Devices, Big Data, and Real World Evidence O R A C L E W H I T E P A P E R O C T O B E R

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Devices, Big Data, and Real World Evidence O R A C L E W H I T E P A P E R O C T O B E R 2 0 1 7

Disclaimer The following is intended to outline our general product direction. It is intended for information purposes only, and may not be incorporated into any contract. It is not a commitment to deliver any material, code, or functionality, and should not be relied upon in making purchasing decisions. The development, release, and timing of any features or functionality described for Oracle s products remains at the sole discretion of Oracle. DEVICES, BIG DATA, AND REAL WORLD EVIDENCE

Table of Contents Abstract 1 Introduction 1 esource and Devices 2 EHR and EDC Integration 3 Big Data in Clinical Research 4 Regulatory Impact 5 Conclusion 6 References 7 Acknowledgments 7 Recommended Reading 7 Contact Information 7. 0 Devices, Big Data, and Real World Evidence

Abstract The huge range of popular, connected devices in healthcare, fitness tracking, and diet is causing a revolution in the world of clinical research. Pharmaceutical companies are incorporating these gadgets into ever more elaborate clinical trials focusing on real world, healthcare, and big data sources. These sources can be integrated with large scale, indexed, data stores to run very different types of distributed processing queries asking unique questions such as, Provide the simulation of a clinical hypothesis without dosing patients. This paper will consider how relational and indexed data stores can complement each other, combining transactional information with real world data from indexed systems. It will describe how organizing, collecting, cleaning, transforming, and aggregating data can prepare it for analysis. Then, it will discuss how using various predictive analytics and machine learning techniques transform real world data into real world evidence. Introduction The world of clinical research is experiencing a revolution with a huge range of connected wearable/implantable devices for healthcare, fitness tracking, and diet growing in popularity. Pharmaceutical companies sponsoring trials are incorporating these devices into ever more elaborate clinical trials, as well as sifting through social media streams for drug safety reaction information and for target population identification. In addition, sponsors, technology providers, and standards development organizations (SDOs) are working toward electronic health record (EHR) and electronic data capture (EDC) integrations. With these types of EHR to EDC aggregations, there can be substantial savings in both time and energy.» Over 745,000 data points could be collected and managed in a production trial.» Approximately 300,000 data entry key strokes could be saved, if as little as 40 percent (40%) of the EDC data could be mapped from EHR. These numbers also produce savings on the monitoring side of the equation. Because the data is populated automatically from EHR, data fields in the EDC case report forms (CRFs) sourced from the EHR system do not have to be source data verified. Simultaneously, there have new opportunities in data processing, as the life science industry moves to the cloud. Cloud platforms provide lightning responses to queries from transactional systems, and these can now also be integrated with large scale indexed data stores for running very different types of distributed processing queries that can ask unique questions. It is now easier than ever before to store, manage, and query ever increasing datasets. 1 Devices, Big Data, and Real World Evidence

Wearable devices are now included in up to 50 percent (50%) of clinical protocols. These devices present challenges for data collection and cleaning. They also provide sponsors with opportunities to:» Improve patient trial adherence» Improve patient engagement» Improve the granularity of patient data» Extend the dimensions to describe subject s characteristics Figure 1: eclinical Strategies in use in Industry today: (Source: https://knect365.com/clinical-trials-innovation/article/e3d64458-2494- 490a-b831-8f12abc467ad/eSource-clinical-trials-adoption) esource and Devices In the digital age, our attitude to information is changing. The traditional model of data capture and supply has shifted downstream. Companies now expect a central hub for all information related to the trial, as it is needed to provide a single source of the truth for all internal and external stakeholders. EDC and data management systems can also be integrated with a wide range of esource data sources ranging from wearable devices/sensors. These data sources can include pulse oximetry, blood pressure and activity monitors, patient epro questionnaires, EHRs, and many more. The devices can provide near real-time data to patient and population dashboards. 2 Devices, Big Data, and Real World Evidence

