NEMI Pb-Free Solder Projects: Progress and Results

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NEMI Pb-Free Solder Projects: Progress and Results Carol Handwerker NIST Gaithersburg MD April 27, 2004 DoD Pb-Free Solder Implementation Meeting Washington DC

Outline History of Pb-Free Projects Worldwide and NEMI Project Structure Analysis of Sn-Ag-Cu Alloy Results Issues in processing, particularly in the transition period Reliability testing results Tin whiskers: is any tin surface finish worth the risk?

NCMS Lead-Free Solder Consortium AT&T/ Lucent Technologies Ford Motor Company (Ford) General Motors (GM) Hughes Aircraft General Motors Delco Electronics Hamilton Standard, Division of United Technologies National Institute of Standards and Technology (NIST) Electronics Manufacturing Productivity Facility (EMPF) Rensselaer Polytechnic Institute (RPI) Rockwell International Corporation Sandia National Laboratories Texas Instruments Incorporated 1993-1997

NCMS High Temperature Fatigue Resistant Solder Consortium (1998-2001) OEMs Delphi Delco Electronics Systems Ford Motor Company Solder suppliers Heraeus Cermalloy Indium Corporation Johnson Manufacturing Rockwell International AlliedSignal Component manufacturer Amkor Federal Laboratories Ames Laboratory NIST

NEMI Task Group Structure: 1999-2002 NEMI Pb-free Assembly Task Force Edwin Bradley, Motorola Rick Charbonneau, StorageTek Solder Alloy Carol Handwerker, NIST Reliability John Sohn, NEMI Components Rich Parker, Delphi Assembly Process Jasbir Bath, Solectron Tin Whiskers Swami Prasad, ChipPAC

NEMI Assembly Project Participants OEMs/EMS Agilent Alcatel Canada Celestica Compaq Delphi Delco IBM Intel Kodak Lucent Motorola Sanmina-SCI Solectron StorageTek Solder Suppliers Alpha Metals Heraeus Indium Johnson Mfg. Kester Components ChipPac Intel Motorola Texas Instruments FCI USA Electronics Govt. & Other NIST SUNY-B/IEEC ITRI (US) IPC Equipment BTU DEK Orbotech Teradyne Universal Vitronics-Soltec

NIST Projects in Solder Science Phase Transformations in Pb-Free Solder Systems http:// www.metallurgy.nist.gov/solder Effect of Pb Contamination on Melting and Solidification Behavior of Sn-Bi Alloys Failure Analysis for Reliability Trials in NEMI Pb-Free Task Force Fillet Lifting in Pb-Free Solder Alloys Properties Database for Pb-Free Solder Alloys http://www.metallurgy.nist.gov/solder Solderability Test Methods - Sn-Pb and Pb-Free Sn Whisker Growth in Sn-based Surface Finishes Modeling of Solder Joint Geometries and Forces for SMT, Wafer-Level Underfill, and Photonics

Transition Issues Lead-free surface finishes Organic surface finishes already a problem for Sn/Pb solder Higher reflow temperatures with Sn-Ag-Cu is even more of a challenge; second side reflow Sn-Ag-Cu solders with Sn/Pb balls No discernable issues Sn-Ag-Cu balls with Sn/Pb solders May be some issues of backward compatibility with respect to reliability for area array joints Sn-Ag-Cu solders with Sn/Pb surface finishes Through-hole fillet lifting

Morpholology of Fillet Lifting Through-Hole Lead Solder Fillet NCMS Lead-Free Solder Project and collaboration between NIST and Tsung-Yu Pan, Ford Separation during Cooling Through-Hole on Board

Effect of Pb Additions on Fillet Lifting Sn-3.5Ag used as base alloy A4 - Sn- 3.5Ag F59 (A4 + 2.5Pb) F60 (A4 + 5Pb) Board Pad Avg. Board Pad Avg. Board Pad Avg. Thin Small 0 Thin Small 0.7 Thin Small 0.4 Large 0 Large 0.9 Large 0.2 Med. Small 0 Med. Small 1 Med. Small 0.6 Large 0.5 Large 1 Large 0.7 Thick Small 0 Thick Small 1 Thick Small 1 Large 0.5 Large 1 Large 0.8

Reliability Test Matrix Component Source Description Reliability Testing Type 1 TSOP AMD 48 Pin TSOP with leads on short sides, SnPb and NiPd finishes 2512 Resistor Koaspeer zero ohm chip resistor, SnPb and pure Sn finishes 169 CSP Lucent 0.8mm pitch, 11x11mm, 7.7 x 7.7 mm die, SnAgCu and SnPb balls 208 CSP ChipPac 0.8mm pitch, 15x15mm, 8.1 x 8.1 (HDPUG) mm die, SnAgCu and SnPb balls 256 BGA (NCMS) Amkor 256 CBGA Vendor part; IBM ball attach 1.27mm pitch, 27x27 mm, 10.0 x 10.0 mm die, SnAgCu and SnPb balls 1.27mm pitch, no die, SnAgCu and SnPb balls -40 to 125 C 0 to 100 C Solectron Sanmina-SCI Kodak Kodak (both SnAgCu alloys) Celestica Lucent Sanmina-SCI Sanmina-SCI Motorola SnAgCu balls: Sn4.0Ag0.5Cu - provided by Heraeus

