Energy Retrofit Loan Program

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Energy Retrofit Loan Program Service Provider Profile General Firm Information Steven Winter Associates, Inc.(SWA) 307 Seventh Avenue, Suite 1701, New York, NY, 10001 Primary Contact: Marc Zuluaga, mzuluaga@swinter.com (212-564-5800 x114) Secondary Contact: Erica Brabon, ebrabon@swinter.com (212-564-5800 x118) Website: www.swinter.com Year established: Number of employees:80 1972 Firm Experience Our success stems from a 40-year track record of staying at the forefront of an industry that has recently become crowded with newly-formed energy start-ups and older firms that have recently become green. We take pride in the experience of our highly-trained staff and their ability to plan and execute successful projects customized to the needs and goals of our clients. In the last five years, SWA has conducted building evaluations of 30M square feet of existing multifamily buildings with facilities ranging from under 5 units to 17,000 units. While many energy audting firms do not even have licensed engineers on staff, SWA has a dedicated group of PE's that specialize in translating energy audit recommendations into reality. Upon completion of our audits, we provide turnkey Mechanical, Electrical and Plumbing design, third-party construction oversight, commissioning, training and long term performance monitoring services, customized to meet the needs of our clients and their projects. And since many of the most cost-effective and sensible opportunities in buildings involve fine tuning existing systems, we have extensive experience retrocommissioning to optimize building operations. Our unique and comprehensive approach to a wide-range of challenges has led SWA to receive the following industry recognitions: - The only multifamily auditing firm selected for the (post-sandy) NYC Building Resileincy Task Force convened by Mayor Bloomberg to develop standards to improve building performance after exteme events. - The only NYC energy auditing firm selected by the Urban Green Council for a prestigous "EBie" award for exemplary energy savings in a retrofit project. - Recipient of multiple research grants from NYSERDA & HUD to pilot and then refine a practical approach to fix ventilation systems in NYC multifamily buildings. - Selected by NYSERDA to develop a "Multicogen" screening tool for the assesment of Combined Heat and Power (CHP) savings potential in NYSERDA Multifamily Perofrmance Program projects - Selected by Deutsche Bank to lead a groundbreaking study measuring actuall energy HDC NYCEEC Energy Retrofit Loan Program 1

savings across 200+ NYC multifamily building to catalyze the market for energy efficiency lending. - Advisor to the Mayors Office for Long Term Planning and Sustainability on city wide LL84 benchmarking data analysis and on the Mayor's "Carbon Challenge to Co-ops and Condos". Efficiency Program Partnerships (please check all that apply): NYSERDA MPP WAP Provider Other: Partner Con Edison Partner National Grid Partner Provider Staff Accreditation/Licenses (please cite the number of audit team members on staff with following certifications) Professional Engineer (PE) 9 Certified Energy Manager 5 (CEM) Certified Energy Auditor (CEA) 1 BPI Multifamily Building 19 Analyst Registered Design Professional with NYC DOB References (references should be forthcoming if contacted; it is encouraged, but not required, that references align with case studies) Name Norman Williams Name Jacob Sirtokin Name David Legow Title Project Manager Title Account Executive Title President Company St Nicks Alliance Company Century Company Legow Phone 718-388-5454 Phone 212-560-6475 Phone 973-992-8200 Email nwilliams@stnicksalliance.or Email jsirotkin@centuryny.com Email davidlegow@legow.com g Project name and location Williamsburg Court Project name and location 250 Cabrini Project name and location Carlyle Towers HDC NYCEEC Energy Retrofit Loan Program 2

19 Maujer Street Brooklyn, NY 11211 250 Cabrini Boulevard New York, NY 10033 100 Winston Drive Cliffside Park, NJ 07010 Nature of work performed : (please check all that apply) Project Administration Commissioning Data M&V Energy Audit Construction/C. Retro-commissioning Nature of work performed : (please check all that apply) Project Administration Commissioning Data M&V Energy Audit Construction/C. Retro-commissioning Nature of work performed : (please check all that apply) Project Administration Commissioning Data M&V Energy Audit Construction/C. Retro-commissioning CASE STUDY 1 General Building Information Carlyle Towers, 512 Bloomfield Avenue, Caldwell NJ 07006 Number of buildings: 1 Gross square footage: 98840 Number of units: 108 Number of floors: 9 Year constructed: 1970 Retrofit date (start to completion): 2008-2010 Please select one for each of the following: Heating Fuel Natural Gas Other (please specify): Heating Distribution Hot water Other (please specify): Electric Metering Direct (ConEd) Other (please specify): Please select all that apply: Market Mitchell Rate Affordable Lama Rental Condo Co-op Project Information Legow had been succesfullly weatherizing their portfolio for over a decade when they brought SWA in to evaluate Carlyle Towers, a building with unexplainably high energy bills. As part of an energy audit, SWA identified the toilet and kitchen ventilation system that was drawing excessive amounts of air out of the building as the key culprit to the high bills. A conventional energy audit recommendation would have been to turn off the fans in the middle of the night at the expense of indoor air quality. Instead, SWA HDC NYCEEC Energy Retrofit Loan Program 3

