photovoltaics: Power at temporary off-grid locations. Autonomous vehicles (e.g. UAVs). Satellites. No available technologies provide high-efficiency, high power density photovoltaics on lightweight flexible substrates. III-V photovoltaics provide >28% power conversion efficiency (η P ). Specific power densities of >6 W/g & 280 W/m 2. Substantial reduction in III-V PV cost structure: wafer reuse. Rollable or foldable portable PV ARL MAST NASA Helios Power for UAVs 2
4 Power/Weight Tradeoff Organic α-si InP CdTe GaAs CIGS C-Si Trip. jun. Metam. Trip. Jun. Ge sub Ideal cell: thin + high efficiency. Active layers for GaAs cell is ~2 µm. Lift-off uses back reflector à active layer thickness reduced by ~50%. GaAs has highest power:area and power:weight ratios achievable. Lift-off cells have higher power conversion efficiency than substrate cells. 3
5 Technologies & Goals Epitaxial Li>- Off (ELO) Light Weight & Flexible Thin- Film Solar Cell E. Yablonovitch et al, Appl. Phys. LeC. 51, 2222 (1987). Epitaxial ProtecLon Layers Parent Wafer Reuse K. Lee et al, Appl. Phys. LeC. 97, (2010) UM. Cold Welding Simplified Transfer Process K. T. Shiu et al, Appl. Phys. LeC. 95, (2009) UM. MulLple Growths on Single Wafer Low- Cost Solar- to- Electrical Energy Conversion 4
6 Non- DestrucLve Wafer Reuse for Thin- Film PV Cells Cold Welding Growth GSMBE MetallizaLon Epitaxial Li> 0ff Surface Cleaning Thin- Film FabricaLon 5
7 MBE Growth of Epi- layers Molecular beam epitaxy used to grow: p + -GaAs contact, 0.3 µm p-ingap BSF, 75 nm p-gaas base, 3 µm n-gaas emitter, 0.15 µm n-ingaalp window, 25 nm n + -GaAs contact, 0.2 µm InGaP, 0.1 µm GaAs, 0.1 µm AlAs, 10 nm GaAs, µm InGaP, 0.1 µm GaAs buffer, 0.2 µm Solar cell active layers Sacrificial and release layers Substrate + buffer layer GaAs substrate, 350 µm 6
8 Cold Welding Au deposited on wafer and plastic handle. Au surfaces bonded by applying pressure. Metallic bonds formed at room temperature. Adhesive-free bonding technology. Simple transfer process. Stamping head wafer/epi layer/au High Pressure Kapton/Ir/Au Stamping head 7
9 Transferring III- V PV Cells to PlasLc Epitaxial lift-off GaAs Wafer AlAs release layer GaAs Solar Cell Layer Mylar/Kapton GaAs Wafer HF AlAs HF GaAs Solar Cell Layer Mylar/Kapton GaAs Solar Cell Layer Mylar/Kapton Wafer cold welded to Kapton. Lift off performed with HF. Etch selectivity is ~10 7 :1 (AlAs:GaAs). Epitaxial lift-off enables wafer reuse. Efforts are focused on improving quality and speed of lift-off process. Fabrication performed on Kapton substrate. Flexible without degradation to radius < 1 cm. 8
10 AcceleraLon of ELO Using Strained Handles Strain Control by Spubered Ir Compressive Strain 7 mtorr Spubering Pressure 10 nm Ir 20 nm Ir 50 μm Kapton 8.5 mtorr Spubering Pressure Tensile Strain 7 nm Ir 28 nm Ir Substrate 10nm AlAs Kapton/epi layer Strain State (Ir thickness) Neutral Compressive (21 nm) Tensile (7 nm) Etch Lme ~10 days ~24 hrs <8 hrs 9
11 Influence of ELO on GaAs Wafer Scanning Electron Microscopy Atomic Force Microscopy 1 μm RMS = 8 nm O O Ga 3D Laser Microscopy 32 μm 10
12 Influence of ELO on GaAs Wafer Scanning Electron Microscopy X- ray Photoelectron Spectroscopy 3d 5/2 3d 3/2 1 µm As As 2 O 5 Energy Dispersive Spectroscopy Original Wafer O Ga As Atomic ConcentraLon Near Surface Original Wafer ELO Processed Wafer O Ga 3D Laser Microscopy As As 49.5% Ga 48.3% ELO Processed Wafer As 41.2% Ga 33.2% O 25.6% 11