ATC Relative Performance -40 to +125 0 to 100 Component Relative Performance Relative Performance SnPb - SnPb SnPb - LF LF-LF SnPb - SnPb SnPb - LF LF-LF AMD 48 TSOP - im Ag bds 0-0 AMD 48 TSOP - NiAu bds 0 + + 2512 Resistors - im Ag bds 0 0 0 2512 Resistors - NiAu bds 0 169 CSP 0 + + 0 0 + 208 CSP 0 0 + 0 + + 208 CSP - JEITA alloy 0 256 PBGA 0 0 0 0 0 0 256 Ceramic BGA 0 - + 0 equivalent to SnPb-SnPb benchmark (95% confidence bounds) - statistically worse than SnPb-SnPb benchmark + statistically better than SnPb-SnPb benchmark

Example of Solder Joint Microstructure: 169CSP, LF-LF, LF, -40 C to +125 C Sn-3.9Ag-0.6Cu Solder consists of tin dendrites separated by Cu-Sn and Ag-Sn intermetallics

Universal Build Visual Inspection Results: CBGA Visual Inspection Criteria must be changed Tin-lead paste/ tin-lead CBGA (Shiny joint) Lead-free paste/ Tin-lead CBGA (Dull joint) Lead-free paste/ lead-free CBGA (Cratered solder joint)

169CSP Lifetime Analyses: What are Acceleration Factors for Sn-Ag Ag-Cu? 0 C to 100 C cycling -40 C to +125 C cycling Pb-Pb Pb-LF LF-LF h (N63) 3321 3688 8343 b 7.5 2.9 4.1 Pb-Pb Pb-LF LF-LF h (N63) 1944 3046 3230 b 6.6 11.3 7.7

MSL vs Reflow Temperature: IC Packages M S L 6 5a 5 4 3 2a 2 1 0 S1 Package Vs. MSL Vs. Peak Reflow Temperature S3 S2 PBGA S2 S2 S1 S3 S2 S2 S2 TBGA S1 S1 196 (15X15 mm) 388 (35X35 mm) 352 48 100 240 72 (8X10 mm) Lead count S1 S2 ubga S1 S1 S2 S1 S2 M2CSP (stacked) S1, S2, S3, etc. = S1 is existing package structure; S2 is improved package structure; S3 is further improved package structure; S1, S2, S3 may not be the same for each package tested (i.e. newmold compound, assembly equipment, die coat, etc.) S1 S2

Open Issues Tin Whisker Formation Why? When? How? Is there a magic bullet?

Whisker Examples Consistent cross-section (column) Striations Rings Surface finish impurities matter

Open Issues Tin Pest How much of a problem will there be? Tin-Pest in Sn-0.5mass%Cu Lead-Free Solder Yoshiharu Kariya, Naomi Williams, Colin Gagg and William Plumbridge Materials Engineering Department, The Open Univesity, Walton Hall, Milton Keynes, MK7 6AA, United Kingdom Fig. 1 As-cast microstructure of Sn-0.5mass%Cu alloy Aged for 1.5 years As cast Aged for 1.5 years Aged for 1.8 years 20mm 10mm Fig. 2 The transformation of β-tin (white tin) into α-tin (grey tin) occurring in Sn-0.5Cu, aged at 255K for 1.5 and 1.8 years

Whisker Examples Kinked Branched Initiating from Hillock

Whisker Examples Hillocks (Lumps) Odd-Shaped Eruptions (OSE) Needles

Debate on Alloy Composition Which alloy composition should we use? Three main effects of solder alloy composition: During assembly: melting, wetting, reaction, solidification After assembly: thermal fatigue resistance, fracture, tin pest (?)