Figure 2 highlights some of these novel data sources: Figure 2 Integration of esource data EHR and EDC Integration Sponsors, technology providers, and SDOs are working together on EHR and EDC integrations. There can be substantial savings of time and energy with EHR to EDC integration. Many biopharma organizations are looking into integration using the emerging HL7 standard, known as Fast Healthcare Interoperability Resources (FHIR). FHIR is a specification for implementation of RESTful Services, a technology approach to building APIs common to a number of SDOs. The specification enables access to patient data in EHR systems in support of system to system communication and interoperability. The FHIR standard is under active development by the HL7 SDO and is implemented in several EHR vendors systems. Code can be written once to the interface standard and used with many EHR systems. Over the last few years, there has been a focus on using FHIR RESTful Services to integrate patient care data into the clinical research process. A key use case has been populating EDC system CRFs from EHR systems. This use case can help the biopharma company and its sites participating in a clinical trial to: 1. Reduce overall data entry volume for each clinical trial 2. Improve the quality of entered data for each clinical trial by removing redundancy of manual data transcription from one system to another 3. Reduce clinical trial costs as data populating the CRF from the EHR system does not have to be source data verified. Each EHR system may only have a subset of the information necessary for a particular clinical trial and that subset may vary, but this approach certainly holds huge promise. 3 Devices, Big Data, and Real World Evidence

Big Data in Clinical Research Biopharmaceutical companies are also realizing the value of clinical trial data for secondary use -- such as modelling, simulation, and integration -- in particular, when combining and enriching with real world data streams. Figure 3: Big Data Survey (Source: http://www.appliedclinicaltrialsonline.com/big-data-survey-report-december-2016) Machine learning now offers ready to use algorithms to detect patterns and make predictions which readily consume the large volume of data now available. With the easy availability of highly scalable computing, it is now easier than ever to identify signals across the wide variety of data sets and data structures. There has been a huge amount of innovation managing Big Data, which is characterized by a vibrant ecosystem of open source technologies, including:» HDFS / Map Reduce technology to store data» Query editors including Spark, Impala, HIVE, HUE, PIG to query data» R to analyze data» Predictive Analytics to visualize data» Machine Learning to interpret data A distribution of a commercial big data cloud service or big data discovery service will typically include many of these technologies packaged together as a big data platform, providing optimal performance with minimal maintenance. 4 Devices, Big Data, and Real World Evidence

Big Data processing is an agile, iterative, and intuitive process. Step 1 - Integration: Utilize distributed processing and map reduce queries to make disparate data available for processing. Step 2 - Preparation: Manage large volumes of data using intuitive recommendations, transformations, and standardization. Step 3 - Discovery: Interactively explore data from a multitude of sources using powerful analytical tools. Integrating the vast volume, velocity, and variety of big data will allow users to exploit machine learning and artificial intelligence. Machine learning techniques can create predictive analytical models, as in a recent example (Figure 4 below) of assessing hospital re-admission risk. These analyses can predict the relative rate of re-admission for patients, based on their initial diagnosis. The analysis gives Healthcare Professionals quantifiable insight regarding likely re-admission, which can assist in resource planning. Figure 4: Healthcare Correlations: Predictive (Source: https://www.youtube.com/watch?v=6yr_ypp70cu) Regulatory Impact On June 20, 2017, the U.S. Food and Drug Administration (FDA) published a Question & Answers draft document on the use of electronic records and electronic signatures in clinical investigations. The draft document focused on new technologies, including devices and EHRs. It included definitions of a data originator or wearer, technology or EHR, and applied these to:» Electronic systems, including commercial of the shelf (COTS) and customized electronic systems owned or managed by sponsors and other regulated entities» Electronic services, outsourced by the sponsor or other regulated entities» Electronic systems primarily used in the provision of medical care» Mobile technology 5 Devices, Big Data, and Real World Evidence