13 ProtecLon Layers Protection Layer Structure In 0.49 Ga 0.51 P (0.1 µm) AlAs (10 nm) In 0.49 Ga 0.51 P (0.1 µm) GaAs (0.1 µm) In 0.49 Ga 0.51 P (0.1 µm) GaAs wafer Atomic Force Microscopy New wafer RMS = 0.20 nm Non-protected wafer Protected wafer RMS = 0.97 nm RMS = 0.21 nm 5 μm 10 nm Protection layers Inserted between AlAs and wafer or active layers. Prevent HF from contacting the wafer. InGaP removed with H 3 PO 4 :HCl or HCl:H 2 O. GaAs removed with H 3 PO 4 :H 2 O 2 : H 2 O. Reduces RMS roughness to that of original wafer. As 2 O 5 particles difficult to remove Tri-layer necessary. Over-etched to undercut particulates. K. Lee et al, APL 97, (2010). K. Lee et al, JAP 111, (2012). 12
14 Thermal DecomposiLon Fresh wafer ELO processed Protection layer removed RTA treated RTA in N 2 at 600 C for 1 min. GaAs/InGaP bilayer protection removed with wet etches. Surface returned to like-new condition. 13
15 Plasma Pre- clean 3d laser microscope After ELO After plasma cleaning AFM RMS = 8 nm RMS = 0.2 nm SF 6 +Ar ICP plasma for 1 min. GaAs/InGaP bilayer protection removed with wet etches. Surface returned to like-new condition. 14
16 Surface Chemistry Comparison X- ray Photoelectron Spectroscopy Energy Dispersive Spectroscopy O Ga As O Ga As O Ga As Surface Cleaned Wafer Original Wafer ELO Processed Wafer A>er ELO 15
17 Epitaxial ProtecLon Layer & Surface Cleaning Original wafer Atomic Force Microscopy RMS = 0.2nm Growth Metalliza<on & Cold Welding Epitaxial li> off RHEED 10 nm AlAs 100 nm GaAs 100 nm InGaP GaAs substrate Substrate RMS = 8 nm Surface Pre- cleaning Thermal or Plasma Cleaning ProtecLon layer removal Thin-Film Surface Cleaning Regrowth RMS = 0.2 nm Solar Cell FabricaLon 16
18 Growth Quality Comparison Cross- SecLonal Transmission Electron Microscopy Grown on Fresh Wafer Hall Effect Measurement Original Growth Doping concentralon 1.67 x 1018 /cm3 (110) 1950 cm2/vs Regrowth 5 nm 2 nm Doping concentralon 1.78 x 1018 /cm cm2/vs Photoluminescence Measurement 1st Regrowth (110) 5 nm 2 nm 2nd Regrowth (110) 5 nm 2 nm 17
19 Device Performance Comparison Current Density- Voltage Curve n + GaAs Ohmic AlInP window n- GaAs p- GaAs InGaP BSF GaAs Substrate External Quantum Efficiency Device Efficiency Parameters J SC [ma cm - 2 ] V OC [V] FF [%] PCE [%] Fresh Wafer Reused wafer 27.7± ± ± ±0.5 18
20 GaAs Thin- Film Solar Cells Current Density- Voltage Curve n + GaAs Ohmic AlInP window n- GaAs p- GaAs InGaP BSF GaAs Ohmic Gold Kapton External Quantum Efficiency ELO Processed GaAs Thin- Film Solar Cells Device Efficiency Parameters J SC V OC FF PCE 23.1 ma/cm V 75.6% 16.1% 19
21 Cost EsLmate: Substrate- Based III- V PV 1 m 2 GaAs PV Cells: Substrates (56 x 6 ) $17,000 Source material (4 μm GaAs growth) $80 Liquid nitrogen for cryo panels $400 Electricity (~120 kw- hr) $15 Wafer processing $75 - Conven<onal Au contacts $40 - AR coa<ng (ZnS/MgF 2 )150nm $10 - Lithographic pacerning $25 Total $17,570 23% $76 (assump<ons: Standard MBE design, no large reduc<ons in price for bulk quan<<es, and labor and capitol cost not included.) 20
22 Cost EsLmate for Flexible III- V PV 1 m 2 GaAs PV Cells: Substrates (56 x 6 ): 50 uses $340 Source material (2 μm GaAs growth) $40 Electricity (~120 kw- hr) $15 Wafer processing $35 - Metal/Kapton foil $10 - Ag/Cu contacts $10 - AR coa<ng (ZnS/MgF 2 )150nm $5 - HF etchant (HF:AlAs >106:1), 1 L 10% $5 - Non- Lithographic pacerning $5 Total $430 30% $1.43 (assump<on: No LN 2 requires MBE redesign.) 21
23 ConcentraLon Direct light MJ cell PV Cell Diffuse light Reflector Compound Parabolic Reflector Grid parity possible by using concentrators. 4x concentra<on: ~$0.70/Wp. 10x concentra<on: ~$0.45/Wp. Requires solar tracking. 22
24 Summary Solar Cell FabricaLon Via cold- welding & epitaxial lil- off. Expedited lil- off process using strained handle. Reuse of GaAs Wafers Lance matched epitaxial protec<on layer. Thermal & plasma surface cleaning. GaAs regrowth aler protec<on layer removal. Iden<cal solar cell performance. K. Lee et al, J. Appl. Phys. 111, (2012). 23
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