recommended recommended a novel approach to rebalancing the ventilation system to both reduce energy use and improve air quality. SWA provided turnkey design specification and commissioning services to support the succesful execution of this project. The results realized at Carlyle Towers have spurred this project to be replicated in dozens of other NYC metro area buildings over the past few years over which time SWA has worked with a range of contractors to continually improve and refine the ventilation retrofit process. This projected was recognized for innovation with an "EBIE" award by the Urban Green Council and informed the development of an owners guide for Improving Ventilation in existing multifamily buildings written by SWA and pubblished by the National Center for Healthy Homes: www.practitionerresources.org/showdoc.html?id=67355&topic=weatherization&doctype =Spreadsheet The kitchen and bathroom exhaust ventilation system was upgraded with Constant Airflow Regulators (CARs) to balance ventilation flows and the AEROSEAL system to reduce shaft leakage. AEROSEAL works by sealing holes from the inside with a polymer based sealing agent. As a result of the retrofit, balancing from floor to floor at Carylyle Towers was dramatically improved and 90% of the existing duct leakage was sealed. Pre and post balancing results for this retrofit were evaluated as part of a HUD study: www.toolbase.org/pdf/fieldevaluations/car-fieldeval-final.pdf The innovative shaft upgrade also allowed SWA to specify 24 new downsized roof fans; lowering roof fan electricity use by over 50% and reducing maintenance requirements. Despite being the first building in the country to implement this ventilation retrofit, this project met original budget and schedule goals in large part because of the strong partnership and working relationship between Legow and SWA. Please select which of the following best describes the nature of the efficiency work: Standalone energy and/or water efficiency upgrade Energy and/or water efficiency improvements as part of comprehensive capital work Pre-Retrofit Savings Projection vs. Actual Savings Metric Projected (Pre-retrofit) Actual (Post-retrofit) Total building $ 15900 $ 23200 $/unit 147 $/unit 215 HDC NYCEEC Energy Retrofit Loan Program 4

savings % reduction 19 % reduction 26 Electric savings $ 5100 $ 3200 $/unit 47 $/unit 30 % reduction 7 % reduction 4 Fuel savings $ 10800 $ 20000 $/unit 100 $/unit 185 % reduction 12 % reduction 22 Project Results Retrofit cost: $ 120000 Retrofit cost: $1111/unit Simple payback calculation: 5 Years Please list any incentives and/or subsidies received:, $ Program Name, $ Subsidy or Incentive Program Name, $ tt Program Name, $ Subsidy or Incentive CASE STUDY 2 General Building Information Williamsburg Court, 19 Mujer Street Brooklyn, NY 11206 Number of buildings: 1 Gross square footage: 66000 Number of units: 59 Number of floors: 6 Year constructed: 1992 Retrofit date (start to completion): 2008-2010 Please select one for each of the following: Heating Fuel Natural Gas Other (please specify): Heating Distribution Hot water Other (please specify): Electric Metering Direct (ConEd) Other (please specify): Please select all that apply: Rate Market Affordable Lama Mitchell Rental Condo Co-op Project Information HDC NYCEEC Energy Retrofit Loan Program 5

It is always a good sign if, after competing energy upgrades at a building, the utility sends someone to investigate a meter for "tampering" due to unusally low readings. This is exactly what happened at Williamsburg Court after a succesful retrofit. SWA provided comprehensive services to St. Nick's Alliance including energy audit, mechanical design of the new boiler plant and commisisoning of all energy retrofit. Prior to the upgrade work, heating and domestic hot water was provided by a eight atmospheric gas boilers which are very common in NYC even though they result in huge "standby" lossess when boilers are off. SWA recommended replacing the existing boilers with sealed combustion boilers to meet the space heating and hot water needs of the building. This new boiler plant was selected to be compatible with the existing chimney to minimize costs. The new controls were chosen to optimize energy performance while at the same time being simple and useful to the on site mainteance staff. An electronic mixing valve was specified to tightly control the temperature of domestic hot water supplied to the kitchens and bath taps. To compliment the boilers and provide residents with an additional level of comfort control, thermostatic radiator valves were installed in all apartments. Additional energy measures including air sealing, new windows, toilet and kitchen ventilation system balancing, bilevel lighting in corridors and stairwells and ENERGY STAR refrigerators. The active engagement of SWA's design engineering group in the audit process resulted in practical and effective recommendations which allowed the project to come in on schedule and on budget. Please select which of the following best describes the nature of the efficiency work: Standalone energy and/or water efficiency upgrade Energy and/or water efficiency improvements as part of comprehensive capital work Pre-Retrofit Savings Projection vs. Actual Savings Metric Projected (Pre-retrofit) Actual (Post-retrofit) Total building $ 31000 $ 46000 savings $/unit 520 $/unit 780 % reduction 20 % reduction 30 Electric savings $ 12000 $ 20000 $/unit 200 $/unit 340 % reduction 16 % reduction 26 Fuel savings $ 19000 $ 26000 $/unit 320 $/unit 440 HDC NYCEEC Energy Retrofit Loan Program 6