Phase Diagram of Sn-Ag Ag-Cu Solders Liquidus Temperatures of Sn-Ag Ag-Cu solder system as a function of composition - Liquidus temperature is highest temperature where solid is present NEMI JEIDA - Lines correspond to compositions with the same liquidus temperature

Melting Behavior of Sn-Ag Ag-Cu solders NEMI JEIDA eutectic

Melting Behavior of Sn-Ag Ag-Cu solders NEMI JEIDA eutectic

Melting Behavior of Sn-Ag Ag-Cu solders Inside green lines - <0.5% solid Inside red line <1% solid NEMI JEIDA < 0.5% solid < 1% solid

Melting Behavior of Sn-Ag Ag-Cu solders Inside green lines - <0.5% solid Inside red line <1% solid < 0.5% solid < 1% solid NEMI JEIDA

Melting Behavior of Sn-Ag Ag-Cu solders Inside green lines - <0.5% solid Inside red line <1% solid < 0.5% solid < 1% solid NEMI JEIDA

NEMI Committee Structure Tin Whisker Test Standards Committee (Test Group) First committee formed Objective to develop tests/test criteria for tin whiskers 42 companies including two governmental organizations Nick Vo (Chair) Motorola Jack McCullen (Co-Chair) Intel Mark Kwoka (Co-Chair) Intersil Tin Whisker Modeling Group (Modeling Group) Formed to gain fundamental understanding of whisker formation 13 companies including one government organization. George Galyon (Chair) IBM Maureen Williams (Co-Chair) NIST Irina Boguslavsky (Co-Chair) EFECT, NEMI Consultant

Tin Whisker Committees Tin Whisker Users Group (Users Group) Formed by large companies with high reliability products to look at mitigation techniques Started in late 2002 10 companies George Galyon (Chair) IBM Richard Coyle (Co-Chair) Lucent

Test Team Members Agilent Alcatel Allegro Microsystems AMD Analog Devices Boeing ChipPAC Cooper Bussmann Delphi Delco Engelhard Clal Enthone FCI Framatome Flextronics HP IBM Indium Infineon AG Intel (Co-Chair) Intersil (Co-Chair) IPC ITRI Soldertec Kemet Lockheed Martin Microchip Micro Semi Molex Motorola (Chair) NASA Goddard NIST NEMI On Semi Philips Raytheon Soldering Tech. Shipley Solectron ST Micro SUNY Binghamton SUNY Buffalo Technic Texas Instruments US Army

Overview of Whisker Committee Effort Direct: Completed two comprehensive matrices, Phase 1 and 2, both for ICs and Passives. Proposed a definition for whiskers. Developed an inspection protocol. Identified three test methods recommended for plating finish development and characterization. Initiated test method document for potential release by JEDEC. Preparing matrix for Phase 3 DOE (validation and verification). Indirect: Generated considerable momentum to understand whiskers and tin plating globally.

Whisker Definition Purpose: To specify the physical and visual characteristics of a tin whisker for use in inspection (not intended as a metallurgical definition) Tin Whisker: A spontaneous columnar or cylindrical filament, which rarely branches, of tin emanating from the surface of a plating finish. NOTE, For the purpose of inspection tin whiskers have the following characteristics: an aspect ratio (length/width) > 2; can be kinked, bent, twisted; generally have a consistent cross-sectional shape; rarely branch; and may have striations/rings around it.

Further Information http://www.metallurgy.nist.gov/solder/ Extensive data available on thermodynamics, solder properties, http://www.nemi.org

Inspection Protocol Scope: Establish an inspection method to quantify the propensity of an electroplated lead finish to develop tin whiskers. Examples of electroplated lead finish uses: terminals of ICs and passives, connectors, printed circuit boards, etceteras. Purpose: To recommend the equipment, locations and area of inspection, sample size and procedure for inspection. Equipment: Scanning Electron Microscope (SEM) is recommended for whisker inspection and verification.

Inspection Protocol Procedure: Use carbon tape, paint, or other conductive material to attach the sample to the work holder to prevent charging. When handling the samples, care must be taken to avoid contact with the electroplated finish. Contact with the finish may detach whiskers. Inspect each sample for whiskers at a magnification of 300X. The samples should be mounted in the best position (maximize inspection areas and view of critical locations such as bends) for SEM inspection. At each inspection: Record the presence of hillocks, odd-shaped eruptions and whiskers (whiskers 10 microns in length or > 2 in aspect ratio). Estimate and record the length of the longest whisker. Whisker length is measured from the termination/electroplate surface. Use higher power as necessary to determine length. Record the whisker density representative of the level of whisker growth (number of whiskers within a 250µm X 250µm area).

Inspection Protocol Recommended Sample Sizes: Example: Leaded Packages Inspect all plated surfaces, as practical, of 3 leads on a minimum of 3 packages randomly chosen from the test samples.

SEM Inspection Set-up Carbon Tape Package Live Bug SEM Work Holder

Recommended Test Method Prepared whisker test method for release by JEDEC. Purpose: Provide test method to aid in the evaluation and development of plating finishes. Provide an industry-standardized standardized test for comparison of whisker-propensity for different plating systems and processes. Not intended for use in reliability assessment or qualification.

Recommended Test Method Recommended Test Methods: -55 C C (+0, -10) / 85 C C (+10, -0) air-air temperature cycle (20minutes/cycle) 60 + 5 C, 93 +2, -33 % RH 20-25 C, ~30-80% RH All three tests are to be performed using separate samples Each test condition is to be performed independently