» Telecommunication systems The document outlines the considerations for sponsors when processing data for FDA-regulated clinical investigations, stating that sponsors and other regulated entities should consider whether there are adequate controls in place to ensure the reliability and confidentiality of the data.» Validation documentation» Ability to generate accurate and complete copies of records» Availability and retention of records for FDA inspection for as long as the records are required by applicable regulations» Archiving capabilities» Access controls and authorization checks for users actions» Secure, computer-generated, time-stamped, audit trails of users actions and changes» Encryption of data at rest and in transit» Electronic signature controls» Performance record of the electronic service vendor and the electronic service provided» Ability to monitor the electronic service vendor s compliance The document also acknowledges cloud computing.» If appropriate controls are in place, there are no limitations regarding the geographic location of cloud computing services.» However, it is critical for sponsors and other regulated entities to understand the data flow and know the location of the cloud computing service s hardware in order to conduct a meaningful risk assessment regarding data access, integrity, and security. The guidance also makes a critical distinction as to when data is classed as permanent source data, or merely transitional data that is specific to the device.» When mobile technology is used in a clinical investigation to capture, record, and transmit study-related data directly from study participants, the data are collected and stored, perhaps for very short periods of time, on the mobile technology before being transmitted to the sponsor s EDC system. In some cases, the data may pass temporarily through various electronic hubs or gateways before reaching the sponsor s EDC system.» FDA considers source data as data that are first recorded in a permanent manner. In general, for data collected directly from study participants through mobile technology, the first permanent record is located in the sponsor s EDC system or the EHR, and not in the mobile technology. Conclusion» During a clinical trial, new technologies will allow patients and sponsors to monitor relevant data more closely.» These technologies provide direct insight into a remote patient's condition, transforming real world data into real world evidence.» Cloud technologies (IaaS, PaaS, and SaaS) have transformed the sponsor's access to technologies and processing types.» Databases and indexed data stores complement each other, bringing transactional clinical data together with real world data.» Disparate systems will come closer together through use of interoperability standards and messaging protocols, bringing huge value to clinical research.» We will use big data tools to organize, collect, clean, transform, and aggregate the data to prepare it for analysis, leverage distributed processing, and engage predictive analytics and machine learning. 6 Devices, Big Data, and Real World Evidence

» Regulators and SDOs are keen to identify synergies and opportunities, as well as further define how the life science industry reacts to the evolution of patient data. References SDTM in Business Intelligence, Collinson, PhUSE 2014 Clinical Data in Business Intelligence, Collinson, PhUSE 2016 http://www.appliedclinicaltrialsonline.com/big-data-survey-report-december-2016 https://knect365.com/clinical-trials-innovation/article/e3d64458-2494-490a-b831-8f12abc467ad/esource-clinicaltrials-adoption https://blogs.oracle.com/health-sciences/entry/real_world_data_vs_real, Jones, 2016 https://blogs.oracle.com/health-sciences/entry/interpreting_big_real_world_data, Streeter, 2017 https://www.oracle.com/industries/health-sciences/products/real-world-data/index.html https://www.youtube.com/watch?v=6yr_ypp70cu Acknowledgments Thanks to Jim Streeter, Greg Jones, Casey Costley, Srinivas Karri, Jonathan Palmer and Paul Boyd, Oracle Health Sciences. Recommended Reading https://www.fda.gov/downloads/drugs/guidancecomplianceregulatoryinformation/guidances/ucm563785.pdf Contact Information Your comments and questions are valued and encouraged. Contact the author at: Mike Collinson Oracle Health Sciences Oracle Parkway Thames Valley Park Reading RG6 1RA Mike.Collinson@oracle.com 7 Devices, Big Data, and Real World Evidence

C O N T A C T U S For more information about Comprehensive Enterprise Trial Management and Monitoring in the Cloud, email healthsciences_ww_grp@oracle.com, visit oracle.com/healthsciences or call +1.800.633.0643 to speak to an Oracle representative. C O N N E C T W I T H U S oracle.com/healthsciences healthsciences_ww_grp@oracle.com youtube.com/user/oraclehealthsciences facebook.com/oraclehealthsciences twitter.com/oraclehealthsci blogs.oracle.com/health-sciences Copyright 2017, Oracle and/or its affiliates. All rights reserved. This document is provided for information purposes only, and the contents hereof are subject to change without notice. This document is not warranted to be error-free, nor subject to any other warranties or conditions, whether expressed orally or implied in law, including implied warranties and conditions of merchantability or fitness for a particular purpose. We specifically disclaim any liability with respect to this document, and no contractual obligations are formed either directly or indirectly by this document. This document may not be reproduced or transmitted in any form or by any means, electronic or mechanical, for any purpose, without our prior written permission. Oracle and Java are registered trademarks of Oracle and/or its affiliates. Other names may be trademarks of their respective owners. Intel and Intel Xeon are trademarks or registered trademarks of Intel Corporation. All SPARC trademarks are used under license and are trademarks or registered trademarks of SPARC International, Inc. AMD, Opteron, the AMD logo, and the AMD Opteron logo are trademarks or registered trademarks of Advanced Micro Devices. UNIX is a registered trademark of The Open Group. 1017 Devices, Big Data, and Real World Evidence October 2017 Mike Collinson