% reduction 24 % reduction 33 Project Results Retrofit cost: $ 328634 Retrofit cost: $5570 per unit Simple payback calculation: 4 Years Please list any incentives and/or subsidies received: NYSERDA MPP, $ 147240 Program Name, $ Subsidy or Incentive Program Name, $ Subsidy or Incentive Program Name, $ Subsidy or Incentive Williamsburg Court was a finalist in the Reformed Gas Guzzler category at the 2012 EBie Awards and is to date one of the most successful New York City energy retrofit projects to ever go through the NYSERDA Multifamily Performance Program. CASE STUDY 3 General Building Information 250 Cabrini Blvd. New York, NY Number of buildings: 1 Gross square footage: 82000 Number of units: 77 Number of floors: 9 Year constructed: 1936 Retrofit date (start to completion): 2011-2011 Please select one for each of the following: Heating Fuel #4 or #6 Oil Other (please specify): Heating Distribution Two-pipe steam Other (please specify): Electric Metering Direct (ConEd) Other (please specify): Please select all that apply: Rate Market Affordable Lama Mitchell Rental Condo Co-op Project Information This classic pre-war building also experienced classic overheating and comfort issues associated with poorly controlled steam. While many energy auditors, focus attention on new fancy boiler control panels, SWA worked with the co-op to attack the heart of the problem by fixing the distribution of steam throughout the building. SWA conducted an HDC NYCEEC Energy Retrofit Loan Program 7

energy audit and provided design and commissioning services to support the heating system upgrade that significantly reduced fuel use while also improving comfort and reducing mainteance costs. The heating system upgrades included adding orifices plates and air vents to improve the steam distribution, inserting radiant barriers behind every radiator to reflect more of the heat into the building, and installing a new boiler control that responds to the interior apartment temperatures as well as the outdoor temperature. Orifice plates eliminated the need for steam traps in 90% of apartments, reducing future maintenance costs and headaches. SWA projected these upgrades would save the building 19% of their heating fuel usage, or approximately $10,000 at the then current oil prices. SWA analyzed 250 Cabrini s utility bills for the postretrofit winter and found that the building actually saved 21% of their heating fuel usage, even more than projected. In the same time frame, the building s cost for oil rose by 50%, which makes the improvement worth even more to the coop, dropping the simple payback period from a projected 5.7 years down to 4.5 years. This project came in on time and on budget. Heating system upgrade specifications were developed by SWA that clearly communicated project requirements and incorproated important performance based specifications that protected the interests of the owner. These specifications allowed plumbers that the building was familiar with and plumbers that SWA had succesfully worked with in the past to bid on the work. Please select which of the following best describes the nature of the efficiency work: Standalone energy and/or water efficiency upgrade Energy and/or water efficiency improvements as part of comprehensive capital work Pre-Retrofit Savings Projection vs. Actual Savings Metric Projected (Pre-retrofit) Actual (Post-retrofit) Total building $ 9300 $ 11000 savings $/unit 120 $/unit 140 % reduction 10 % reduction 14 Electric savings $ 0 $ 0 $/unit 0 $/unit 0 % reduction 0 % reduction 0 Fuel savings $ 9300 $ 11000 $/unit 120 $/unit 140 % reduction 10 % reduction 14 Project Results Retrofit cost: $ 63000 Retrofit cost: $815/unit Simple payback calculation: 5 Years HDC NYCEEC Energy Retrofit Loan Program 8

Please list any incentives and/or subsidies received:, $ Program Name, $ Subsidy or Incentive Program Name, $ Subsidy or Incentive Program Name, $ Subsidy or Incentive HDC NYCEEC Energy Retrofit Loan Program 9